Ratson Advisory provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Ratson Advisory reports 1 client. They include 1 pooled investment vehicle. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $2.39B across 27 accounts are not. Of its clients, 50% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | Fewer than 5 | <1% |
| Banking or thrift institutions | Fewer than 5 | 94% |
| Pooled investment vehicles | 100% | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $3.64M | 0.2% | — |
| Banking or thrift institutions | Fewer than 5 | $2.24B | 93.6% | — |
| Pooled investment vehicles | 1 | $149M | 6.3% | $149M |
| Total | 1 | $2.39B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $3.64M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.24B
- AUM share
- 93.6%
- Avg. per client
- —
- Clients
- 1
- Regulatory AUM
- $149M
- AUM share
- 6.3%
- Avg. per client
- $149M
Total
- Clients
- 1
- Regulatory AUM
- $2.39B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 50%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Ratson Advisory is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Alan Harari owns 75% or more of Ratson Advisory. The leadership team of Ratson Advisory includes Chief Compliance Officer Alan Harari. It has 2 employees, 1 of them in advisory roles.
Leadership
- Alan HarariMember and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Mike Kattan
Staff
- 2 employees
- 1 in advisory functions
- Owns 75% or more of Ratson Advisory LLC
Alan Harari
Control person · since February 2024
Ratson Advisory’s regulatory assets grew 5.9× from $406M (July 2024) to $2.39B (February 2026); clients were 1 in both filings and employees rose from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $2.39B | 1 | 2 | 2 |
| March 2025 | $85.5M | 1 | 1 | 2 |
| July 2024 | $406M | 1 | 1 | 2 |
Besides its headquarters, Ratson Advisory has 1 office (1 private residence, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 40 Wall St, 61st Floor - Suite 18, New YorkHQ
Contact and registration details
- Legal name
- Ratson Advisory LLC
- Headquarters
- 40 Wall St, 61st Floor - Suite 18, New York, NY 10005
- Website
- ratsonadvisory.com
- Phone
- 917-325-7440
- SEC file
- 801-129737
- Structure
- Delaware LLC
- Fiscal year end
- December
Ratson Advisory uses Safra National Bank of New York ($868M, 53%) and Citibank N.A ($758M, 47%) as custodians for its separately managed accounts. Ratson Advisory does not have custody of client assets.
- Citibank N.ACitibank N.A · New York, NY · $758M47%
- Safra National Bank of New YorkSafra National Bank of New York · New York, NY · $868M53%
At year end, Ratson Advisory’s separately managed accounts were largely in bonds (43%) and funds (15%).
What the accounts hold
- Stocks5%
- Exchange-traded equities4%
- Non-exchange-traded equities1%
- Funds15%
- Pooled vehicles9%
- Registered funds6%
- Bonds43%
- U.S. government and agency bonds27%
- Investment grade corporate bonds14%
- Sovereign bonds1%
- High-yield corporate bonds1%
- Cash15%
- Other22%
- Structured notes and credit-linked notes, asset-backed/structured credit instruments (including clo/abs-type exposures), real-estate-related and specialty credit positions (e.g., bridge loans/ground leases), and other bespoke fixed-income or credit instruments that do not clearly fit standard equity, bond, fund, cash, or derivative classifications.21%
- Derivatives1%
How many clients does Ratson Advisory have?
Ratson Advisory has 1 client and manages $2.39 billion for them, as of February 2026. They include 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does Ratson Advisory offer?
Ratson Advisory provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Ratson Advisory use?
Ratson Advisory’s separately managed account assets are held at Safra National Bank of New York (New York, NY), with $868M and Citibank N.A (New York, NY), with $758M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does Ratson Advisory have?
Ratson Advisory has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ratson Advisory invest in?
At the end of its last fiscal year, Ratson Advisory’s separately managed accounts held 27% U.S. government and agency bonds, 21% other, 15% cash and equivalents, 14% investment grade corporate bonds, 9% pooled vehicles (private funds and similar), 6% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 1% non-exchange-traded equities, 1% sovereign bonds, 1% high-yield corporate bonds and 1% derivatives. The 21% other category is described as: Structured Notes and Credit-Linked Notes, Asset-Backed/Structured Credit Instruments (Including Clo/Abs-Type Exposures), Real-Estate-Related and Specialty Credit Positions (E.g., Bridge Loans/Ground Leases), and Other Bespoke Fixed-Income Or Credit Instruments That Do Not Clearly Fit Standard Equity, Bond, Fund, Cash, Or Derivative Classifications.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ratson Advisory?
Ratson Advisory’s direct owner is Alan Harari (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does Ratson Advisory get paid?
Ratson Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ratson Advisory?
Ratson Advisory’s main office is at 40 Wall St, 61st Floor - Suite 18, New York, NY 10005. Its phone number is 917-325-7440. Its website is ratsonadvisory.com.