Rolek Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, educational seminars, and insurance. Financial planning was provided to 51–100 clients last fiscal year.
Rolek Wealth Management reports 262 clients. They include 133 high-net-worth individuals and 129 individual clients. Of its assets, 100.0% ($239M across 669 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $239M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 25% |
| High-net-worth individuals | 51% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 129 | $60.1M | 25.1% | $466K |
| High-net-worth individuals | 133 | $179M | 74.9% | $1.35M |
| Total | 262 | $239M | 100% | $913K |
- Clients
- 129
- Regulatory AUM
- $60.1M
- AUM share
- 25.1%
- Avg. per client
- $466K
- Clients
- 133
- Regulatory AUM
- $179M
- AUM share
- 74.9%
- Avg. per client
- $1.35M
Total
- Clients
- 262
- Regulatory AUM
- $239M
- AUM share
- 100%
- Avg. per client
- $913K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Rolek Wealth Management charges 0.50%–1.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is offered for a fixed fee ranging from $500 to $5,000, which may be negotiable.
- Retirement Planning Seminars
- Retirement planning seminars are offered for a fixed fee of up to $50 per participant, which may be negotiable.
Kyle Rolek owns 75% or more of Rolek Wealth Management. The leadership team of Rolek Wealth Management includes Chief Compliance Officer Kyle Rolek. It has 1 employee.
Leadership
Kyle RolekPrincipal and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Rolek Wealth Management LLC
Kyle Rolek
Control person · since September 2016
Rolek Wealth Management’s regulatory assets grew 1.9× from $127M (May 2024) to $239M (February 2026); clients rose from 206 to 262 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $239M | 262 | 1 | 3 |
| January 2025 | $166M | 225 | 1 | 3 |
| May 2024 | $127M | 206 | 1 | 3 |
Besides its headquarters, Rolek Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Pennsylvania.
Pennsylvania · 2 listed addresses
- 1055 Westlakes Drive, Suite 300, BerwynHQ
- 41 University Drive, Newton
Contact and registration details
- Legal name
- Rolek Wealth Management LLC
- Headquarters
- 1055 Westlakes Drive, Suite 300, Berwyn, PA 19312
- Website
- rolekretirement.com
- Phone
- 267-427-5667
- SEC file
- 801-129490
- Founded
- 2016
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Rolek Wealth Management uses Fidelity ($239M) as custodian for its separately managed accounts. Rolek Wealth Management has custody of $1.08M in client assets for 7 clients.
- FidelityFidelity Brokerage Services LLC · Westlake, TX · $239M100%
At year end, Rolek Wealth Management’s separately managed accounts were mostly in stocks (62%) and funds (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $179M across 23 positions; the largest are Invesco Exch Traded FD TR II (40.9%), Vanguard Index Fds (40.6%) and Vanguard Index Fds (5.9%).
What the accounts hold
- Stocks62%
- Funds35%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash1%
Reported 13F holdings
- $179M
- Reported 13F value
- 23
- Positions
- 96.9%
- In the 10 largest
- +28.1%
- Value vs. prior quarter
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF40.9%
- Vanguard Index Fds · S&P 500 ETF Shs40.6%
- Vanguard Index Fds · Total Stk Mkt5.9%
- Vanguard Index Fds · Growth ETF4.6%
- Vanguard World FD · Inf Tech ETF1.3%
- Vanguard Star Fds · VG TL Intl Stk F1.0%
- Fidelity Covington Trust · Enhanced Large0.8%
- iShares TR · Core S&P Ttl Stk0.7%
- Vanguard World FD · Mega Grwth Ind0.5%
- Apple Inc.0.5%
Together, the ten largest are 96.9% of reported value.
How many clients does Rolek Wealth Management have?
Rolek Wealth Management has 262 clients and manages $239 million for them, as of February 2026. They include 133 high-net-worth individuals and 129 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does Rolek Wealth Management offer?
Rolek Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, educational seminars, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Rolek Wealth Management charge?
Rolek Wealth Management charges 0.50%–1.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: RWM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, AND WRAP FEE PROGRAM, filed 24 February 2026
Which custodians does Rolek Wealth Management use?
Rolek Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Westlake, TX), with $239M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does Rolek Wealth Management have?
Rolek Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rolek Wealth Management invest in?
At the end of its last fiscal year, Rolek Wealth Management’s separately managed accounts held 62% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rolek Wealth Management?
Rolek Wealth Management’s direct owner is Kyle Rolek (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does Rolek Wealth Management get paid?
Rolek Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Rolek Wealth Management registered with the SEC?
Yes, Rolek Wealth Management has been registered with the SEC as an investment adviser since 12 February 2024. Its CRD number is 285351 and its SEC file number is 801-129490.
Source: Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record
How do I contact Rolek Wealth Management?
Rolek Wealth Management’s main office is at 1055 Westlakes Drive, Suite 300, Berwyn, PA 19312. Its phone number is 267-427-5667. Its website is rolekretirement.com.