{"url":"https://nivawealth.com/firms/riskbridge-advisors-310396","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310396","regulatoryAum":898316004,"crd":"310396","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6758003","suffix":null,"lastName":"BOLANOS","firstName":"RYAN","middleName":"ALEXANDER"},{"crd":"3155511","suffix":null,"lastName":"Fredericks","firstName":"Michael","middleName":"John"},{"crd":"6981610","suffix":null,"lastName":"Kaufman","firstName":"Joshua","middleName":null},{"crd":"2706561","suffix":"JR","lastName":"KENNEDY","firstName":"WILLIAM","middleName":"ROSS"},{"crd":"730623","suffix":null,"lastName":"PFEIFFER","firstName":"CRAIG","middleName":"DAVID"},{"crd":"1231804","suffix":null,"lastName":"SKURDAL","firstName":"CLAY","middleName":"ALAN"},{"crd":"7921957","suffix":null,"lastName":"Skurdal","firstName":"Ian","middleName":"Leigh"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-29","regulatoryAum":127128668,"clients":25,"employees":3,"offices":2},{"filedOn":"2022-07-01","regulatoryAum":394700483,"clients":17,"employees":6,"offices":4},{"filedOn":"2023-04-04","regulatoryAum":435207101,"clients":29,"employees":6,"offices":4},{"filedOn":"2024-04-04","regulatoryAum":633026097,"clients":43,"employees":7,"offices":3},{"filedOn":"2025-07-23","regulatoryAum":833821631,"clients":202,"employees":15,"offices":5},{"filedOn":"2026-08-28","regulatoryAum":898316004,"clients":293,"employees":10,"offices":3}],"secFileNumber":"801-119715","legalName":"Riskbridge Advisors, LLC","displayName":"RiskBridge Advisors","slug":"riskbridge-advisors-310396","website":"https://riskbridgeadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/310396/45aee2325c066f32-r1.webp","tone":"light","width":681,"height":200,"sourceUrl":"https://www.riskbridgeadvisors.com/","sourceLabel":"Riskbridge Advisors, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_consultant","typeLabel":"Consultant","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/riskbridgeadvisors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"401 Merritt 7, PH","city":"Norwalk","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06851"},"tradeNames":["Riskbridge","Riskbridge Private Wealth"],"registration":{"secApproved":"30 October 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1604025.4368231047,"staff":{"employees":10,"advisory":8,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":898316004,"discretionary":539526416,"discretionaryAccounts":290,"nonDiscretionary":358789588,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":218,"regulatoryAum":65359580},{"label":"High-net-worth individuals","clients":59,"regulatoryAum":378955466},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":2806665},{"label":"Charitable organizations","clients":5,"regulatoryAum":25294952},{"label":"Other investment advisers","clients":1,"fewerThan5":true,"regulatoryAum":47438941},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":347532925},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":30927475}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":332376921},{"name":"Bank of NY Mellon","shortName":"Bank of NY Mellon","location":"New York, NY","smaAssets":50000000},{"name":"Inspira Financial Trust, LLC","shortName":"Inspira Financial Trust","location":"Oak Brook, IL","smaAssets":540000}],"custodyNote":"RiskBridge Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Kennedy","title":"CEO, CIO, CCO","crd":"2706561"},{"name":"Craig Pfeiffer","title":"Member","crd":"730623"},{"name":"Jonathan Zaffino","title":"Member","crd":"7287828"}],"ownership":[{"label":"Tomah Management, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since July 2020."},{"label":"Craig Pfeiffer","detail":"Member in the 5% to 10% ownership band, since August 2020."},{"label":"Jonathan Zaffino","detail":"Member in the 5% to 10% ownership band, since August 2020."},{"label":"William Kennedy","detail":"Indirect owner: a managing member of Tomah Management, LLC in the 75% or more band and a control person, since September 2019.","parent":"Tomah Management, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"401 Merritt 7, PH","city":"Norwalk","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-658-6055","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":39},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":46},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310396/PDF/310396.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RiskBridge Advisors have?","answer":"RiskBridge Advisors has 293 clients and manages $898 million for them, as of August 2026. They include 218 individual clients, 59 high-net-worth individuals, and 7 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RiskBridge Advisors offer?","answer":"RiskBridge Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RiskBridge Advisors use?","answer":"RiskBridge Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $332M, Bank of NY Mellon (New York, NY), with $50M and Inspira Financial Trust, LLC (Oak Brook, IL), with $540K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RiskBridge Advisors have?","answer":"RiskBridge Advisors has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RiskBridge Advisors invest in?","answer":"At the end of its last fiscal year, RiskBridge Advisors’ separately managed accounts held 46% pooled vehicles (private funds and similar), 39% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RiskBridge Advisors?","answer":"RiskBridge Advisors is owned through a holding company by William Kennedy. Its direct owners are Tomah Management, LLC (75% or more), Craig Pfeiffer (5% to 10%) and Jonathan Zaffino (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RiskBridge Advisors get paid?","answer":"RiskBridge Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RiskBridge Advisors?","answer":"RiskBridge Advisors’ main office is at 401 Merritt 7, PH, Norwalk, CT 06851. Its phone number is 203-658-6055. Its website is riskbridgeadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}