{"url":"https://nivawealth.com/firms/pvg-asset-management-105541","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105541","regulatoryAum":624910848,"crd":"105541","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2438502","suffix":"Mr.","lastName":"ADAMS","firstName":"PATRICK","middleName":"S"},{"crd":"2130243","suffix":null,"lastName":"AMMAN","firstName":"BRUCE","middleName":"CAMERON"},{"crd":"5953809","suffix":null,"lastName":"Arbelaez","firstName":"Santiago","middleName":"Jose"},{"crd":"2997972","suffix":null,"lastName":"BENSON","firstName":"DONALD","middleName":"MELVIN"},{"crd":"6627579","suffix":null,"lastName":"Bowden","firstName":"Gregory","middleName":"Cornell"},{"crd":"2027452","suffix":null,"lastName":"BOWDEN","firstName":"ZOLLY","middleName":"CORNELL"},{"crd":"1605963","suffix":null,"lastName":"HENDREX","firstName":"TODD","middleName":"ALLEN"},{"crd":"831015","suffix":"JR","lastName":"PECORARO","firstName":"JOSEPH","middleName":"NICHOLAS"},{"crd":"2613105","suffix":null,"lastName":"Tesler","firstName":"Eric","middleName":"Steven"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":289046000,"clients":606,"employees":10,"offices":5},{"filedOn":"2022-05-24","regulatoryAum":342110000,"clients":1130,"employees":10,"offices":5},{"filedOn":"2023-03-17","regulatoryAum":350672000,"clients":1112,"employees":8,"offices":5},{"filedOn":"2024-07-15","regulatoryAum":500377285,"clients":842,"employees":5,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":617865000,"clients":1983,"employees":9,"offices":4},{"filedOn":"2026-08-04","regulatoryAum":624910848,"clients":240,"employees":9,"offices":4}],"secFileNumber":"801-30581","legalName":"PVG Asset Management Corp","displayName":"PVG Asset Management","slug":"pvg-asset-management-105541","website":"https://pvgassetmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/105541/5a8088bf99d0c30e-r1.webp","tone":"light","width":991,"height":200,"sourceUrl":"https://www.pvgassetmanagement.com/","sourceLabel":"PVG Asset Management Corp, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/pvgassetmanagement/","founded":null,"organization":"Colorado corporation","fiscalYearEnd":"December","headquarters":{"street":"6898 S. University BLVD., Suite 100","city":"Centennial","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80122"},"tradeNames":["Ammon Advisory Services, LLC","Benson Wealth Management","PVG Family Office","PVG Wealth Management","Smith Sheets Investment Management LLC","Stone Tower Group LLC"],"registration":{"secApproved":"23 October 1987","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":830228.5,"staff":{"employees":9,"advisory":6,"brokerDealerReps":1,"insuranceAgents":0,"promoters":3},"aum":{"regulatory":624910848,"discretionary":512716732,"discretionaryAccounts":745,"nonDiscretionary":112194116,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":177,"regulatoryAum":55461746},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":128848981},{"label":"Pension and profit-sharing plans","clients":4,"fewerThan5":true,"regulatoryAum":2943000},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":8575700},{"label":"State or municipal government entities","clients":1,"fewerThan5":true,"regulatoryAum":514193},{"label":"Other investment advisers","clients":6,"regulatoryAum":427997727},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":569501}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"PVG Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Adams","title":"Chief Executive Officer","crd":"2438502"},{"name":"Patrick Adams","title":"CEO/CCO","crd":"2438502"}],"ownership":[{"label":"Patrick Adams","detail":"Chief executive officer in the 75% or more ownership band and a control person, since January 2009. Also ceo/cco in the 75% or more ownership band and a control person, since June 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"6898 S. University BLVD., Suite 100","city":"Centennial","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"1980 N Atlantic Ave","city":"Cocoa Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"28 Oneida St","city":"Oneonta"}]},{"state":"Texas","offices":1,"addresses":[{"street":"5600 NW Central Drive, Suite 221","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-526-0548","stateRegisteredReps":6,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":19},{"label":"Non-exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Cash and cash equivalents","percent":25},{"label":"Other","percent":5,"detail":"Unit Trusts/Privates"}],"privateFunds":0},"sources":{"adv1FilingDate":"4 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105541/PDF/105541.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PVG Asset Management have?","answer":"PVG Asset Management has 240 clients and manages $625 million for them, as of August 2026. They include 177 individual clients, 45 high-net-worth individuals and 6 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PVG Asset Management offer?","answer":"PVG Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does PVG Asset Management have?","answer":"PVG Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PVG Asset Management invest in?","answer":"At the end of its last fiscal year, PVG Asset Management’s separately managed accounts held 42% non-exchange-traded equities, 25% cash and equivalents, 19% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs), 5% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. The 5% other category is described as: Unit Trusts/Privates.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PVG Asset Management?","answer":"PVG Asset Management’s direct owner is Patrick Adams (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PVG Asset Management get paid?","answer":"PVG Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact PVG Asset Management?","answer":"PVG Asset Management’s main office is at 6898 S. University BLVD., Suite 100, Centennial, CO 80122. Its phone number is 303-526-0548. Its website is pvgassetmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}