{"url":"https://nivawealth.com/firms/rolek-wealth-management-285351","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285351","regulatoryAum":239161911,"crd":"285351","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5693355","suffix":null,"lastName":"ROLEK","firstName":"KYLE","middleName":"J"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-28","regulatoryAum":127035653,"clients":206,"employees":1,"offices":3},{"filedOn":"2025-01-13","regulatoryAum":165573599,"clients":225,"employees":1,"offices":3},{"filedOn":"2026-02-24","regulatoryAum":239161911,"clients":262,"employees":1,"offices":3}],"secFileNumber":"801-129490","legalName":"Rolek Wealth Management LLC","displayName":"Rolek Wealth 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PROGRAM"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:35:18.257276+00:00","documents":[{"name":"RWM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, AND WRAP FEE PROGRAM","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011352","versionId":1011352,"submittedOn":"2026-02-24"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Westlake, TX","smaAssets":239161911}],"custodyNote":"Rolek Wealth Management has custody of $1.08M in client assets for 7 clients.","leadership":[{"name":"Kyle Rolek","title":"Principal and Chief Compliance Officer","crd":"5693355"}],"ownership":[{"label":"Kyle Rolek","detail":"Principal and chief compliance officer in the 75% or more ownership band and a control person, since September 2016."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":2,"addresses":[{"street":"1055 Westlakes Drive, Suite 300","city":"Berwyn","headquarters":true},{"street":"41 University Drive","city":"Newton"}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"267-427-5667","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":35},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285351/PDF/285351.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011352","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rolek Wealth Management have?","answer":"Rolek Wealth Management has 262 clients and manages $239 million for them, as of February 2026. They include 133 high-net-worth individuals and 129 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rolek Wealth Management offer?","answer":"Rolek Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, educational seminars, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rolek Wealth Management charge?","answer":"Rolek Wealth Management charges 0.50%–1.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.","source":"RWM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, AND WRAP FEE PROGRAM, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rolek Wealth Management use?","answer":"Rolek Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Westlake, TX), with $239M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rolek Wealth Management have?","answer":"Rolek Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rolek Wealth Management invest in?","answer":"At the end of its last fiscal year, Rolek Wealth Management’s separately managed accounts held 62% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rolek Wealth Management?","answer":"Rolek Wealth Management’s direct owner is Kyle Rolek (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rolek Wealth Management get paid?","answer":"Rolek Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Rolek Wealth Management registered with the SEC?","answer":"Yes, Rolek Wealth Management has been registered with the SEC as an investment adviser since 12 February 2024. Its CRD number is 285351 and its SEC file number is 801-129490.","source":"Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Rolek Wealth Management?","answer":"Rolek Wealth Management’s main office is at 1055 Westlakes Drive, Suite 300, Berwyn, PA 19312. Its phone number is 267-427-5667. Its website is rolekretirement.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/rolek-wealth-management-285351/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2051339/000195175726001010/0001951757-26-001010-index.html","totalValue":178571216,"positionCount":23,"top10Share":0.9690344943386621,"top10":[{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":73094882,"shares":241261,"shareType":"SH","priorValue":51146406,"priorShares":215245},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":72583240,"shares":105682,"shareType":"SH","priorValue":59555942,"priorShares":99667},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}