{"url":"https://nivawealth.com/firms/rockland-capital-156791","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156791","regulatoryAum":4392629238,"crd":"156791","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4424985","suffix":null,"lastName":"BEACH","firstName":"JONATHAN","middleName":"MICHAEL"},{"crd":"5925441","suffix":null,"lastName":"HARLAN","firstName":"WILLIAM","middleName":"SCOTT"},{"crd":"2668994","suffix":null,"lastName":"LITTS","firstName":"SHANE","middleName":"RAY"},{"crd":"5925445","suffix":null,"lastName":"MAIZ","firstName":"JAMES","middleName":"ANDREW"},{"crd":"5926980","suffix":"III","lastName":"ZAPALAC","firstName":"WILLIE","middleName":"FRANK"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":920010069,"clients":5,"employees":32,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":1126371411,"clients":5,"employees":27,"offices":1},{"filedOn":"2023-04-13","regulatoryAum":1362075937,"clients":6,"employees":22,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":1823646056,"clients":8,"employees":22,"offices":1},{"filedOn":"2025-05-13","regulatoryAum":2680081419,"clients":10,"employees":23,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":4392629238,"clients":10,"employees":24,"offices":1}],"secFileNumber":"801-73791","legalName":"Rockland Capital, LP","displayName":"Rockland Capital","slug":"rockland-capital-156791","website":"https://rocklandcapital.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"24 Waterway Ave, Ste 400","city":"The Woodlands","state":"TX","stateName":"Texas","country":"United States","postalCode":"77380"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":24,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":4392629238,"discretionary":4392629238,"discretionaryAccounts":10,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment 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10% to 25% ownership band and a control person, since March 2008."},{"label":"Willie Zapalac","detail":"Executive officer in the 10% to 25% ownership band and a control person, since March 2008."},{"label":"Jonathan Beach","detail":"Executive officer in the 10% to 25% ownership band and a control person, since February 2022."},{"label":"Thomas Smith","detail":"Executive officer in the 10% to 25% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"24 Waterway Ave, Ste 400","city":"The Woodlands","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-863-9000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":10},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156791/PDF/156791.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rockland Capital have?","answer":"Rockland Capital has 10 clients and manages $4.39 billion for them, as of March 2026. They include 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rockland Capital offer?","answer":"Rockland Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Rockland Capital have?","answer":"Rockland Capital has 0 investment adviser representatives registered with state securities authorities, out of 24 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rockland Capital?","answer":"Rockland Capital’s direct owners are William Harlan, James Maiz, Willie Zapalac, Jonathan Beach and Thomas Smith, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rockland Capital get paid?","answer":"Rockland Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rockland Capital?","answer":"Rockland Capital’s main office is at 24 Waterway Ave, Ste 400, The Woodlands, TX 77380. Its phone number is 281-863-9000. Its website is rocklandcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}