{"url":"https://nivawealth.com/firms/roble-belko-and-company-123286","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/123286","regulatoryAum":1552856077,"crd":"123286","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1567501","suffix":null,"lastName":"BELKO","firstName":"WILLIAM","middleName":"THOMAS"},{"crd":"7191464","suffix":null,"lastName":"Cannella","firstName":"Jacqueline","middleName":"Ann"},{"crd":"41649","suffix":"MR.","lastName":"CARRINO","firstName":"ANTHONY","middleName":"JOHN"},{"crd":"6897295","suffix":null,"lastName":"Cavanaugh","firstName":"Nicholas","middleName":"Ian"},{"crd":"4698499","suffix":null,"lastName":"LACEY","firstName":"RYAN","middleName":"PATRICK"},{"crd":"5933185","suffix":null,"lastName":"POSTERARO","firstName":"MARIO","middleName":"J"},{"crd":"1542842","suffix":null,"lastName":"ROBLE","firstName":"ROGER","middleName":"WILLIAM"},{"crd":"6465771","suffix":null,"lastName":"WANDER","firstName":"KEITH","middleName":"JAMES"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":761176655,"clients":168,"employees":7,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":936283334,"clients":189,"employees":8,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":849913868,"clients":200,"employees":8,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":953191860,"clients":215,"employees":9,"offices":1},{"filedOn":"2025-02-18","regulatoryAum":1075569668,"clients":225,"employees":9,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":1552856077,"clients":248,"employees":9,"offices":1}],"secFileNumber":"801-61829","legalName":"Roble, Belko and Company, Inc.","displayName":"Roble, Belko and Company","slug":"roble-belko-and-company-123286","website":"https://roblebelko.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/roble-belko-&-company","founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"1603 Carmody Court, Suite 401","city":"Sewickley","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15143"},"tradeNames":[],"registration":{"secApproved":"31 March 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5774440.300429185,"staff":{"employees":9,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":1552856077,"discretionary":1552856077,"discretionaryAccounts":1146,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":15719767},{"label":"High-net-worth individuals","clients":150,"regulatoryAum":1329724823},{"label":"Charitable organizations","clients":10,"regulatoryAum":170832891},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":36578596}],"feePrograms":[{"role":"main","program":"Wealth management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020323","versionId":1020323,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-17","documentName":"ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE","fee_rate_low":0.6,"fee_rate_high":0.75,"fee_negotiable":true,"minimum_account":3000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Other advisory services","summary":"Limited basis, at an asset-based fee or a fixed annual fee generally ranging from $5,000 to $200,000, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020323","versionId":1020323,"submittedOn":"2026-03-17","documentName":"ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:29:43.136621+00:00","documents":[{"name":"ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020323","versionId":1020323,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":1531134351}],"custodyNote":"Roble, Belko and Company has custody of $728M in client assets for 158 clients.","otherCustodians":[],"leadership":[{"name":"Roger Roble","title":"President","crd":"1542842"},{"name":"Colleen Doughty","title":"Chief Compliance","crd":"4650418"},{"name":"William Belko","title":"Principal, Chief Investment Officer","crd":"1567501"}],"ownership":[{"label":"Roger Roble","detail":"President in the 50% to 75% ownership band and a control person, since April 2000."},{"label":"William Belko","detail":"Principal, chief investment officer in the 50% to 75% ownership band and a control person, since April 2000."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1603 Carmody Court, Suite 401","city":"Sewickley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"724-935-4990","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":20},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":72},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/123286/PDF/123286.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020323","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Roble, Belko and Company have?","answer":"Roble, Belko and Company has 248 clients and manages $1.55 billion for them, as of March 2026. They include 150 high-net-worth individuals, 83 individual clients and 10 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Roble, Belko and Company offer?","answer":"Roble, Belko and Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Roble, Belko and Company charge?","answer":"Roble, Belko and Company charges 0.60%–0.75% a year for its Wealth management. The fee is billed in arrears, is negotiable and requires an account of at least $3,000,000.","source":"ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Roble, Belko and Company use?","answer":"Roble, Belko and Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.53B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Roble, Belko and Company have?","answer":"Roble, Belko and Company has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Roble, Belko and Company invest in?","answer":"At the end of its last fiscal year, Roble, Belko and Company’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 20% U.S. government and agency bonds, 4% cash and equivalents, 3% exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Roble, Belko and Company have a minimum investment?","answer":"Yes, Roble, Belko and Company’s minimum account size for its Wealth management is $3M.","source":"ROBLE, BELKO AND COMPANY ADV PART 2 BROCHURE, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Roble, Belko and Company?","answer":"Roble, Belko and Company’s direct owners are Roger Roble (50% to 75%) and William Belko (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Roble, Belko and Company get paid?","answer":"Roble, Belko and Company is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Roble, Belko and Company?","answer":"Roble, Belko and Company’s main office is at 1603 Carmody Court, Suite 401, Sewickley, PA 15143. Its phone number is 724-935-4990. Its website is roblebelko.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}