RPG Family Wealth Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
RPG Family Wealth Advisory reports 600 clients. They include 404 individual clients, 133 high-net-worth individuals, and 57 corporations and other businesses. Of its assets, 98.0% ($687M across 597 accounts) are managed with discretion; $13.8M across 3 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 16% |
| High-net-worth individuals | 22% | 74% |
| Pension and profit-sharing plans | 1% | <1% |
| Corporations and other businesses | 10% | 9% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 404 | $114M | 16.3% | $283K |
| High-net-worth individuals | 133 | $520M | 74.2% | $3.91M |
| Pension and profit-sharing plans | 6 | $3.26M | 0.5% | $544K |
| Corporations and other businesses | 57 | $63.3M | 9.0% | $1.11M |
| Total | 600 | $701M | 100% | $1.17M |
- Clients
- 404
- Regulatory AUM
- $114M
- AUM share
- 16.3%
- Avg. per client
- $283K
- Clients
- 133
- Regulatory AUM
- $520M
- AUM share
- 74.2%
- Avg. per client
- $3.91M
- Clients
- 6
- Regulatory AUM
- $3.26M
- AUM share
- 0.5%
- Avg. per client
- $544K
- Clients
- 57
- Regulatory AUM
- $63.3M
- AUM share
- 9.0%
- Avg. per client
- $1.11M
Total
- Clients
- 600
- Regulatory AUM
- $701M
- AUM share
- 100%
- Avg. per client
- $1.17M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
RPG Family Wealth Advisory is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). A brochure was located, but its fee details could not be read. Read the SEC-filed brochure.
Risk Paradigm Group Holdings, LLC owns 75% or more of RPG Family Wealth Advisory and is in turn owned by David Gatti (50–75%). David Gatti is CEO; the leadership team includes Chief Financial Officer Robert McCauley and Chief Compliance Officer Maura Dickson. It has 21 employees, 9 of them in advisory roles.
Leadership
David GattiChief Executive Officer, Founding Partner- Robert McCauleyChief Financial Officer
- Maura DicksonChief Compliance Officer
- Mariann DubeChief Administrative Officer
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
Staff
- 21 employees
- 9 in advisory functions
- 13 state-registered reps
- 8 insurance agents
- 4 soliciting firms
- Owns 75% or more of RPG Family Wealth Advisory, LLC
Risk Paradigm Group Holdings, LLC
Control person · since September 2011
- Owns 50% to 75% of Risk Paradigm Group Holdings, LLC
David Gatti
Control person · since September 2011
- Owns 75% or more of RPG Family Wealth Advisory, LLC
Risk Paradigm Group Holdings,
Control person · since September 2011
RPG Family Wealth Advisory’s regulatory assets grew 2.1× from $340M (April 2021) to $701M (April 2026); clients rose from 326 to 600 and employees from 12 to 21. Between 2015 and 2017, 2 advisory firms and teams joined it. The most recent was Tactical Allocation Group, in July 2017.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $701M | 600 | 21 | 5 |
| June 2025 | $590M | 565 | 20 | 9 |
| July 2024 | $492M | 531 | 24 | 10 |
| March 2023 | $420M | 388 | 12 | 2 |
| March 2022 | $421M | 353 | 11 | 2 |
| April 2021 | $340M | 326 | 12 | 1 |
Firms that joined
20171 joined
- Tactical Allocation GroupNo filed AUM
20151 joined
- TEG Advisors (The Eaton Group)TeamNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, RPG Family Wealth Advisory has 4 offices (2 private residences, listed without an address), with 3 listed addresses in Massachusetts, Tennessee and Utah.
Massachusetts · 1 listed address
- 25 Burlington Mall Road, Suite 404, BurlingtonHQ
Tennessee · 1 listed address
- 10931 Apisonian Lane, Apison
Utah · 1 listed address
- 4525 S Wasatch BLVD, Salt Lake City
Other business names
RPG Family Wealth Advisory has reported 5 other business names to the SEC.
- Freedom Financial
- Harding Financial Partners
- NTH Degree Wealth
- Teg Advisors
- The Innovative Group
Contact and registration details
- Legal name
- RPG Family Wealth Advisory, LLC
- Headquarters
- 25 Burlington Mall Road, Suite 404, Burlington, MA 01803
- Website
- rpgfamilywealthadvisory.com
- Phone
- 888-285-8600
- @rpg-family-wealth-advisory-llc
- SEC file
- 801-72631
- Structure
- Delaware LLC
- Fiscal year end
- December
RPG Family Wealth Advisory uses Pershing ($452M, 69%) and Fidelity ($200M, 31%) as custodians for its separately managed accounts. RPG Family Wealth Advisory does not have custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $452M69%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $200M31%
At year end, RPG Family Wealth Advisory’s separately managed accounts were mostly in stocks (54%) and funds (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.08B across 141 positions; the largest are Intel (4.2%), Exxonmobil (3.6%) and ETF Ser Solutions (defiance Quant) (3.1%).
What the accounts hold
- Stocks54%
- Funds30%
- Cash2%
- Other14%
- Insurance policies and unit trusts14%
Reported 13F holdings
- $1.08B
- Reported 13F value
- 141
- Positions
- 28.3%
- In the 10 largest
- +125.7%
- Value vs. prior quarter
- Intel4.2%
- Exxonmobil3.6%
- ETF Ser Solutions (defiance Quant)3.1%
- Taiwan Semiconductor Manufacturing Co Ltd3.0%
- Allegheny Technologies Inc.2.8%
- Embraer SA2.6%
- Microsoft2.3%
- Acm Resh Inc. CL A2.3%
- Howmet Aerospace Inc.2.3%
- Nvidia Corp.2.2%
Together, the ten largest are 28.3% of reported value.
How many clients does RPG Family Wealth Advisory have?
RPG Family Wealth Advisory has 600 clients and manages $701 million for them, as of April 2026. They include 404 individual clients, 133 high-net-worth individuals, and 57 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026
What services does RPG Family Wealth Advisory offer?
RPG Family Wealth Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does RPG Family Wealth Advisory use?
RPG Family Wealth Advisory’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $452M and Fidelity Brokerage Services LLC (Smithfield, RI), with $200M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026
How many financial advisors does RPG Family Wealth Advisory have?
RPG Family Wealth Advisory has 13 investment adviser representatives registered with state securities authorities, out of 21 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RPG Family Wealth Advisory invest in?
At the end of its last fiscal year, RPG Family Wealth Advisory’s separately managed accounts held 54% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 14% other and 2% cash and equivalents. The 14% other category is described as: Insurance Policies and Unit Trusts.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RPG Family Wealth Advisory?
RPG Family Wealth Advisory is owned through a holding company by David Gatti. Its direct owners are Risk Paradigm Group Holdings, LLC (75% or more) and Risk Paradigm Group Holdings (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 April 2026
How does RPG Family Wealth Advisory get paid?
RPG Family Wealth Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is RPG Family Wealth Advisory registered with the SEC?
Yes, RPG Family Wealth Advisory has been registered with the SEC as an investment adviser since 3 August 2011. Its CRD number is 158528 and its SEC file number is 801-72631.
Source: Form ADV Part 1A, Item 1, filed 24 April 2026; IAPD firm record
How do I contact RPG Family Wealth Advisory?
RPG Family Wealth Advisory’s main office is at 25 Burlington Mall Road, Suite 404, Burlington, MA 01803. Its phone number is 888-285-8600. Its website is rpgfamilywealthadvisory.com.