Ponta Wealth Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Ponta Wealth Partners reports 24 clients. They include 16 high-net-worth individuals and 8 individual clients. Of its assets, 100.0% ($214M across 62 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 1% |
| High-net-worth individuals | 67% | 99% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 8 | $3.09M | 1.4% | $386K |
| High-net-worth individuals | 16 | $211M | 98.6% | $13.2M |
| Total | 24 | $214M | 100% | $8.93M |
- Clients
- 8
- Regulatory AUM
- $3.09M
- AUM share
- 1.4%
- Avg. per client
- $386K
- Clients
- 16
- Regulatory AUM
- $211M
- AUM share
- 98.6%
- Avg. per client
- $13.2M
Total
- Clients
- 24
- Regulatory AUM
- $214M
- AUM share
- 100%
- Avg. per client
- $8.93M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Ponta Wealth Partners is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Scott Francis owns 75% or more of Ponta Wealth Partners. It has 4 employees, 2 of them in advisory roles.
Leadership
- Robert BurrowPartner & CCO
- Scott FrancisPartner
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Ponta Wealth Partners, LLC
Scott Francis
Control person · since January 2024
Ponta Wealth Partners’ regulatory assets grew 2.1× from $102M (May 2025) to $214M (September 2026); clients rose from 10 to 24 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $214M | 24 | 4 | 1 |
| May 2025May 2025 | $102M | 10 | 2 | 1 |
Besides its headquarters, Ponta Wealth Partners has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 300 Garfield Ave, Suite 200, Winter ParkHQ
Contact and registration details
- Legal name
- Ponta Wealth Partners, LLC
- Headquarters
- 300 Garfield Ave, Suite 200, Winter Park, FL 32789
- Website
- pontawealth.com
- Phone
- 407-490-4820
- SEC file
- 801-132915
- Structure
- Florida LLC
- Fiscal year end
- December
Ponta Wealth Partners’ named custodians for separately managed accounts are Raymond James ($179M, 86%) and Charles Schwab ($29M, 14%). Ponta Wealth Partners does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $29M14%
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $179M86%
At year end, Ponta Wealth Partners’ separately managed accounts were mostly in stocks (54%) and cash (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $187M across 199 positions; the largest are Nvidia Corporation (7.2%), Apple Inc. (6.8%) and Alphabet Inc. (3.7%).
What the accounts hold
- Stocks54%
- Funds13%
- Bonds3%
- Cash25%
- Other5%
- Structured notes benchmarked to major equity idicies.5%
Reported 13F holdings
- $187M
- Reported 13F value
- 199
- Positions
- 36.0%
- In the 10 largest
- +50.2%
- Value vs. prior quarter
- Nvidia Corporation7.2%
- Apple Inc.6.8%
- Alphabet Inc. · Cap Stk CL C3.7%
- Microsoft Corp.3.7%
- Dimensional ETF Trust · Intl Core Equity3.4%
- Amazon Com Inc.2.9%
- Alphabet Inc. · Cap Stk CL A2.5%
- Dimensional ETF Trust · US Larg Valu ETF2.1%
- JPMORGAN Chase & CO2.0%
- Broadcom Inc.1.7%
Together, the ten largest are 36.0% of reported value.
How many clients does Ponta Wealth Partners have?
Ponta Wealth Partners has 24 clients and manages $214 million for them, as of September 2026. They include 16 high-net-worth individuals and 8 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Ponta Wealth Partners offer?
Ponta Wealth Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Ponta Wealth Partners use?
Ponta Wealth Partners’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $179M and Charles Schwab & Co., Inc. (Westlake, TX), with $29M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Ponta Wealth Partners have?
Ponta Wealth Partners has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ponta Wealth Partners invest in?
At the end of its last fiscal year, Ponta Wealth Partners’ separately managed accounts held 54% exchange-traded equities, 25% cash and equivalents, 13% registered funds (mutual funds, ETFs, BDCs), 5% other and 3% state and local bonds. The 5% other category is described as: Structured Notes Benchmarked to Major Equity Idicies.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ponta Wealth Partners?
Ponta Wealth Partners’ direct owner is Scott Francis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Ponta Wealth Partners get paid?
Ponta Wealth Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ponta Wealth Partners?
Ponta Wealth Partners’ main office is at 300 Garfield Ave, Suite 200, Winter Park, FL 32789. Its phone number is 407-490-4820. Its website is pontawealth.com.