{"url":"https://nivawealth.com/firms/pinnacle-strategic-wealth-management-155652","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155652","regulatoryAum":146485000,"crd":"155652","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4933227","suffix":null,"lastName":"MARCHOZZI","firstName":"THOMAS","middleName":null},{"crd":"4622472","suffix":null,"lastName":"SCHIMEK","firstName":"MICHAEL","middleName":"ANTHONY PIERSON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-28","regulatoryAum":122160000,"clients":728,"employees":2,"offices":2},{"filedOn":"2026-10-01","regulatoryAum":146485000,"clients":501,"employees":2,"offices":2}],"secFileNumber":"801-131686","legalName":"Pinnacle Strategic Wealth Management, LLC.","displayName":"Pinnacle Strategic Wealth Management","slug":"pinnacle-strategic-wealth-management-155652","website":"https://pswmadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"630 Freedom Business Center, Third Floor","city":"King of Prussia","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19406"},"tradeNames":[],"registration":{"secApproved":"16 January 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":292385.22954091814,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":146485000,"discretionary":146485000,"discretionaryAccounts":501,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":501,"regulatoryAum":146485000}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":2,"from":0},{"to":3000000,"pct":1,"from":1000000},{"to":null,"pct":0.75,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059822","versionId":1059822,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-10-01","documentName":"PSWM ADV PART 2 A&B (2025)","fee_rate_low":0.75,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is a fixed fee typically from $500 to $5,000, or $150 to $500 an hour depending on complexity; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059822","versionId":1059822,"submittedOn":"2026-10-01","documentName":"PSWM ADV PART 2 A&B (2025)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:15:16.236447+00:00","documents":[{"name":"PSWM ADV PART 2 A&B (2025)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059822","versionId":1059822,"submittedOn":"2026-10-01"}]},"custodians":[],"custodyNote":"Pinnacle Strategic Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Marchozzi","title":"Partner","crd":"4933227"},{"name":"Michael Schimek","title":"Partner, CCO","crd":"4622472"}],"ownership":[{"label":"Thomas Marchozzi Financial Planning, Inc","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2010."},{"label":"Michael A Schimek Financial Planning, Inc","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2010."},{"label":"Thomas Marchozzi","detail":"Indirect owner: a owner of Thomas Marchozzi Financial Planning, Inc in the 75% or more band and a control person, since October 2010.","parent":"Thomas Marchozzi Financial Planning, Inc"},{"label":"Michael Schimek","detail":"Indirect owner: a owner of Michael A Schimek Financial Planning, Inc in the 75% or more band and a control person, since October 2010.","parent":"Michael A Schimek Financial Planning, Inc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"630 Freedom Business Center, Third Floor","city":"King of Prussia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-574-8632","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":90}],"privateFunds":0},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155652/PDF/155652.pdf","brochureDate":"1 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059822","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pinnacle Strategic Wealth Management have?","answer":"Pinnacle Strategic Wealth Management has 501 clients and manages $146 million for them, as of October 2026. They include 501 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pinnacle Strategic Wealth Management offer?","answer":"Pinnacle Strategic Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pinnacle Strategic Wealth Management charge?","answer":"Pinnacle Strategic Wealth Management charges 0.75%–2.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"PSWM ADV PART 2 A&B (2025), filed 1 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Pinnacle Strategic Wealth Management have?","answer":"Pinnacle Strategic Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pinnacle Strategic Wealth Management invest in?","answer":"At the end of its last fiscal year, Pinnacle Strategic Wealth Management’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 5% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pinnacle Strategic Wealth Management?","answer":"Pinnacle Strategic Wealth Management is owned through holding companies by Thomas Marchozzi and Michael Schimek. Its direct owners are Thomas Marchozzi Financial Planning, Inc (50% to 75%) and Michael A Schimek Financial Planning, Inc (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pinnacle Strategic Wealth Management get paid?","answer":"Pinnacle Strategic Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pinnacle Strategic Wealth Management?","answer":"Pinnacle Strategic Wealth Management’s main office is at 630 Freedom Business Center, Third Floor, King of Prussia, PA 19406. Its phone number is 610-574-8632. Its website is pswmadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}