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Rockland Capital

Private funds

The Woodlands, TXCRD 156791Updated

Rockland Capital is an investment adviser based in The Woodlands, TX, registered with the SEC since 2012. It provides investment management. Its clients include pooled investment vehicles. Its regulatory assets under management total $4.39 billion, as filed on 30 March 2026.

10
Clients
Not reported
AUM per individual client
15
Advisory staff
1
Offices

From Form ADV filed 30 March 2026SEC record

Services and clients

Rockland Capital provides portfolio management for pooled vehicles. The firm advises 10 private funds.

Rockland Capital reports 10 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($4.39B across 10 accounts) are managed with discretion.

Clients and assets by client type
Clients10 clients
Assets$4.39B
Client typeClientsAssets
Pooled investment vehicles100%100%
Client breakdown and activity details
Pooled investment vehicles
Clients
10
Regulatory AUM
$4.39B
AUM share
100.0%
Avg. per client
$439M

Total

Clients
10
Regulatory AUM
$4.39B
AUM share
100%
Avg. per client
$439M
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
0
Private funds advised
10

Fees and minimums

Rockland Capital is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

The leadership team of Rockland Capital includes Chief Financial Officer Nolena Meche and Chief Compliance Officer John McMullan. It has 24 employees, 15 of them in advisory roles.

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Staff

  • 24 employees
  • 15 in advisory functions
Who owns the firm
Rockland Capital, LP· the adviser
  • William Harlan

    Control person · since March 2008

    Owns 10% to 25% of Rockland Capital, LP
  • James Maiz

    Control person · since March 2008

    Owns 10% to 25% of Rockland Capital, LP
  • Willie Zapalac

    Control person · since March 2008

    Owns 10% to 25% of Rockland Capital, LP
  • Jonathan Beach

    Control person · since February 2022

    Owns 10% to 25% of Rockland Capital, LP
  • Thomas Smith

    Control person · since January 2025

    Owns 10% to 25% of Rockland Capital, LP

Growth and acquisitions

Rockland Capital’s regulatory assets grew 4.8× from $920M (March 2021) to $4.39B (March 2026); clients rose from 5 to 10 and employees fell from 32 to 24.

By annual filing
Measure
Figures from each annual filing
FiledRegulatory AUMClientsStaffEmployeesOffices
Mar 2026March 2026$4.39B10241
May 2025May 2025$2.68B10231
Mar 2024March 2024$1.82B8221
Apr 2023April 2023$1.36B6221
Mar 2022March 2022$1.13B5271
Mar 2021March 2021$920M5321

Offices and registration details

Besides its headquarters, Rockland Capital has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

Texas · 1 listed address

  • 24 Waterway Ave, Ste 400, The WoodlandsHQ

Contact and registration details

Legal name
Rockland Capital, LP
Headquarters
24 Waterway Ave, Ste 400, The Woodlands, TX 77380
SEC file
801-73791
Structure
Delaware limited partnership
Fiscal year end
December

Custodians

Rockland Capital has custody of client assets.

Common questions

How many clients does Rockland Capital have?

Rockland Capital has 10 clients and manages $4.39 billion for them, as of March 2026. They include 10 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026

What services does Rockland Capital offer?

Rockland Capital provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Rockland Capital have?

Rockland Capital has 0 investment adviser representatives registered with state securities authorities, out of 24 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Rockland Capital?

Rockland Capital’s direct owners are William Harlan, James Maiz, Willie Zapalac, Jonathan Beach and Thomas Smith, each holding 25% or less.

Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026

How does Rockland Capital get paid?

Rockland Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact Rockland Capital?

Rockland Capital’s main office is at 24 Waterway Ave, Ste 400, The Woodlands, TX 77380. Its phone number is 281-863-9000. Its website is rocklandcapital.com.

Source: Form ADV Part 1A, Item 1.F, filed 30 March 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 30 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 156791.
  3. SEC registered adviser data, annual Form ADV amendments filed 31 March 2021 to 30 March 2026. Items 1.F and 5.
  4. SEC investment adviser representative register, as of 9 October 2026; loaded 10 October 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

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