Resolute Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 11–25 clients last fiscal year.
Resolute Wealth Strategies reports 301 clients. They include 144 individual clients, 135 high-net-worth individuals, and 11 pension and profit-sharing plans. Of its assets, 100.0% ($388M across 703 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 10% |
| High-net-worth individuals | 45% | 82% |
| Pension and profit-sharing plans | 4% | 5% |
| Charitable organizations | <1% | 1% |
| Corporations and other businesses | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 144 | $38.2M | 9.8% | $265K |
| High-net-worth individuals | 135 | $319M | 82.3% | $2.36M |
| Pension and profit-sharing plans | 11 | $21.2M | 5.5% | $1.93M |
| Charitable organizations | Fewer than 5 | $5.49M | 1.4% | $2.75M |
| Corporations and other businesses | 9 | $3.75M | 1.0% | $417K |
| Total | 301 | $388M | 100% | — |
- Clients
- 144
- Regulatory AUM
- $38.2M
- AUM share
- 9.8%
- Avg. per client
- $265K
- Clients
- 135
- Regulatory AUM
- $319M
- AUM share
- 82.3%
- Avg. per client
- $2.36M
- Clients
- 11
- Regulatory AUM
- $21.2M
- AUM share
- 5.5%
- Avg. per client
- $1.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.49M
- AUM share
- 1.4%
- Avg. per client
- $2.75M
- Clients
- 9
- Regulatory AUM
- $3.75M
- AUM share
- 1.0%
- Avg. per client
- $417K
Total
- Clients
- 301
- Regulatory AUM
- $388M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Resolute Wealth Strategies charges 0.75%–1.10% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.10% |
| $500K–$1M | 1.00% |
| $1M–$2M | 0.85% |
| $2M and above | 0.75% |
Fee details and sources
Other fees
- Financial Planning
- One-time fixed fee generally ranging from $1,000 to $15,000, depending on the complexity of the plan and services, which may be billed in periodic installments.
Phillip Burnett owns 50% to 75% of Resolute Wealth Strategies. Phillip Burnett is CEO; the leadership team includes President Charles Alley, Chief Investment Officer Michael Puckett and Chief Compliance Officer Andrew Warning. It has 7 employees, 5 of them in advisory roles.
Leadership
- Phillip BurnettChief Executive Officer
- Charles AlleyPresident and Chief Financial Officer
- Andrew WarningChief Compliance Officer
- Michael PuckettChief Investment Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Charles Warwick Alley
- Phillip Crowell Burnett JR.
- Phillip Crowell Burnett III
- Vincent Hays Gaglione
- Michael A Puckett
- Taylor Weintritt
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Resolute Wealth Strategies, LLC
Phillip Burnett
Control person · since July 2022
- Owns 25% to 50% of Resolute Wealth Strategies, LLC
Charles Alley
Control person · since July 2022
- Owns 5% to 10% of Resolute Wealth Strategies, LLC
Michael Puckett
Control person · since July 2022
Resolute Wealth Strategies’ regulatory assets grew Infinity× from $0 (July 2022) to $388M (March 2026); employees rose from 5 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $388M | 301 | 7 | 1 |
| April 2025 | $316M | 287 | 5 | 1 |
| May 2024 | $259M | 252 | 5 | 1 |
| March 2023 | $228M | 230 | 5 | 1 |
| July 2022 | $0 | 0 | 5 | 1 |
Besides its headquarters, Resolute Wealth Strategies has 0 offices, with 1 listed address in Mississippi.
Mississippi · 1 listed address
- 4400 Old Canton RD., Suite 210, JacksonHQ
Contact and registration details
- Legal name
- Resolute Wealth Strategies, LLC
- Headquarters
- 4400 Old Canton RD., Suite 210, Jackson, MS 39211
- Website
- theresoluteadvisor.com
- Phone
- 601-952-8850
- @resolute-wealth-strategies
- SEC file
- 801-125835
- Structure
- Mississippi LLC
- Fiscal year end
- December
Resolute Wealth Strategies uses Fidelity ($388M) as custodian for its separately managed accounts. Resolute Wealth Strategies has custody of $67.9M in client assets for 94 clients.
- FidelityFidelity Investments · Boston, MA · $388M100%
At year end, Resolute Wealth Strategies’ separately managed accounts were largely in funds (42%) and stocks (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $258M across 132 positions; the largest are Apple Inc. (14.3%), JPMORGAN Active Growth ETF (6.4%) and Caterpillar Inc. (5.1%).
What the accounts hold
- Stocks40%
- Funds42%
- Bonds3%
- Cash7%
- Other8%
- Private funds8%
Reported 13F holdings
- $258M
- Reported 13F value
- 132
- Positions
- 52.8%
- In the 10 largest
- +11.4%
- Value vs. prior quarter
- Apple Inc.14.3%
- JPMORGAN Active Growth ETFETF6.4%
- Caterpillar Inc.5.1%
- Fidelity Total Bond ETFETF4.6%
- Amazon Com Inc.4.3%
- Nvidia Corporation4.3%
- Pimco Enhanced Short Maturity Active Exchange-traded FundETF4.2%
- JPMORGAN Active Value ETFETF3.6%
- Alphabet Inc. Cap Stk CL C3.3%
- Microsoft Corp.2.9%
Together, the ten largest are 52.8% of reported value.
How many clients does Resolute Wealth Strategies have?
Resolute Wealth Strategies has 301 clients and manages $388 million for them, as of March 2026. They include 144 individual clients, 135 high-net-worth individuals, and 11 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Resolute Wealth Strategies offer?
Resolute Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Resolute Wealth Strategies charge?
Resolute Wealth Strategies charges 0.75%–1.10% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: RESOLUTE WEALTH STRATEGIES ADV PART 2A BROCHURE 3 2026, filed 20 March 2026
Which custodians does Resolute Wealth Strategies use?
Resolute Wealth Strategies’ separately managed account assets are held at Fidelity Investments (Boston, MA), with $388M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Resolute Wealth Strategies have?
Resolute Wealth Strategies has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Resolute Wealth Strategies invest in?
At the end of its last fiscal year, Resolute Wealth Strategies’ separately managed accounts held 42% registered funds (mutual funds, ETFs, BDCs), 40% exchange-traded equities, 8% other, 7% cash and equivalents and 3% U.S. government and agency bonds. The 8% other category is described as: Private Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Resolute Wealth Strategies?
Resolute Wealth Strategies’ direct owners are Phillip Burnett (50% to 75%), Charles Alley (25% to 50%) and Michael Puckett (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Resolute Wealth Strategies get paid?
Resolute Wealth Strategies is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Resolute Wealth Strategies registered with the SEC?
Yes, Resolute Wealth Strategies has been registered with the SEC as an investment adviser since 9 June 2022. Its CRD number is 318599 and its SEC file number is 801-125835.
Source: Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record
How do I contact Resolute Wealth Strategies?
Resolute Wealth Strategies’ main office is at 4400 Old Canton RD., Suite 210, Jackson, MS 39211. Its phone number is 601-952-8850. Its website is theresoluteadvisor.com.