Rigden Enterprises provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Rigden Enterprises reports 334 clients. They include 291 individual clients, 38 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($169M across 951 accounts) are managed with discretion. It advised 42 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 41% |
| High-net-worth individuals | 11% | 54% |
| Pension and profit-sharing plans | 1% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 291 | $69.1M | 40.9% | $237K |
| High-net-worth individuals | 38 | $91.1M | 53.9% | $2.4M |
| Pension and profit-sharing plans | 5 | $8.73M | 5.2% | $1.75M |
| Total | 334 | $169M | 100% | $506K |
- Clients
- 291
- Regulatory AUM
- $69.1M
- AUM share
- 40.9%
- Avg. per client
- $237K
- Clients
- 38
- Regulatory AUM
- $91.1M
- AUM share
- 53.9%
- Avg. per client
- $2.4M
- Clients
- 5
- Regulatory AUM
- $8.73M
- AUM share
- 5.2%
- Avg. per client
- $1.75M
Total
- Clients
- 334
- Regulatory AUM
- $169M
- AUM share
- 100%
- Avg. per client
- $506K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 42
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Rigden Enterprises charges 0.60%–1.10% a year for its Asset Management. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $250,000. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- Annual fees for ERISA plan services are based on the market value of included assets and will not exceed 0.50%; the fee is negotiable and may be a flat fee.
- Hourly Consulting
- Consulting is billed at $300 per hour, with a minimum of two hours, for clients previously served by another planning service.
- One-Time Financial Planning
- One-time financial planning is a negotiable fixed fee between $1,500 and $5,000, due in advance on signing.
- Ongoing Financial Planning
- Ongoing planning is a $2,000 upfront fee (10 hours of initial plan work) plus a monthly fee of $350, billed in advance; extra hours are $300 each.
Joshua Rigden owns 50% to 75% of Rigden Enterprises. It has 6 employees.
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 insurance agent
- 1 soliciting firm
- Owns 50% to 75% of Rigden Enterprises
Joshua Rigden
Control person · since February 2025
- Owns 25% to 50% of Rigden Enterprises
Christian West
Control person · since March 2025
Rigden Enterprises’ regulatory assets grew 1.6× from $104M (July 2025) to $169M (June 2026); clients rose from 205 to 334 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $169M | 334 | 6 | 4 |
| Jul 2025July 2025 | $104M | 205 | 4 | 3 |
Besides its headquarters, Rigden Enterprises has 3 offices (2 private residences, listed without an address), with 2 listed addresses across 2 states.
Colorado · 1 listed address
- 384 Inverness Pkwy, Suite 240, EnglewoodHQ
Pennsylvania · 1 listed address
- 2800 W 21st Street, Erie
Contact and registration details
- Legal name
- Rigden Enterprises
- Headquarters
- 384 Inverness Pkwy, Suite 240, Englewood, CO 80112
- Website
- rigdencapital.com
- Phone
- 303-351-1618
- @rigdencapital
- SEC file
- 801-132101
- Structure
- Colorado LLC
- Fiscal year end
- December
Rigden Enterprises’ named custodians for separately managed accounts are Charles Schwab ($118M, 75%), Apex Clearing ($21.5M, 14%) and MTG ($16.9M, 11%). Rigden Enterprises has custody of $10M for 20 clients.
- MTGMTG, LLC · New York, NY · $16.9M11%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $118M75%
- Apex ClearingApex Clearing Corporation · Dallas, TX · $21.5M14%
At year end, Rigden Enterprises’ separately managed accounts were mostly in funds (83%).
What the accounts hold
- Stocks7%
- Exchange-traded equities6%
- Non-exchange-traded equities1%
- Funds83%
- Bonds8%
- State and local bonds5%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Rigden Enterprises have?
Rigden Enterprises has 334 clients and manages $169 million for them, as of June 2026. They include 291 individual clients, 38 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026
What services does Rigden Enterprises offer?
Rigden Enterprises provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Rigden Enterprises charge?
Rigden Enterprises charges 0.60%–1.10% a year for its Asset Management. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $250,000.
Which custodians does Rigden Enterprises use?
Rigden Enterprises’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $118M, Apex Clearing Corporation (Dallas, TX), with $21.5M and MTG, LLC (New York, NY), with $16.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026
How many financial advisors does Rigden Enterprises have?
Rigden Enterprises has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rigden Enterprises invest in?
At the end of its last fiscal year, Rigden Enterprises’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 5% state and local bonds, 2% U.S. government and agency bonds, 2% cash and equivalents, 1% non-exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Rigden Enterprises have a minimum investment?
Yes, Rigden Enterprises’ minimum account size for its Asset Management is $250K.
Who owns Rigden Enterprises?
Rigden Enterprises’ direct owners are Joshua Rigden (50% to 75%) and Christian West (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 June 2026
How does Rigden Enterprises get paid?
Rigden Enterprises is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rigden Enterprises?
Rigden Enterprises’ main office is at 384 Inverness Pkwy, Suite 240, Englewood, CO 80112. Its phone number is 303-351-1618. Its website is rigdencapital.com.
