Riley S. Crosbie Advisory provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Riley S. Crosbie Advisory reports 101 clients. They include 76 high-net-worth individuals, 21 individual clients, and 3 pension and profit-sharing plans. Of its assets, 100.0% ($119M across 328 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | 4% |
| High-net-worth individuals | 75% | 87% |
| Pension and profit-sharing plans | 3% | 8% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 21 | $4.63M | 3.9% | $220K |
| High-net-worth individuals | 76 | $104M | 87.3% | $1.37M |
| Pension and profit-sharing plans | Fewer than 5 | $9M | 7.6% | $3M |
| Corporations and other businesses | Fewer than 5 | $1.51M | 1.3% | $1.51M |
| Total | 101 | $119M | 100% | — |
- Clients
- 21
- Regulatory AUM
- $4.63M
- AUM share
- 3.9%
- Avg. per client
- $220K
- Clients
- 76
- Regulatory AUM
- $104M
- AUM share
- 87.3%
- Avg. per client
- $1.37M
- Clients
- Fewer than 5
- Regulatory AUM
- $9M
- AUM share
- 7.6%
- Avg. per client
- $3M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.51M
- AUM share
- 1.3%
- Avg. per client
- $1.51M
Total
- Clients
- 101
- Regulatory AUM
- $119M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Riley S. Crosbie Advisory charges 0.60%–1.50% a year for its Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.50% |
| $2M–$3M | 1.33% |
| $3M–$5M | 1.20% |
| $5M–$7M | 1.00% |
| $7M–$10M | 0.85% |
| $10M and above | 0.60% |
Fee details and sources
Riley Crosbie owns 75% or more of Riley S. Crosbie Advisory. The leadership team of Riley S. Crosbie Advisory includes Chief Compliance Officer Riley Crosbie. It has 3 employees.
Leadership
- Riley CrosbieManaging Member and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Riley S. Crosbie Advisory, LLC
Riley Crosbie
Control person · since December 2022
Besides its headquarters, Riley S. Crosbie Advisory has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 76 E 200 N, Suite 110, LoganHQ
Other business names
Riley S. Crosbie Advisory has reported 1 other business name to the SEC.
- Crosbie Financial
Contact and registration details
- Legal name
- Riley S. Crosbie Advisory, LLC
- Headquarters
- 76 E 200 N, Suite 110, Logan, UT 84321
- Website
- Not reported
- Phone
- 435-752-5558
- SEC file
- 801-136266
- Structure
- Utah LLC
- Fiscal year end
- December
Riley S. Crosbie Advisory uses Charles Schwab ($89.4M) as custodian for its separately managed accounts. Riley S. Crosbie Advisory does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $89.4M100%
At year end, Riley S. Crosbie Advisory’s separately managed accounts were mostly in funds (80%) and stocks (19%).
What the accounts hold
- Stocks19%
- Funds80%
- Cash1%
How many clients does Riley S. Crosbie Advisory have?
Riley S. Crosbie Advisory has 101 clients and manages $119 million for them, as of June 2026. They include 76 high-net-worth individuals, 21 individual clients, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 June 2026
What services does Riley S. Crosbie Advisory offer?
Riley S. Crosbie Advisory provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Riley S. Crosbie Advisory charge?
Riley S. Crosbie Advisory charges 0.60%–1.50% a year for its Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2A - RILEY S. CROSBIE ADVISORY, LLC, filed 4 June 2026
Which custodians does Riley S. Crosbie Advisory use?
Riley S. Crosbie Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $89.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 June 2026
How many financial advisors does Riley S. Crosbie Advisory have?
Riley S. Crosbie Advisory has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Riley S. Crosbie Advisory invest in?
At the end of its last fiscal year, Riley S. Crosbie Advisory’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Riley S. Crosbie Advisory?
Riley S. Crosbie Advisory’s direct owner is Riley Crosbie (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 June 2026
How does Riley S. Crosbie Advisory get paid?
Riley S. Crosbie Advisory is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Riley S. Crosbie Advisory registered with the SEC?
Yes, Riley S. Crosbie Advisory has been registered with the SEC as an investment adviser since 15 May 2026. Its CRD number is 336507 and its SEC file number is 801-136266.
Source: Form ADV Part 1A, Item 1, filed 9 June 2026; IAPD firm record
How do I contact Riley S. Crosbie Advisory?
Riley S. Crosbie Advisory’s main office is at 76 E 200 N, Suite 110, Logan, UT 84321. Its phone number is 435-752-5558.