RBF Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
RBF Capital Management reports 18 clients. They include 7 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals. Of its assets, 5.0% ($7.98M across 35 accounts) are managed with discretion; $153M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 1% |
| High-net-worth individuals | 28% | 4% |
| Pension and profit-sharing plans | 33% | 95% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7 | $2.11M | 1.3% | $301K |
| High-net-worth individuals | 5 | $5.88M | 3.7% | $1.18M |
| Pension and profit-sharing plans | 6 | $153M | 95.0% | $25.4M |
| Total | 18 | $161M | 100% | $8.92M |
- Clients
- 7
- Regulatory AUM
- $2.11M
- AUM share
- 1.3%
- Avg. per client
- $301K
- Clients
- 5
- Regulatory AUM
- $5.88M
- AUM share
- 3.7%
- Avg. per client
- $1.18M
- Clients
- 6
- Regulatory AUM
- $153M
- AUM share
- 95.0%
- Avg. per client
- $25.4M
Total
- Clients
- 18
- Regulatory AUM
- $161M
- AUM share
- 100%
- Avg. per client
- $8.92M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
RBF Capital Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Rafal Baranski owns 75% or more of RBF Capital Management. The leadership team of RBF Capital Management includes President Rafal Baranski. It has 3 employees, 1 of them in advisory roles.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- 3 soliciting firms
- Owns 75% or more of RBF Capital Management, Inc.
Rafal Baranski
Control person · since May 2012
RBF Capital Management’s regulatory assets grew from $107M (June 2024) to $161M (February 2026); clients fell from 25 to 18 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $161M | 18 | 3 | 1 |
| Jul 2025July 2025 | $138M | 18 | 3 | 1 |
| Jun 2024June 2024 | $107M | 25 | 3 | 1 |
Besides its headquarters, RBF Capital Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 3800 S. Tamiami Trail, Suite 327, SarasotaHQ
Other business names
RBF Capital Management has reported 2 other business names to the SEC.
- RBF 401(k) Plan Advisory Services
- RBF Capital Management and Retirement Solutions
Contact and registration details
- Legal name
- RBF Capital Management, Inc.
- Headquarters
- 3800 S. Tamiami Trail, Suite 327, Sarasota, FL 34239
- Website
- Not reported
- Phone
- 941-870-1944
- @rbf-capital-management-inc-
- SEC file
- 801-130432
- Structure
- Florida corporation
- Fiscal year end
- December
RBF Capital Management’s named custodians for separately managed accounts are Matrix Trust ($135M, 98%) and Charles Schwab ($3.25M, 2%). RBF Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $3.25M2%
- Matrix TrustMatrix Trust Co · Denver, CO · $135M98%
At year end, RBF Capital Management’s separately managed accounts were mostly in stocks (67%) and funds (32%).
What the accounts hold
- Stocks67%
- Funds32%
- Other1%
- Derivatives1%
How many clients does RBF Capital Management have?
RBF Capital Management has 18 clients and manages $161 million for them, as of February 2026. They include 7 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does RBF Capital Management offer?
RBF Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does RBF Capital Management use?
RBF Capital Management’s separately managed account assets are held at Matrix Trust Co (Denver, CO), with $135M and Charles Schwab & Co., Inc. (Westlake, TX), with $3.25M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does RBF Capital Management have?
RBF Capital Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RBF Capital Management invest in?
At the end of its last fiscal year, RBF Capital Management’s separately managed accounts held 67% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs) and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RBF Capital Management?
RBF Capital Management’s direct owner is Rafal Baranski (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does RBF Capital Management get paid?
RBF Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RBF Capital Management?
RBF Capital Management’s main office is at 3800 S. Tamiami Trail, Suite 327, Sarasota, FL 34239. Its phone number is 941-870-1944.