Mariann Dube has been Chief Administrative Officer of RPG Family Wealth Advisory since April 2013, is a control person of the firm and directly owns under 5% of it.
RPG Family Wealth Advisory, LLC is a Burlington, MA firm with $701M under management, 600 clients and 9 advisers across 5 offices, as of its April 2026 filing.
No adviser firm registrations are on Mariann Dube’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 2001 |
| Series 7 | General Securities Representative Examination | 25 June 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2707770
- Firm
- RPG Family Wealth Advisory · CRD 158528
- Role
- Chief Administrative Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Mariann Dube work?
Mariann Dube has been Chief Administrative Officer of RPG Family Wealth Advisory, LLC since April 2013, and is a control person of the firm.
Does Mariann Dube have a current investment-adviser registration?
Mariann Dube has no current investment-adviser or broker registration.
What exams has Mariann Dube passed?
Mariann Dube has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2001. FINRA credited Mariann Dube with the SIE, which began in October 2018.
Is Mariann Dube registered with FINRA?
No. Mariann Dube has no current broker registration.
How can I verify Mariann Dube’s record?
Search CRD 2707770 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mariann Dube’s full registration record.
