PVG Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.
PVG Asset Management reports 240 clients. They include 177 individual clients, 45 high-net-worth individuals and 6 other investment advisers. Of its assets, 82.0% ($513M across 745 accounts) are managed with discretion; $112M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 9% |
| High-net-worth individuals | 19% | 21% |
| Pension and profit-sharing plans | 2% | <1% |
| Charitable organizations | <1% | 1% |
| State or municipal government entities | <1% | <1% |
| Other client typesOther investment advisers; Corporations and other businesses | 5% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 177 | $55.5M | 8.9% | $313K |
| High-net-worth individuals | 45 | $129M | 20.6% | $2.86M |
| Pension and profit-sharing plans | Fewer than 5 | $2.94M | 0.5% | $736K |
| Charitable organizations | Fewer than 5 | $8.58M | 1.4% | $4.29M |
| State or municipal government entities | Fewer than 5 | $514K | 0.1% | $514K |
| Other investment advisers | 6 | $428M | 68.5% | $71.3M |
| Corporations and other businesses | 5 | $570K | 0.1% | $114K |
| Total | 240 | $625M | 100% | — |
- Clients
- 177
- Regulatory AUM
- $55.5M
- AUM share
- 8.9%
- Avg. per client
- $313K
- Clients
- 45
- Regulatory AUM
- $129M
- AUM share
- 20.6%
- Avg. per client
- $2.86M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.94M
- AUM share
- 0.5%
- Avg. per client
- $736K
- Clients
- Fewer than 5
- Regulatory AUM
- $8.58M
- AUM share
- 1.4%
- Avg. per client
- $4.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $514K
- AUM share
- 0.1%
- Avg. per client
- $514K
- Clients
- 6
- Regulatory AUM
- $428M
- AUM share
- 68.5%
- Avg. per client
- $71.3M
- Clients
- 5
- Regulatory AUM
- $570K
- AUM share
- 0.1%
- Avg. per client
- $114K
Total
- Clients
- 240
- Regulatory AUM
- $625M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
PVG Asset Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Patrick Adams owns 75% or more of PVG Asset Management. Patrick Adams is CEO. It has 9 employees, 6 of them in advisory roles.
Staff
- 9 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 broker-dealer rep
- 3 soliciting firms
- Owns 75% or more of PVG Asset Management Corp
Patrick Adams
Control person · since January 2009
PVG Asset Management’s regulatory assets grew 2.2× from $289M (March 2021) to $625M (August 2026); clients fell from 606 to 240 and employees from 10 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $625M | 240 | 9 | 4 |
| Mar 2025March 2025 | $618M | 1,983 | 9 | 4 |
| Jul 2024July 2024 | $500M | 842 | 5 | 1 |
| Mar 2023March 2023 | $351M | 1,112 | 8 | 5 |
| May 2022May 2022 | $342M | 1,130 | 10 | 5 |
| Mar 2021March 2021 | $289M | 606 | 10 | 5 |
Besides its headquarters, PVG Asset Management has 3 offices, with 4 listed addresses across 4 states.
Colorado · 1 listed address
- 6898 S. University BLVD., Suite 100, CentennialHQ
Florida · 1 listed address
- 1980 N Atlantic Ave, Cocoa Beach
New York · 1 listed address
- 28 Oneida St, Oneonta
Texas · 1 listed address
- 5600 NW Central Drive, Suite 221, Houston
Other business names
PVG Asset Management has reported 6 other business names to the SEC.
- Ammon Advisory Services, LLC
- Benson Wealth Management
- PVG Family Office
- PVG Wealth Management
- Smith Sheets Investment Management LLC
- Stone Tower Group LLC
Contact and registration details
- Legal name
- PVG Asset Management Corp
- Headquarters
- 6898 S. University BLVD., Suite 100, Centennial, CO 80122
- Website
- pvgassetmanagement.com
- Phone
- 303-526-0548
- @pvgassetmanagement
- SEC file
- 801-30581
- Structure
- Colorado corporation
- Fiscal year end
- December
PVG Asset Management does not have custody of client assets.
At year end, PVG Asset Management’s separately managed accounts were mostly in stocks (61%) and cash (25%).
What the accounts hold
- Stocks61%
- Non-exchange-traded equities42%
- Exchange-traded equities19%
- Funds6%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash25%
- Other5%
- Unit trusts/privates5%
How many clients does PVG Asset Management have?
PVG Asset Management has 240 clients and manages $625 million for them, as of August 2026. They include 177 individual clients, 45 high-net-worth individuals and 6 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026
What services does PVG Asset Management offer?
PVG Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does PVG Asset Management have?
PVG Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PVG Asset Management invest in?
At the end of its last fiscal year, PVG Asset Management’s separately managed accounts held 42% non-exchange-traded equities, 25% cash and equivalents, 19% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs), 5% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. The 5% other category is described as: Unit Trusts/Privates.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PVG Asset Management?
PVG Asset Management’s direct owner is Patrick Adams (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 August 2026
How does PVG Asset Management get paid?
PVG Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact PVG Asset Management?
PVG Asset Management’s main office is at 6898 S. University BLVD., Suite 100, Centennial, CO 80122. Its phone number is 303-526-0548. Its website is pvgassetmanagement.com.