{"url":"https://nivawealth.com/firms/rogers-wealth-group-107409","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107409","regulatoryAum":1038059532,"crd":"107409","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6285234","suffix":null,"lastName":"CHILDS","firstName":"MELISSA","middleName":"FAYE"},{"crd":"4680357","suffix":null,"lastName":"LANKFORD","firstName":"MATTHEW","middleName":"PHILLIP"},{"crd":"6324149","suffix":null,"lastName":"MANROSS","firstName":"CHRISTOPHER","middleName":"RYAN"},{"crd":"6285404","suffix":null,"lastName":"MOORE","firstName":"CHRISTOPHER","middleName":"SEAN"},{"crd":"4252264","suffix":null,"lastName":"MUELLER","firstName":"BRIAN","middleName":"JOSEPH"},{"crd":"4542441","suffix":null,"lastName":"ROGERS","firstName":"CRAIG","middleName":"COBURN"},{"crd":"402693","suffix":null,"lastName":"ROGERS","firstName":"DALE","middleName":"CRAIG"},{"crd":"6323795","suffix":null,"lastName":"WILLIAMS","firstName":"DANA","middleName":"ERIC"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":940954135,"clients":388,"employees":21,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":1041832815,"clients":414,"employees":22,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":876332193,"clients":421,"employees":23,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":838279768,"clients":406,"employees":21,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":960836725,"clients":408,"employees":21,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":1038059532,"clients":434,"employees":21,"offices":1}],"secFileNumber":"801-51602","legalName":"Rogers 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Clients","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020395","versionId":1020395,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-17","documentName":"BROCHURE DECEMBER 2025","fee_rate_low":0.25,"fee_rate_high":1.1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":10000}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:59:27.410834+00:00","documents":[{"name":"BROCHURE DECEMBER 2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020395","versionId":1020395,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":578623570},{"name":"Matrix Trust Company","shortName":"Matrix Trust","location":"Denver, CO","smaAssets":454970538}],"custodyNote":"Rogers Wealth Group has custody of $1.65M in client assets for 276 clients.","leadership":[{"name":"Craig Rogers","title":"President & Chief Executive Officer","crd":"4542441"},{"name":"Matthew Lankford","title":"Senior Vice President & Chief Investment Officer","crd":"4680357"},{"name":"Brian Mueller","title":"Chief Compliance Officer","crd":"4252264"},{"name":"Dale Rogers","title":"Chairman","crd":"402693"}],"ownership":[{"label":"Dale Rogers","detail":"Chairman in the 50% to 75% ownership band and a control person, since October 2004."},{"label":"Craig Rogers","detail":"President & chief executive officer in the 25% to 50% ownership band and a control person, since December 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1330 Summit Avenue","city":"Fort 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2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107409/PDF/107409.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020395","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-26","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rogers Wealth Group have?","answer":"Rogers Wealth Group has 434 clients and manages $1.04 billion for them, as of March 2026. They include 214 high-net-worth individuals, 197 individual clients, and 15 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rogers Wealth Group offer?","answer":"Rogers Wealth Group provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rogers Wealth Group charge?","answer":"Rogers Wealth Group charges 0.25%–1.10% a year for its Wealth Management Clients. The fee is billed in advance and has a $10,000 annual minimum.","source":"BROCHURE DECEMBER 2025, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rogers Wealth Group use?","answer":"Rogers Wealth Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $579M and Matrix Trust Company (Denver, CO), with $455M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rogers Wealth Group have?","answer":"Rogers Wealth Group has 8 investment adviser representatives registered with state securities authorities, out of 21 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rogers Wealth Group invest in?","answer":"At the end of its last fiscal year, Rogers Wealth Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 4% cash and equivalents and 1% other. The 1% other category is described as: Individual Stock Positions.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rogers Wealth Group?","answer":"Rogers Wealth Group’s direct owners are Dale Rogers (50% to 75%) and Craig Rogers (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rogers Wealth Group get paid?","answer":"Rogers Wealth Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Rogers Wealth Group registered with the SEC?","answer":"Yes, Rogers Wealth Group has been registered with the SEC as an investment adviser since 22 March 1996. Its CRD number is 107409 and its SEC file number is 801-51602.","source":"Form ADV Part 1A, Item 1, filed 17 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Rogers Wealth Group?","answer":"Rogers Wealth Group’s main office is at 1330 Summit Avenue, Fort Worth, TX 76102. Its phone number is 817-334-0351. Its website is rogersco.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}