Roan Capital Partners provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Roan Capital Partners reports 328 clients. They include 284 individual clients and 44 high-net-worth individuals. Of its assets, 100.0% ($152M across 563 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 41% |
| High-net-worth individuals | 13% | 59% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 284 | $61.6M | 40.5% | $217K |
| High-net-worth individuals | 44 | $90.4M | 59.5% | $2.06M |
| Total | 328 | $152M | 100% | $463K |
- Clients
- 284
- Regulatory AUM
- $61.6M
- AUM share
- 40.5%
- Avg. per client
- $217K
- Clients
- 44
- Regulatory AUM
- $90.4M
- AUM share
- 59.5%
- Avg. per client
- $2.06M
Total
- Clients
- 328
- Regulatory AUM
- $152M
- AUM share
- 100%
- Avg. per client
- $463K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Roan Capital Partners charges 0.60%–1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly Financial Planning
- Hourly financial planning is charged at $200 per hour, billed in arrears.
Joy Garland owns 50% to 75% of Roan Capital Partners. The leadership team of Roan Capital Partners includes Chief Investment Officer Jeffrey Kastner and Chief Compliance Officer Joy Garland. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Roan Capital Partners, LLC
Joy Garland
Control person · since January 2018
- Owns 50% to 75% of Roan Capital Partners, LLC
Jeffrey Kastner
Control person · since April 2024
Besides its headquarters, Roan Capital Partners has 1 office, with 2 listed addresses in 1 state.
Tennessee · 2 listed addresses
- 208 Sunset DR., Suite #504, Johnson CityHQ
- 675b Emory Valley RD, Oak Ridge
Contact and registration details
- Legal name
- Roan Capital Partners, LLC
- Headquarters
- 208 Sunset DR., Suite #504, Johnson City, TN 37604
- Website
- Not reported
- Phone
- 423-631-5786
- @roancapitalpartners
- SEC file
- 801-135438
- Structure
- Tennessee LLC
- Fiscal year end
- December
Roan Capital Partners’ named custodian for separately managed accounts is Charles Schwab ($156M). Roan Capital Partners does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $156M100%
At year end, Roan Capital Partners’ separately managed accounts were mostly in funds (78%). Its reported 13F holdings for the quarter ended 30 June 2026 total $121M across 78 positions; the largest are SPDR Series Trust (5.4%), Wisdomtree TR (5.1%) and SPDR Series Trust (4.6%).
What the accounts hold
- Stocks9%
- Funds78%
- Bonds6%
- Investment grade corporate bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash7%
How many clients does Roan Capital Partners have?
Roan Capital Partners has 328 clients and manages $152 million for them, as of August 2026. They include 284 individual clients and 44 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026
What services does Roan Capital Partners offer?
Roan Capital Partners provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Roan Capital Partners charge?
Roan Capital Partners charges 0.60%–1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Which custodians does Roan Capital Partners use?
Roan Capital Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $156M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026
How many financial advisors does Roan Capital Partners have?
Roan Capital Partners has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Roan Capital Partners invest in?
At the end of its last fiscal year, Roan Capital Partners’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 7% cash and equivalents, 3% investment grade corporate bonds, 2% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Roan Capital Partners?
Roan Capital Partners’ direct owners are Joy Garland (50% to 75%) and Jeffrey Kastner (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 August 2026
How does Roan Capital Partners get paid?
Roan Capital Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Roan Capital Partners?
Roan Capital Partners’ main office is at 208 Sunset DR., Suite #504, Johnson City, TN 37604. Its phone number is 423-631-5786.