Pinnacle Strategic Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Pinnacle Strategic Wealth Management reports 501 high-net-worth individuals. Of its assets, 100.0% ($146M across 501 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 501 | $146M | 100.0% | $292K |
| Total | 501 | $146M | 100% | $292K |
- Clients
- 501
- Regulatory AUM
- $146M
- AUM share
- 100.0%
- Avg. per client
- $292K
Total
- Clients
- 501
- Regulatory AUM
- $146M
- AUM share
- 100%
- Avg. per client
- $292K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Pinnacle Strategic Wealth Management charges 0.75%–2.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 2.00% |
| $1M–$3M | 1.00% |
| $3M and above | 0.75% |
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is a fixed fee typically from $500 to $5,000, or $150 to $500 an hour depending on complexity; negotiable.
Thomas Marchozzi Financial Planning, Inc owns 50% to 75% of Pinnacle Strategic Wealth Management and is in turn owned by Thomas Marchozzi (75% or more). It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Pinnacle Strategic Wealth Management, LLC.
Thomas Marchozzi Financial Planning, Inc
Control person · since January 2010
- Owns 75% or more of Thomas Marchozzi Financial Planning, Inc
Thomas Marchozzi
Control person · since October 2010
- Owns 50% to 75% of Pinnacle Strategic Wealth Management, LLC.
Michael A Schimek Financial Planning, Inc
Control person · since January 2010
- Owns 75% or more of Michael A Schimek Financial Planning, Inc
Michael Schimek
Control person · since October 2010
Pinnacle Strategic Wealth Management’s regulatory assets grew from $122M (May 2025) to $146M (October 2026); clients fell from 728 to 501 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Oct 2026October 2026 | $146M | 501 | 2 | 2 |
| May 2025May 2025 | $122M | 728 | 2 | 2 |
Besides its headquarters, Pinnacle Strategic Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 630 Freedom Business Center, Third Floor, King of PrussiaHQ
Contact and registration details
- Legal name
- Pinnacle Strategic Wealth Management, LLC.
- Headquarters
- 630 Freedom Business Center, Third Floor, King of Prussia, PA 19406
- Website
- pswmadvisors.com
- Phone
- 610-574-8632
- SEC file
- 801-131686
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Pinnacle Strategic Wealth Management does not have custody of client assets.
At year end, Pinnacle Strategic Wealth Management’s separately managed accounts were mostly in funds (90%).
What the accounts hold
- Stocks5%
- Funds90%
- Bonds5%
How many clients does Pinnacle Strategic Wealth Management have?
Pinnacle Strategic Wealth Management has 501 clients and manages $146 million for them, as of October 2026. They include 501 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Pinnacle Strategic Wealth Management offer?
Pinnacle Strategic Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pinnacle Strategic Wealth Management charge?
Pinnacle Strategic Wealth Management charges 0.75%–2.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
How many financial advisors does Pinnacle Strategic Wealth Management have?
Pinnacle Strategic Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pinnacle Strategic Wealth Management invest in?
At the end of its last fiscal year, Pinnacle Strategic Wealth Management’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 5% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pinnacle Strategic Wealth Management?
Pinnacle Strategic Wealth Management is owned through holding companies by Thomas Marchozzi and Michael Schimek. Its direct owners are Thomas Marchozzi Financial Planning, Inc (50% to 75%) and Michael A Schimek Financial Planning, Inc (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Pinnacle Strategic Wealth Management get paid?
Pinnacle Strategic Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pinnacle Strategic Wealth Management?
Pinnacle Strategic Wealth Management’s main office is at 630 Freedom Business Center, Third Floor, King of Prussia, PA 19406. Its phone number is 610-574-8632. Its website is pswmadvisors.com.