{"url":"https://nivawealth.com/firms/rbf-capital-management-164524","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164524","regulatoryAum":160569912,"crd":"164524","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3269822","suffix":null,"lastName":"BARANSKI","firstName":"RAFAL","middleName":"R"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-13","regulatoryAum":107071947,"clients":25,"employees":3,"offices":1},{"filedOn":"2025-07-10","regulatoryAum":138083504,"clients":18,"employees":3,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":160569912,"clients":18,"employees":3,"offices":1}],"secFileNumber":"801-130432","legalName":"RBF Capital Management, Inc.","displayName":"RBF Capital Management","slug":"rbf-capital-management-164524","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/rbf-capital-management-inc-?trk=similar-pages_result-card_full-click","founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"3800 S. Tamiami Trail, Suite 327","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34239"},"tradeNames":["RBF 401(k) Plan Advisory Services","RBF Capital Management and Retirement Solutions"],"registration":{"secApproved":"14 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":665406.0833333334,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"regulatory":160569912,"discretionary":7984873,"discretionaryAccounts":35,"nonDiscretionary":152585039,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":2109873},{"label":"High-net-worth individuals","clients":5,"regulatoryAum":5875000},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":152585039}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":3250652},{"name":"Matrix Trust Co","shortName":"Matrix Trust","location":"Denver, CO","smaAssets":134829007}],"custodyNote":"RBF Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Rafal Baranski","title":"President/Senior Portfolio Manager/CCO","crd":"3269822"}],"ownership":[{"label":"Rafal Baranski","detail":"President/senior portfolio manager/cco in the 75% or more ownership band and a control person, since May 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3800 S. Tamiami Trail, Suite 327","city":"Sarasota","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-870-1944","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":67},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":32}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164524/PDF/164524.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RBF Capital Management have?","answer":"RBF Capital Management has 18 clients and manages $161 million for them, as of February 2026. They include 7 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RBF Capital Management offer?","answer":"RBF Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RBF Capital Management use?","answer":"RBF Capital Management’s separately managed account assets are held at Matrix Trust Co (Denver, CO), with $135M and Charles Schwab & Co., Inc. (Westlake, TX), with $3.25M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RBF Capital Management have?","answer":"RBF Capital Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RBF Capital Management invest in?","answer":"At the end of its last fiscal year, RBF Capital Management’s separately managed accounts held 67% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs) and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RBF Capital Management?","answer":"RBF Capital Management’s direct owner is Rafal Baranski (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RBF Capital Management get paid?","answer":"RBF Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RBF Capital Management?","answer":"RBF Capital Management’s main office is at 3800 S. Tamiami Trail, Suite 327, Sarasota, FL 34239. Its phone number is 941-870-1944.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}