Riverplace Capital Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Riverplace Capital Management reports 165 clients. They include 109 individual clients, 48 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 100.0% ($267M across 352 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 19% |
| High-net-worth individuals | 29% | 68% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| State or municipal government entities | Fewer than 5 | 4% |
| Insurance companies | Fewer than 5 | <1% |
| Other client typesCorporations and other businesses | 5% | 7% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 109 | $49.8M | 18.6% | $457K |
| High-net-worth individuals | 48 | $183M | 68.4% | $3.81M |
| Pension and profit-sharing plans | Fewer than 5 | $4.89M | 1.8% | — |
| State or municipal government entities | Fewer than 5 | $11.9M | 4.5% | — |
| Insurance companies | Fewer than 5 | $15.7K | 0.0% | — |
| Corporations and other businesses | 8 | $17.7M | 6.6% | $2.22M |
| Total | 165 | $267M | 100% | — |
- Clients
- 109
- Regulatory AUM
- $49.8M
- AUM share
- 18.6%
- Avg. per client
- $457K
- Clients
- 48
- Regulatory AUM
- $183M
- AUM share
- 68.4%
- Avg. per client
- $3.81M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.89M
- AUM share
- 1.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $11.9M
- AUM share
- 4.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $15.7K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 8
- Regulatory AUM
- $17.7M
- AUM share
- 6.6%
- Avg. per client
- $2.22M
Total
- Clients
- 165
- Regulatory AUM
- $267M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Riverplace Capital Management charges 1.00%–1.25% a year for its Discretionary Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $1,250 annual minimum and requires an account of at least $100,000.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.25% |
| $2M and above | 1.00% |
Fee details and sources
Peter Bower owns 75% or more of Riverplace Capital Management. The leadership team of Riverplace Capital Management includes President Terri Kimball and Chief Compliance Officer Annette Campos. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Riverplace Capital Management Inc
Peter Bower
Control person · since January 2002
Riverplace Capital Management’s regulatory assets grew 1.6× from $164M (March 2021) to $267M (July 2026); clients fell from 286 to 165 and employees from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $267M | 165 | 4 | 1 |
| Mar 2025March 2025 | $236M | 159 | 7 | 1 |
| Mar 2024March 2024 | $213M | 297 | 7 | 1 |
| Mar 2023March 2023 | $181M | 280 | 7 | 1 |
| Mar 2022March 2022 | $201M | 280 | 7 | 1 |
| Mar 2021March 2021 | $164M | 286 | 6 | 1 |
Besides its headquarters, Riverplace Capital Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 1301 Riverplace BLVD, Suite 2130, JacksonvilleHQ
Contact and registration details
- Legal name
- Riverplace Capital Management Inc
- Headquarters
- 1301 Riverplace BLVD, Suite 2130, Jacksonville, FL 32207-9032
- Website
- riverplacecapital.com
- Phone
- 904-346-3460
- SEC file
- 801-79970
- Structure
- Florida corporation
- Fiscal year end
- December
Riverplace Capital Management’s named custodian for separately managed accounts is Charles Schwab ($55.2M). Riverplace Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $55.2M100%
At year end, Riverplace Capital Management’s separately managed accounts were mostly in stocks (76%) and cash (13%).
What the accounts hold
- Stocks76%
- Funds10%
- Bonds1%
- Cash13%
How many clients does Riverplace Capital Management have?
Riverplace Capital Management has 165 clients and manages $267 million for them, as of July 2026. They include 109 individual clients, 48 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Riverplace Capital Management offer?
Riverplace Capital Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Riverplace Capital Management charge?
Riverplace Capital Management charges 1.00%–1.25% a year for its Discretionary Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $1,250 annual minimum and requires an account of at least $100,000.
Which custodians does Riverplace Capital Management use?
Riverplace Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $55.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does Riverplace Capital Management have?
Riverplace Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Riverplace Capital Management invest in?
At the end of its last fiscal year, Riverplace Capital Management’s separately managed accounts held 76% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs) and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Riverplace Capital Management have a minimum investment?
Yes, Riverplace Capital Management’s minimum account size for its Discretionary Investment Management is $100K. It charges a $1.25K annual minimum fee.
Who owns Riverplace Capital Management?
Riverplace Capital Management’s direct owner is Peter Bower (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Riverplace Capital Management get paid?
Riverplace Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Riverplace Capital Management?
Riverplace Capital Management’s main office is at 1301 Riverplace BLVD, Suite 2130, Jacksonville, FL 32207-9032. Its phone number is 904-346-3460. Its website is riverplacecapital.com.