Jeffrey Kastner has been Chief Investment Officer/Owner of Roan Capital Partners since April 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Roan Capital Partners, LLC is a Johnson City, TN firm with $152M under management, 328 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Jeffrey Kastner’s longest registration was 7 years at Gaam Wealth Advisors, Inc. (2008–2015). Before joining Roan Capital Partners in 2024, Jeffrey Kastner was registered through LPL Financial LLC and CWM, LLC.
- Roan Capital PartnersCurrent– present · 2 yearsJohnson City, TN · Adviser representative · Firm CRD 293119
- LPL Financial LLC– · under a yearScottsboro, AL · Adviser representative · Firm CRD 6413
- CWM, LLC– · 2 yearsKingsport, TN · Adviser representative · Firm CRD 155344
- Gaam Wealth Advisors, Inc.– · 7 yearsKingsport, TN · Adviser representative · Firm CRD 140446
- LPL Financial LLC– · 7 yearsKingsport, TN · Adviser representative · Firm CRD 6413
- UBS Financial Services Inc.– · 1 yearJackson, TN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Jeffrey Kastner is registered as an investment adviser representative in Texas, since August 2024.
- TexasSince 17 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 November 2005 |
| Series 7 | General Securities Representative Examination | 27 October 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Paul Kastner
- CRD
- 5025016
- Firm
- Roan Capital Partners · CRD 293119
- Role
- Chief Investment Officer/Owner
- Office
- 208 SUNSET DR., SUITE #504, Johnson City, TN 37604
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Kastner work?
Jeffrey Kastner has been Chief Investment Officer/Owner of Roan Capital Partners, LLC since April 2024, and is a control person of the firm.
Is Jeffrey Kastner a financial advisor?
Yes. Jeffrey Kastner has a current investment-adviser registration in Texas, through Roan Capital Partners since August 2024.
How many years of experience does Jeffrey Kastner have?
Jeffrey Kastner has 12 years in the financial industry, since March 2014, across 5 adviser firms.
What exams has Jeffrey Kastner passed?
Jeffrey Kastner has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in October 2005. FINRA credited Jeffrey Kastner with the SIE, which began in October 2018.
Where did Jeffrey Kastner work before Roan Capital Partners?
Before Roan Capital Partners, Jeffrey Kastner was registered through LPL Financial LLC, May 2015 to August 2015; CWM, LLC, August 2014 to November 2016; Gaam Wealth Advisors, Inc., January 2008 to November 2015; LPL Financial LLC, July 2007 to April 2015; UBS Financial Services Inc., November 2005 to November 2006.
Where is Jeffrey Kastner based?
Jeffrey Kastner’s registered office is in Johnson City, TN.
Is Jeffrey Kastner registered with FINRA?
No. Jeffrey Kastner has no current broker registration.
How can I verify Jeffrey Kastner’s record?
Search CRD 5025016 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Kastner’s full registration record.