Phillip Guerrero has been Managing Member, Chief Compliance Officer of PMG Wealth Management since January 2017, is a control person of the firm and directly owns 75% or more of it.
PMG Wealth Management, Inc. is a Hawthorn Woods, IL firm with $198M under management, 443 clients and 4 advisers across 2 offices, as of its May 2026 filing.
Phil Guerrero is President & Wealth Advisor of PMG Wealth Management, Inc., based in Hawthorn Woods, Illinois. Since opening PMG in 2007 he has continued to grow the practice, with a specialty in retirement planning. His focus is a personal CFO role for individuals, families, their businesses and local non-profits.
Phillip Guerrero’s longest registration was 9 years at LPL Financial LLC (2007–2017). Before joining PMG Wealth Management in 2017, Phillip Guerrero was registered through LPL Financial LLC and A. G. Edwards & Sons, Inc.
- PMG Wealth ManagementCurrent– present · 9 yearsHawthorn Woods, IL · Adviser representative · Firm CRD 285899
- LPL Financial LLC– · 9 yearsLake Zurich, IL · Adviser representative · Firm CRD 6413
- A. G. Edwards & Sons, Inc.– · 6 yearsBarrington, IL · Adviser representative · Firm CRD 4
Professional designations
Listed by PMG Wealth Management
- CFP®
Investment adviser representative registrations
Phillip Guerrero is registered as an investment adviser representative in 2 states. The first approvals date from February 2017; the most recent is Texas, in March 2017.
- IllinoisSince 10 February 2017
- TexasSince 1 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 29 April 2008 |
| Series 24 | General Securities Principal Examination | 19 November 2007 |
| Series 66 | Uniform Combined State Law Examination | 12 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 1997 |
| Series 7 | General Securities Representative Examination | 17 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2896913
- Firm
- PMG Wealth Management · CRD 285899
- Role
- Managing Member, Chief Compliance Officer
- Office
- 60 LANDOVER PKWY, STE. D, Hawthorn Woods, IL 60047
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- pmgwealth.com
Where does Phillip Guerrero work?
Phillip Guerrero has been Managing Member, Chief Compliance Officer of PMG Wealth Management, Inc. since January 2017, and is a control person of the firm.
Is Phillip Guerrero a financial advisor?
Yes. Phillip Guerrero has a current investment-adviser registration in Illinois and Texas, through PMG Wealth Management since February 2017.
How many years of experience does Phillip Guerrero have?
Phillip Guerrero has 29 years in the financial industry, since August 1997, across 3 adviser firms.
What exams has Phillip Guerrero passed?
Phillip Guerrero has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 24 and Series 31. The earliest, the Series 7, was passed in July 1997. FINRA credited Phillip Guerrero with the SIE, which began in October 2018.
Where did Phillip Guerrero work before PMG Wealth Management?
Before PMG Wealth Management, Phillip Guerrero was registered through A. G. Edwards & Sons, Inc., December 2000 to October 2007.
Where is Phillip Guerrero based?
Phillip Guerrero’s registered office is in Hawthorn Woods, IL.
Is Phillip Guerrero registered with FINRA?
Yes. Phillip Guerrero has a current broker registration, under CRD 2896913.
Source: FINRA BrokerCheck
Is Phillip Guerrero a CFP?
PMG Wealth Management lists Phillip Guerrero with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Phillip Guerrero’s record?
Search CRD 2896913 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Guerrero’s full registration record.