QP Global Family Offices provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
QP Global Family Offices reports 15 clients. They include 10 high-net-worth individuals and 5 charitable organizations. Of its assets, 10.7% ($112M across 1 account) are managed with discretion; $936M across 242 accounts are not. Of its clients, 5% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 67% | 89% |
| Charitable organizations | 33% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 10 | $936M | 89.3% | $93.6M |
| Charitable organizations | 5 | $112M | 10.7% | $22.4M |
| Total | 15 | $1.05B | 100% | $69.9M |
- Clients
- 10
- Regulatory AUM
- $936M
- AUM share
- 89.3%
- Avg. per client
- $93.6M
- Clients
- 5
- Regulatory AUM
- $112M
- AUM share
- 10.7%
- Avg. per client
- $22.4M
Total
- Clients
- 15
- Regulatory AUM
- $1.05B
- AUM share
- 100%
- Avg. per client
- $69.9M
- Clients outside the U.S.
- 5%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
QP Global Family Offices is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
QP Gfo Holdings, LLC owns 75% or more of QP Global Family Offices and is in turn owned by Peter Pauley (25–50%) and Brendan Macmillan (25–50%). Peter Pauley is CEO; the leadership team includes Chief Investment Officer Brendan Macmillan and Chief Compliance Officer Karl Lohwater. It has 9 employees, 5 of them in advisory roles.
Leadership
- Peter PauleyChief Executive Officer
- Karl LohwaterChief Compliance Officer & General Counsel
- Brendan MacmillanChief Investment Officer
- Michael WarrenChairman of the Board
Staff
- 9 employees
- 5 in advisory functions
- 1 broker-dealer rep
- Owns 75% or more of QP Global Family Offices, LLC
QP Gfo Holdings, LLC
Control person · since June 2019
- Owns 25% to 50% of QP Gfo Holdings, LLC
Peter Pauley
Control person · since December 2017
- Owns 25% to 50% of QP Gfo Holdings, LLC
Brendan Macmillan
Control person · since December 2017
- Owns 10% to 25% of QP Global Family Offices, LLC
Michael Warren
Control person · since September 2018
QP Global Family Offices’ regulatory assets grew from $827M (May 2021) to $1.05B (March 2026); clients rose from 13 to 15 and employees from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.05B | 15 | 9 | 3 |
| March 2025 | $964M | 15 | 9 | 3 |
| July 2024 | $1.48B | 21 | 12 | 7 |
| April 2023 | $1.35B | 19 | 11 | 7 |
| June 2022 | $952M | 17 | 9 | 6 |
| May 2021 | $827M | 13 | 7 | 3 |
Besides its headquarters, QP Global Family Offices has 2 offices (2 private residences, listed without an address), with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 115 East Putnam Avenue, 3rd Floor, GreenwichHQ
Contact and registration details
- Legal name
- QP Global Family Offices, LLC
- Headquarters
- 115 East Putnam Avenue, 3rd Floor, Greenwich, CT 06830
- Website
- qp-global.com
- Phone
- 646-828-8883
- @qp-global-family-offices
- SEC file
- 801-112913
- Structure
- Delaware LLC
- Fiscal year end
- December
QP Global Family Offices has custody of client assets.
At year end, QP Global Family Offices’ separately managed accounts were mostly in funds (66%) and cash (23%).
What the accounts hold
- Stocks2%
- Exchange-traded equities1%
- Non-exchange-traded equities1%
- Funds66%
- Pooled vehicles64%
- Registered funds2%
- Bonds7%
- U.S. government and agency bonds5%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash23%
- Other2%
- Physical gold2%
How many clients does QP Global Family Offices have?
QP Global Family Offices has 15 clients and manages $1.05 billion for them, as of March 2026. They include 10 high-net-worth individuals and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does QP Global Family Offices offer?
QP Global Family Offices provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does QP Global Family Offices have?
QP Global Family Offices has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does QP Global Family Offices invest in?
At the end of its last fiscal year, QP Global Family Offices’ separately managed accounts held 64% pooled vehicles (private funds and similar), 23% cash and equivalents, 5% U.S. government and agency bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% other, 1% exchange-traded equities, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% high-yield corporate bonds. The 2% other category is described as: Physical Gold.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns QP Global Family Offices?
QP Global Family Offices is owned through a holding company by Peter Pauley and Brendan Macmillan. Its direct owners are Michael Warren (10% to 25%) and QP Gfo Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does QP Global Family Offices get paid?
QP Global Family Offices is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is QP Global Family Offices registered with the SEC?
Yes, QP Global Family Offices has been registered with the SEC as an investment adviser since 23 April 2018. Its CRD number is 294879 and its SEC file number is 801-112913.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact QP Global Family Offices?
QP Global Family Offices’ main office is at 115 East Putnam Avenue, 3rd Floor, Greenwich, CT 06830. Its phone number is 646-828-8883. Its website is qp-global.com.