Richard Dombrowski has been an investment adviser representative at Rigden Enterprises since June 2025, and is not listed among the firm’s executive officers or direct owners.
Rigden Enterprises is an Englewood, CO firm with $169M under management, 334 clients and 6 advisers across 4 offices, as of its June 2026 filing.
Richard Dombrowski’s longest registration was 4 years at Risemint (2020–2025). Before joining Rigden Enterprises in 2025, Richard Dombrowski was registered through Risemint and TD Ameritrade, Inc.
- Rigden Capital StrategiesCurrent– present · 1 yearErie, PA · Adviser representative · Firm CRD 326930
- Risemint– · 4 yearsEvergreen, CO · Adviser representative · Firm CRD 289567
- TD Ameritrade, Inc.– · 2 yearsErie, PA · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 2 yearsErie, PA · Adviser representative · Firm CRD 111514
- Scottrade Investment Management– · 1 yearSaint Louis, MO · Adviser representative · Firm CRD 169988
Investment adviser representative registrations
Richard Dombrowski is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2025; the most recent is Texas, in March 2026.
- PennsylvaniaSince 9 June 2025
- TexasResidentSince 31 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 September 2016 |
| Series 7 | General Securities Representative Examination | 17 August 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Stanley Dombrowski
- CRD
- 6650279
- Firm
- Rigden Enterprises · CRD 326930
- Office
- 2800 W 21st St., Suite 109, Erie, PA 16506
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Dombrowski work?
Richard Dombrowski is an investment adviser representative registered through Rigden Enterprises since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Dombrowski a financial advisor?
Yes. Richard Dombrowski has a current investment-adviser registration in Pennsylvania and Texas, through Rigden Enterprises since June 2025.
How many years of experience does Richard Dombrowski have?
Richard Dombrowski has 9 years in the financial industry, since January 2017, across 5 adviser firms.
What exams has Richard Dombrowski passed?
Richard Dombrowski has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2016. FINRA credited Richard Dombrowski with the SIE, which began in October 2018.
Where did Richard Dombrowski work before Rigden Enterprises?
Before Rigden Enterprises, Richard Dombrowski was registered through TD Ameritrade, Inc., February 2018 to April 2020; TD Ameritrade Investment Management, LLC, February 2018 to April 2020; Scottrade Investment Management, September 2016 to February 2018.
Where is Richard Dombrowski based?
Richard Dombrowski’s registered office is in Erie, PA.
Is Richard Dombrowski registered with FINRA?
No. Richard Dombrowski has no current broker registration.
How can I verify Richard Dombrowski’s record?
Search CRD 6650279 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Dombrowski’s full registration record.
