{"url":"https://nivawealth.com/firms/riverplace-capital-management-109079","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109079","regulatoryAum":267357835,"crd":"109079","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"871625","suffix":null,"lastName":"BOWER","firstName":"PETER","middleName":"EDWARD"},{"crd":"6617238","suffix":null,"lastName":"Campos","firstName":"Annette","middleName":"Y"},{"crd":"1564375","suffix":"MRS.","lastName":"KIMBALL","firstName":"TERRI","middleName":"CASON"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-04","regulatoryAum":163863446,"clients":286,"employees":6,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":200986846,"clients":280,"employees":7,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":180877075,"clients":280,"employees":7,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":212526433,"clients":297,"employees":7,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":236289750,"clients":159,"employees":7,"offices":1},{"filedOn":"2026-07-31","regulatoryAum":267357835,"clients":165,"employees":4,"offices":1}],"secFileNumber":"801-79970","legalName":"Riverplace 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They include 109 individual clients, 48 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Riverplace Capital Management offer?","answer":"Riverplace Capital Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Riverplace Capital Management charge?","answer":"Riverplace Capital Management charges 1.00%–1.25% a year for its Discretionary Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $1,250 annual minimum and requires an account of at least $100,000.","source":"2025 ADV PART 2A, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Riverplace Capital Management use?","answer":"Riverplace Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $55.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Riverplace Capital Management have?","answer":"Riverplace Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Riverplace Capital Management invest in?","answer":"At the end of its last fiscal year, Riverplace Capital Management’s separately managed accounts held 76% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs) and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Riverplace Capital Management have a minimum investment?","answer":"Yes, Riverplace Capital Management’s minimum account size for its Discretionary Investment Management is $100K. It charges a $1.25K annual minimum fee.","source":"2025 ADV PART 2A, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Riverplace Capital Management?","answer":"Riverplace Capital Management’s direct owner is Peter Bower (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Riverplace Capital Management get paid?","answer":"Riverplace Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Riverplace Capital Management?","answer":"Riverplace Capital Management’s main office is at 1301 Riverplace BLVD, Suite 2130, Jacksonville, FL 32207-9032. Its phone number is 904-346-3460. Its website is riverplacecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}