Rogers Wealth Group provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Rogers Wealth Group reports 434 clients. They include 214 high-net-worth individuals, 197 individual clients, and 15 corporations and other businesses. Of its assets, 97.4% ($1.01B across 842 accounts) are managed with discretion; $26.6M across 34 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 52% |
| High-net-worth individuals | 49% | 38% |
| Banking or thrift institutions | <1% | 4% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | <1% |
| Other client typesCorporations and other businesses | 3% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 197 | $537M | 51.7% | $2.73M |
| High-net-worth individuals | 214 | $400M | 38.5% | $1.87M |
| Banking or thrift institutions | Fewer than 5 | $43.1M | 4.2% | $43.1M |
| Pension and profit-sharing plans | Fewer than 5 | $2.1M | 0.2% | $1.05M |
| Charitable organizations | 5 | $1.53M | 0.1% | $306K |
| Corporations and other businesses | 15 | $54.5M | 5.3% | $3.63M |
| Total | 434 | $1.04B | 100% | — |
- Clients
- 197
- Regulatory AUM
- $537M
- AUM share
- 51.7%
- Avg. per client
- $2.73M
- Clients
- 214
- Regulatory AUM
- $400M
- AUM share
- 38.5%
- Avg. per client
- $1.87M
- Clients
- Fewer than 5
- Regulatory AUM
- $43.1M
- AUM share
- 4.2%
- Avg. per client
- $43.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.1M
- AUM share
- 0.2%
- Avg. per client
- $1.05M
- Clients
- 5
- Regulatory AUM
- $1.53M
- AUM share
- 0.1%
- Avg. per client
- $306K
- Clients
- 15
- Regulatory AUM
- $54.5M
- AUM share
- 5.3%
- Avg. per client
- $3.63M
Total
- Clients
- 434
- Regulatory AUM
- $1.04B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Rogers Wealth Group charges 0.25%–1.10% a year for its Wealth Management Clients. The fee is billed in advance and has a $10,000 annual minimum.
Fee details and sources
Dale Rogers owns 50% to 75% of Rogers Wealth Group. Craig Rogers is CEO; the leadership team includes President Matthew Lankford and Chief Compliance Officer Brian Mueller. It has 21 employees, 6 of them in advisory roles.
Leadership
- Craig RogersPresident & Chief Executive Officer
- Matthew LankfordSenior Vice President & Chief Investment Officer
- Brian MuellerChief Compliance Officer
- Dale RogersChairman
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Melissa Faye Childs
- Matthew Phillip Lankford
- Christopher Ryan Manross
- Christopher Sean Moore
- Brian Joseph Mueller
- Craig Coburn Rogers
- Dale Craig Rogers
- Dana Eric Williams
Staff
- 21 employees
- 6 in advisory functions
- 8 state-registered reps
- Owns 50% to 75% of Rogers Wealth Group, Inc.
Dale Rogers
Control person · since October 2004
- Owns 25% to 50% of Rogers Wealth Group, Inc.
Craig Rogers
Control person · since December 2016
Rogers Wealth Group’s regulatory assets grew from $941M (March 2021) to $1.04B (March 2026); clients rose from 388 to 434 and employees were 21 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.04B | 434 | 21 | 1 |
| March 2025 | $961M | 408 | 21 | 1 |
| March 2024 | $838M | 406 | 21 | 1 |
| March 2023 | $876M | 421 | 23 | 1 |
| March 2022 | $1.04B | 414 | 22 | 1 |
| March 2021 | $941M | 388 | 21 | 1 |
Besides its headquarters, Rogers Wealth Group has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 1330 Summit Avenue, Fort WorthHQ
Contact and registration details
- Legal name
- Rogers Wealth Group, Inc.
- Headquarters
- 1330 Summit Avenue, Fort Worth, TX 76102
- Website
- rogersco.com
- Phone
- 817-334-0351
- SEC file
- 801-51602
- Founded
- 1995
- Structure
- Texas corporation
- Fiscal year end
- December
Rogers Wealth Group uses Charles Schwab ($579M, 56%) and Matrix Trust ($455M, 44%) as custodians for its separately managed accounts. Rogers Wealth Group has custody of $1.65M in client assets for 276 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $579M56%
- Matrix TrustMatrix Trust Company · Denver, CO · $455M44%
At year end, Rogers Wealth Group’s separately managed accounts were mostly in funds (87%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds87%
- Cash4%
- Other1%
- Individual stock positions1%
How many clients does Rogers Wealth Group have?
Rogers Wealth Group has 434 clients and manages $1.04 billion for them, as of March 2026. They include 214 high-net-worth individuals, 197 individual clients, and 15 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Rogers Wealth Group offer?
Rogers Wealth Group provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Rogers Wealth Group charge?
Rogers Wealth Group charges 0.25%–1.10% a year for its Wealth Management Clients. The fee is billed in advance and has a $10,000 annual minimum.
Which custodians does Rogers Wealth Group use?
Rogers Wealth Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $579M and Matrix Trust Company (Denver, CO), with $455M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Rogers Wealth Group have?
Rogers Wealth Group has 8 investment adviser representatives registered with state securities authorities, out of 21 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rogers Wealth Group invest in?
At the end of its last fiscal year, Rogers Wealth Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 4% cash and equivalents and 1% other. The 1% other category is described as: Individual Stock Positions.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rogers Wealth Group?
Rogers Wealth Group’s direct owners are Dale Rogers (50% to 75%) and Craig Rogers (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Rogers Wealth Group get paid?
Rogers Wealth Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Rogers Wealth Group registered with the SEC?
Yes, Rogers Wealth Group has been registered with the SEC as an investment adviser since 22 March 1996. Its CRD number is 107409 and its SEC file number is 801-51602.
Source: Form ADV Part 1A, Item 1, filed 17 March 2026; IAPD firm record
How do I contact Rogers Wealth Group?
Rogers Wealth Group’s main office is at 1330 Summit Avenue, Fort Worth, TX 76102. Its phone number is 817-334-0351. Its website is rogersco.com.