RiskBridge Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters. Financial planning was provided to 26–50 clients last fiscal year.
RiskBridge Advisors reports 293 clients. They include 218 individual clients, 59 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 60.1% ($540M across 290 accounts) are managed with discretion; $359M across 3 accounts are not. Of its clients, 1% are outside the U.S. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 7% |
| High-net-worth individuals | 20% | 42% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 2% | 3% |
| Other investment advisers | <1% | 5% |
| Other client typesInsurance companies; Corporations and other businesses | 3% | 42% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 218 | $65.4M | 7.3% | $300K |
| High-net-worth individuals | 59 | $379M | 42.2% | $6.42M |
| Pension and profit-sharing plans | Fewer than 5 | $2.81M | 0.3% | $1.4M |
| Charitable organizations | 5 | $25.3M | 2.8% | $5.06M |
| Other investment advisers | Fewer than 5 | $47.4M | 5.3% | $47.4M |
| Insurance companies | Fewer than 5 | $348M | 38.7% | $348M |
| Corporations and other businesses | 7 | $30.9M | 3.4% | $4.42M |
| Total | 293 | $898M | 100% | — |
- Clients
- 218
- Regulatory AUM
- $65.4M
- AUM share
- 7.3%
- Avg. per client
- $300K
- Clients
- 59
- Regulatory AUM
- $379M
- AUM share
- 42.2%
- Avg. per client
- $6.42M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.81M
- AUM share
- 0.3%
- Avg. per client
- $1.4M
- Clients
- 5
- Regulatory AUM
- $25.3M
- AUM share
- 2.8%
- Avg. per client
- $5.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $47.4M
- AUM share
- 5.3%
- Avg. per client
- $47.4M
- Clients
- Fewer than 5
- Regulatory AUM
- $348M
- AUM share
- 38.7%
- Avg. per client
- $348M
- Clients
- 7
- Regulatory AUM
- $30.9M
- AUM share
- 3.4%
- Avg. per client
- $4.42M
Total
- Clients
- 293
- Regulatory AUM
- $898M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
RiskBridge Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Tomah Management, LLC owns 75% or more of RiskBridge Advisors and is in turn owned by William Kennedy (75% or more). It has 10 employees, 8 of them in advisory roles.
Leadership
- William KennedyCEO, CIO, CCO
- Craig PfeifferMember
- Jonathan ZaffinoMember
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Ryan Alexander Bolanos
- Michael John Fredericks
- Joshua Kaufman
- William Ross Kennedy JR
- Craig David Pfeiffer
- Clay Alan Skurdal
- Ian Leigh Skurdal
Staff
- 10 employees
- 8 in advisory functions
- 5 state-registered reps
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Riskbridge Advisors, LLC
Tomah Management, LLC
Control person · since July 2020
- Owns 75% or more of Tomah Management, LLC
William Kennedy
Control person · since September 2019
- Owns 5% to 10% of Riskbridge Advisors, LLC
Craig Pfeiffer
since August 2020
- Owns 5% to 10% of Riskbridge Advisors, LLC
Jonathan Zaffino
since August 2020
RiskBridge Advisors’ regulatory assets grew 7.1× from $127M (April 2021) to $898M (August 2026); clients rose from 25 to 293 and employees from 3 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $898M | 293 | 10 | 3 |
| July 2025 | $834M | 202 | 15 | 5 |
| April 2024 | $633M | 43 | 7 | 3 |
| April 2023 | $435M | 29 | 6 | 4 |
| July 2022 | $395M | 17 | 6 | 4 |
| April 2021 | $127M | 25 | 3 | 2 |
Besides its headquarters, RiskBridge Advisors has 2 offices (2 private residences, listed without an address), with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 401 Merritt 7, PH, NorwalkHQ
Other business names
RiskBridge Advisors has reported 2 other business names to the SEC.
- Riskbridge
- Riskbridge Private Wealth
Contact and registration details
- Legal name
- Riskbridge Advisors, LLC
- Headquarters
- 401 Merritt 7, PH, Norwalk, CT 06851
- Website
- riskbridgeadvisors.com
- Phone
- 203-658-6055
- @riskbridgeadvisors
- SEC file
- 801-119715
- Structure
- Delaware LLC
- Fiscal year end
- December
RiskBridge Advisors uses Charles Schwab ($332M, 87%), Bank of NY Mellon ($50M, 13%) and Inspira Financial Trust ($540K, 0%) as custodians for its separately managed accounts. RiskBridge Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $332M87%
- Bank of NY MellonBank of NY Mellon · New York, NY · $50M13%
- Inspira Financial TrustInspira Financial Trust, LLC · Oak Brook, IL · $540K0%
At year end, RiskBridge Advisors’ separately managed accounts were mostly in funds (85%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds85%
- Pooled vehicles46%
- Registered funds39%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
How many clients does RiskBridge Advisors have?
RiskBridge Advisors has 293 clients and manages $898 million for them, as of August 2026. They include 218 individual clients, 59 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026
What services does RiskBridge Advisors offer?
RiskBridge Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does RiskBridge Advisors use?
RiskBridge Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $332M, Bank of NY Mellon (New York, NY), with $50M and Inspira Financial Trust, LLC (Oak Brook, IL), with $540K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026
How many financial advisors does RiskBridge Advisors have?
RiskBridge Advisors has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RiskBridge Advisors invest in?
At the end of its last fiscal year, RiskBridge Advisors’ separately managed accounts held 46% pooled vehicles (private funds and similar), 39% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RiskBridge Advisors?
RiskBridge Advisors is owned through a holding company by William Kennedy. Its direct owners are Tomah Management, LLC (75% or more), Craig Pfeiffer (5% to 10%) and Jonathan Zaffino (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 August 2026
How does RiskBridge Advisors get paid?
RiskBridge Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RiskBridge Advisors?
RiskBridge Advisors’ main office is at 401 Merritt 7, PH, Norwalk, CT 06851. Its phone number is 203-658-6055. Its website is riskbridgeadvisors.com.