{"url":"https://nivawealth.com/firms/qp-global-family-offices-294879","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/294879","regulatoryAum":1048000000,"crd":"294879","history":[{"filedOn":"2021-05-04","regulatoryAum":826533928,"clients":13,"employees":7,"offices":3},{"filedOn":"2022-06-14","regulatoryAum":951806143,"clients":17,"employees":9,"offices":6},{"filedOn":"2023-04-05","regulatoryAum":1348724427,"clients":19,"employees":11,"offices":7},{"filedOn":"2024-07-26","regulatoryAum":1477997274,"clients":21,"employees":12,"offices":7},{"filedOn":"2025-03-31","regulatoryAum":964000000,"clients":15,"employees":9,"offices":3},{"filedOn":"2026-03-31","regulatoryAum":1048000000,"clients":15,"employees":9,"offices":3}],"secFileNumber":"801-112913","legalName":"QP Global Family Offices, LLC","displayName":"QP Global Family Offices","slug":"qp-global-family-offices-294879","website":"https://qp-global.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/qp-global-family-offices/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"115 East Putnam Avenue, 3rd Floor","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830"},"tradeNames":[],"registration":{"secApproved":"23 April 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":93600000,"staff":{"employees":9,"advisory":5,"brokerDealerReps":1,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1048000000,"discretionary":112000000,"discretionaryAccounts":1,"nonDiscretionary":936000000,"nonDiscretionaryAccounts":242,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":10,"regulatoryAum":936000000},{"label":"Charitable organizations","clients":5,"regulatoryAum":112000000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T07:30:31.562177+00:00","documents":[{"name":"QP GLOBAL FAMILY OFFICES DISCLOSURE BROCHURE 02/2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034597","versionId":1034597,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"QP Global Family Offices has custody of client assets.","leadership":[{"name":"Peter Pauley","title":"Chief Executive Officer","crd":"5458699"},{"name":"Karl Lohwater","title":"Chief Compliance Officer & General Counsel","crd":"2684561"},{"name":"Brendan Macmillan","title":"Chief Investment Officer","crd":"2784162"},{"name":"Michael Warren","title":"Chairman of the Board","crd":"1996002"}],"ownership":[{"label":"Michael Warren","detail":"Chairman of the board in the 10% to 25% ownership band and a control person, since September 2018."},{"label":"QP Gfo Holdings, LLC","detail":"Owner in the 75% or more ownership band and a control person, since June 2019."},{"label":"Peter Pauley","detail":"Indirect owner: a member of QP Gfo Holdings, LLC in the 25% to 50% band and a control person, since December 2017.","parent":"QP Gfo Holdings, LLC"},{"label":"Brendan Macmillan","detail":"Indirect owner: a member of QP Gfo Holdings, LLC in the 25% to 50% band and a control person, since December 2017.","parent":"QP Gfo Holdings, LLC"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"115 East Putnam Avenue, 3rd Floor","city":"Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-828-8883","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":5},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":64},{"label":"Cash and cash equivalents","percent":23},{"label":"Other","percent":2,"detail":"Physical Gold"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/294879/PDF/294879.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034597","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does QP Global Family Offices have?","answer":"QP Global Family Offices has 15 clients and manages $1.05 billion for them, as of March 2026. They include 10 high-net-worth individuals and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does QP Global Family Offices offer?","answer":"QP Global Family Offices provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does QP Global Family Offices have?","answer":"QP Global Family Offices has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does QP Global Family Offices invest in?","answer":"At the end of its last fiscal year, QP Global Family Offices’ separately managed accounts held 64% pooled vehicles (private funds and similar), 23% cash and equivalents, 5% U.S. government and agency bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% other, 1% exchange-traded equities, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% high-yield corporate bonds. The 2% other category is described as: Physical Gold.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns QP Global Family Offices?","answer":"QP Global Family Offices is owned through a holding company by Peter Pauley and Brendan Macmillan. Its direct owners are Michael Warren (10% to 25%) and QP Gfo Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does QP Global Family Offices get paid?","answer":"QP Global Family Offices is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is QP Global Family Offices registered with the SEC?","answer":"Yes, QP Global Family Offices has been registered with the SEC as an investment adviser since 23 April 2018. Its CRD number is 294879 and its SEC file number is 801-112913.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact QP Global Family Offices?","answer":"QP Global Family Offices’ main office is at 115 East Putnam Avenue, 3rd Floor, Greenwich, CT 06830. Its phone number is 646-828-8883. Its website is qp-global.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}