PMG Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
PMG Wealth Management reports 443 clients. They include 299 individual clients and 144 high-net-worth individuals. Of its assets, 100.0% ($198M across 775 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 27% |
| High-net-worth individuals | 33% | 73% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 299 | $53.8M | 27.1% | $180K |
| High-net-worth individuals | 144 | $144M | 72.7% | $1M |
| Pension and profit-sharing plans | Fewer than 5 | $271K | 0.1% | — |
| Corporations and other businesses | Fewer than 5 | $60K | 0.0% | — |
| Total | 443 | $198M | 100% | — |
- Clients
- 299
- Regulatory AUM
- $53.8M
- AUM share
- 27.1%
- Avg. per client
- $180K
- Clients
- 144
- Regulatory AUM
- $144M
- AUM share
- 72.7%
- Avg. per client
- $1M
- Clients
- Fewer than 5
- Regulatory AUM
- $271K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $60K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 443
- Regulatory AUM
- $198M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
PMG Wealth Management charges 0.50%–1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- 3(21) Retirement Plan Advisory Services
- Flat fees for 3(21) retirement plan advisory services range from $300 to $3,500, under the Financial Planning and Consulting Agreement.
- Financial Planning and Consulting
- Financial planning and consulting is billed hourly at up to $500 per hour, depending on the complexity of the client's situation.
Phillip Guerrero owns 75% or more of PMG Wealth Management. The leadership team of PMG Wealth Management includes Chief Compliance Officer Phillip Guerrero. It has 4 employees.
Leadership
Phillip GuerreroManaging Member, Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of PMG Wealth Management, Inc.
Phillip Guerrero
Control person · since January 2017
PMG Wealth Management’s regulatory assets grew 1.5× from $130M (March 2022) to $198M (May 2026); clients rose from 236 to 443 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $198M | 443 | 4 | 2 |
| February 2025 | $165M | 400 | 4 | 2 |
| April 2024 | $139M | 384 | 4 | 2 |
| January 2023 | $126M | 276 | 4 | 2 |
| March 2022 | $130M | 236 | 4 | 2 |
Besides its headquarters, PMG Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in Illinois.
Illinois · 1 listed address
- 60 Landover Pkwy, Ste. D, Hawthorn WoodsHQ
Contact and registration details
- Legal name
- PMG Wealth Management, Inc.
- Headquarters
- 60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047
- Website
- pmgwealth.com
- Phone
- 847-550-6100
- @pmgwealthmanagement
- SEC file
- 801-122740
- Structure
- Illinois corporation
- Fiscal year end
- December
PMG Wealth Management uses LPL Financial ($193M) as custodian for its separately managed accounts. PMG Wealth Management does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Boston, MA · $193M100%
At year end, PMG Wealth Management’s separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $162M across 61 positions; the largest are Vanguard Specialized Funds (6.6%), iShares TR (6.3%) and First TR Exchng Traded FD VI (6.3%).
What the accounts hold
- Stocks5%
- Funds89%
- Bonds1%
- Cash5%
Reported 13F holdings
- $162M
- Reported 13F value
- 61
- Positions
- 56.3%
- In the 10 largest
- +16.6%
- Value vs. prior quarter
- Vanguard Specialized Funds · Div App ETF6.6%
- iShares TR · MSCI USA Qlt Fct6.3%
- First TR Exchng Traded FD VI · FT Ladd Buff ETF6.3%
- iShares TR · S&P 100 ETF6.1%
- AB Active ETFS Inc. · Disruptors ETF5.9%
- Pimco ETF TR · Enhan Shrt MA AC5.5%
- Wisdomtree TR · US Qtly Div Grt5.0%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt5.0%
- Invesco Exchange Traded FD T · S&P 500 Top 504.8%
- John Hancock Exchange Traded · Mltfctr Lrg Cap4.6%
Together, the ten largest are 56.3% of reported value.
How many clients does PMG Wealth Management have?
PMG Wealth Management has 443 clients and manages $198 million for them, as of May 2026. They include 299 individual clients and 144 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 May 2026
What services does PMG Wealth Management offer?
PMG Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does PMG Wealth Management charge?
PMG Wealth Management charges 0.50%–1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: PMG WEALTH ADV PART 2A AND 2B, filed 2 February 2026
Which custodians does PMG Wealth Management use?
PMG Wealth Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $193M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 May 2026
How many financial advisors does PMG Wealth Management have?
PMG Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PMG Wealth Management invest in?
At the end of its last fiscal year, PMG Wealth Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 5% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PMG Wealth Management?
PMG Wealth Management’s direct owner is Phillip Guerrero (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 May 2026
How does PMG Wealth Management get paid?
PMG Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact PMG Wealth Management?
PMG Wealth Management’s main office is at 60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047. Its phone number is 847-550-6100. Its website is pmgwealth.com.