Roble, Belko and Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Roble, Belko and Company reports 248 clients. They include 150 high-net-worth individuals, 83 individual clients and 10 charitable organizations. Of its assets, 100.0% ($1.55B across 1,146 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 1% |
| High-net-worth individuals | 60% | 86% |
| Charitable organizations | 4% | 11% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 83 | $15.7M | 1.0% | $189K |
| High-net-worth individuals | 150 | $1.33B | 85.6% | $8.86M |
| Charitable organizations | 10 | $171M | 11.0% | $17.1M |
| Corporations and other businesses | 5 | $36.6M | 2.4% | $7.32M |
| Total | 248 | $1.55B | 100% | $6.26M |
- Clients
- 83
- Regulatory AUM
- $15.7M
- AUM share
- 1.0%
- Avg. per client
- $189K
- Clients
- 150
- Regulatory AUM
- $1.33B
- AUM share
- 85.6%
- Avg. per client
- $8.86M
- Clients
- 10
- Regulatory AUM
- $171M
- AUM share
- 11.0%
- Avg. per client
- $17.1M
- Clients
- 5
- Regulatory AUM
- $36.6M
- AUM share
- 2.4%
- Avg. per client
- $7.32M
Total
- Clients
- 248
- Regulatory AUM
- $1.55B
- AUM share
- 100%
- Avg. per client
- $6.26M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Roble, Belko and Company charges 0.60%–0.75% a year for its Wealth management. The fee is billed in arrears, is negotiable and requires an account of at least $3,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Other advisory services
- Limited basis, at an asset-based fee or a fixed annual fee generally ranging from $5,000 to $200,000, negotiable.
Roger Roble owns 50% to 75% of Roble, Belko and Company. The leadership team of Roble, Belko and Company includes President Roger Roble, Chief Investment Officer William Belko and Chief Compliance Officer Colleen Doughty. It has 9 employees, 7 of them in advisory roles.
Leadership
- Roger RoblePresident
- Colleen DoughtyChief Compliance
- William BelkoPrincipal, Chief Investment Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- William Thomas Belko
- Jacqueline Ann Cannella
- Anthony John Carrino MR.
- Nicholas Ian Cavanaugh
- Ryan Patrick Lacey
- Mario J Posteraro
- Roger William Roble
- Keith James Wander
Staff
- 9 employees
- 7 in advisory functions
- 7 state-registered reps
- 2 soliciting firms
- Owns 50% to 75% of Roble, Belko and Company, Inc.
Roger Roble
Control person · since April 2000
- Owns 50% to 75% of Roble, Belko and Company, Inc.
William Belko
Control person · since April 2000
Roble, Belko and Company’s regulatory assets grew 2.0× from $761M (March 2021) to $1.55B (March 2026); clients rose from 168 to 248 and employees from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.55B | 248 | 9 | 1 |
| February 2025 | $1.08B | 225 | 9 | 1 |
| March 2024 | $953M | 215 | 9 | 1 |
| March 2023 | $850M | 200 | 8 | 1 |
| March 2022 | $936M | 189 | 8 | 1 |
| March 2021 | $761M | 168 | 7 | 1 |
Besides its headquarters, Roble, Belko and Company has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 1603 Carmody Court, Suite 401, SewickleyHQ
Contact and registration details
- Legal name
- Roble, Belko and Company, Inc.
- Headquarters
- 1603 Carmody Court, Suite 401, Sewickley, PA 15143
- Website
- roblebelko.com
- Phone
- 724-935-4990
- @roble-belko-&-company
- SEC file
- 801-61829
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Roble, Belko and Company uses Charles Schwab ($1.53B) as custodian for its separately managed accounts. Roble, Belko and Company has custody of $728M in client assets for 158 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.53B100%
At year end, Roble, Belko and Company’s separately managed accounts were mostly in funds (72%) and bonds (21%).
What the accounts hold
- Stocks3%
- Funds72%
- Bonds21%
- U.S. government and agency bonds20%
- State and local bonds1%
- Cash4%
How many clients does Roble, Belko and Company have?
Roble, Belko and Company has 248 clients and manages $1.55 billion for them, as of March 2026. They include 150 high-net-worth individuals, 83 individual clients and 10 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Roble, Belko and Company offer?
Roble, Belko and Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Roble, Belko and Company charge?
Roble, Belko and Company charges 0.60%–0.75% a year for its Wealth management. The fee is billed in arrears, is negotiable and requires an account of at least $3,000,000.
Source: ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE, filed 17 March 2026
Which custodians does Roble, Belko and Company use?
Roble, Belko and Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.53B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Roble, Belko and Company have?
Roble, Belko and Company has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Roble, Belko and Company invest in?
At the end of its last fiscal year, Roble, Belko and Company’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 20% U.S. government and agency bonds, 4% cash and equivalents, 3% exchange-traded equities and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Roble, Belko and Company have a minimum investment?
Yes, Roble, Belko and Company’s minimum account size for its Wealth management is $3M.
Source: ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE, filed 17 March 2026
Who owns Roble, Belko and Company?
Roble, Belko and Company’s direct owners are Roger Roble (50% to 75%) and William Belko (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Roble, Belko and Company get paid?
Roble, Belko and Company is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Roble, Belko and Company?
Roble, Belko and Company’s main office is at 1603 Carmody Court, Suite 401, Sewickley, PA 15143. Its phone number is 724-935-4990. Its website is roblebelko.com.