{"url":"https://nivawealth.com/firms/rudney-associates-110235","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110235","regulatoryAum":940194476,"crd":"110235","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1221291","suffix":null,"lastName":"RUDNEY","firstName":"ERIC","middleName":"ALLAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":611245672,"clients":298,"employees":2,"offices":1},{"filedOn":"2022-03-14","regulatoryAum":686453026,"clients":362,"employees":2,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":685604159,"clients":360,"employees":2,"offices":1},{"filedOn":"2024-03-02","regulatoryAum":751141322,"clients":426,"employees":2,"offices":1},{"filedOn":"2025-04-18","regulatoryAum":868739789,"clients":481,"employees":2,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":940194476,"clients":470,"employees":2,"offices":1}],"secFileNumber":"801-60080","legalName":"Rudney Associates, Inc.","displayName":"Rudney Associates","slug":"rudney-associates-110235","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1499 Danville BLVD, Suite 250","city":"Alamo","state":"CA","stateName":"California","country":"United States","postalCode":"94507"},"tradeNames":[],"registration":{"secApproved":"8 March 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1999411.5822222221,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":940194476,"discretionary":938791366,"discretionaryAccounts":485,"nonDiscretionary":1403110,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":12},"clientTypes":[{"label":"Individuals (other than HNW)","clients":200,"regulatoryAum":112375000},{"label":"High-net-worth individuals","clients":250,"regulatoryAum":787360212},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":16562759},{"label":"Charitable organizations","clients":5,"regulatoryAum":12504357},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":11392148}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033609","versionId":1033609,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":2.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting Services","summary":"A negotiable annual fee of 0.15% to 1.00% of plan assets, depending on the scope of services, complexity and size of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033609","versionId":1033609,"submittedOn":"2026-03-30","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:08:27.308524+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033609","versionId":1033609,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":940194476}],"custodyNote":"Rudney Associates has custody of $76.2M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Eric Rudney","title":"President/Owner","crd":"1221291"},{"name":"Ashley Kirk","title":"Chief Compliance 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securities","percent":15},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":58},{"label":"Cash and cash equivalents","percent":26}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110235/PDF/110235.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033609","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rudney Associates have?","answer":"Rudney Associates has 470 clients and manages $940 million for them, as of March 2026. They include 250 high-net-worth individuals, 200 individual clients, and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rudney Associates offer?","answer":"Rudney Associates provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rudney Associates charge?","answer":"Rudney Associates charges 0.50%–2.20% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rudney Associates use?","answer":"Rudney Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $940M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rudney Associates have?","answer":"Rudney Associates has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rudney Associates invest in?","answer":"At the end of its last fiscal year, Rudney Associates’ separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 26% cash and equivalents, 15% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rudney Associates?","answer":"Rudney Associates’ direct owner is Eric Rudney (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rudney Associates get paid?","answer":"Rudney Associates is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rudney Associates?","answer":"Rudney Associates’ main office is at 1499 Danville BLVD, Suite 250, Alamo, CA 94507. Its phone number is 925-838-0696.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}