Phillips and Company Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Phillips and Company Advisors reports 1,273 clients. They include 934 individual clients, 176 high-net-worth individuals, and 134 pension and profit-sharing plans. Of its assets, 45.2% ($1.21B across 2,527 accounts) are managed with discretion; $1.46B across 148 accounts are not. A wrap fee program the firm both sponsors and manages holds $365M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 9% |
| High-net-worth individuals | 14% | 61% |
| Pension and profit-sharing plans | 11% | 23% |
| Charitable organizations | <1% | 4% |
| Corporations and other businesses | 1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 934 | $240M | 9.0% | $257K |
| High-net-worth individuals | 176 | $1.61B | 60.5% | $9.17M |
| Pension and profit-sharing plans | 134 | $604M | 22.7% | $4.51M |
| Charitable organizations | 10 | $109M | 4.1% | $10.9M |
| Corporations and other businesses | 19 | $98.8M | 3.7% | $5.2M |
| Total | 1,273 | $2.66B | 100% | $2.09M |
- Clients
- 934
- Regulatory AUM
- $240M
- AUM share
- 9.0%
- Avg. per client
- $257K
- Clients
- 176
- Regulatory AUM
- $1.61B
- AUM share
- 60.5%
- Avg. per client
- $9.17M
- Clients
- 134
- Regulatory AUM
- $604M
- AUM share
- 22.7%
- Avg. per client
- $4.51M
- Clients
- 10
- Regulatory AUM
- $109M
- AUM share
- 4.1%
- Avg. per client
- $10.9M
- Clients
- 19
- Regulatory AUM
- $98.8M
- AUM share
- 3.7%
- Avg. per client
- $5.2M
Total
- Clients
- 1,273
- Regulatory AUM
- $2.66B
- AUM share
- 100%
- Avg. per client
- $2.09M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Phillips and Company Advisors is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Account and Portfolio Consultations
- Consultations on accounts the firm does not manage are billed quarterly in advance; the fee will not exceed 1.75% annually on the total assets reviewed.
Timothy Phillips owns 75% or more of Phillips and Company Advisors. It has 19 employees, 13 of them in advisory roles.
Leadership
- James SmithCFO, CCO
- Timothy PhillipsCEO
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
- Thomas Scott Edwards
- Catherine Gill
- Michael Frank Goodrich
- Michael Scott Hardy
- Kristen Leigh Trudo Hughes
- Mark Timothy Loewen
- George Earl Macdonald IV
- George Joseph Myers
- Stacy Allan Noll
- Chad James Parlow
- Timothy Charles Phillips
- Matthew Martin Schmidt
- James Todd Smith
Staff
- 19 employees
- 13 in advisory functions
- 13 state-registered reps
- 1 insurance agent
- Owns 75% or more of Phillips and Company Advisors LLC
Timothy Phillips
Control person · since February 1992
Phillips and Company Advisors’ regulatory assets grew 2.4× from $1.11B (March 2021) to $2.66B (March 2026); clients rose from 1,032 to 1,273 and employees from 18 to 19.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.66B | 1,273 | 19 | 1 |
| May 2025 | $2.28B | 1,525 | 21 | 1 |
| March 2024 | $1.41B | 1,125 | 22 | 1 |
| March 2023 | $1.17B | 1,080 | 21 | 1 |
| March 2022 | $1.14B | 1,044 | 20 | 1 |
| March 2021 | $1.11B | 1,032 | 18 | 1 |
Besides its headquarters, Phillips and Company Advisors has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 521 SW 11th Avenue, Suite 200, PortlandHQ
Other business names
Phillips and Company Advisors has reported 1 other business name to the SEC.
- Phillips and Company
Contact and registration details
- Legal name
- Phillips and Company Advisors LLC
- Headquarters
- 521 SW 11th Avenue, Suite 200, Portland, OR 97205
- Website
- phillipsandco.com
- Phone
- 503-224-0858
- @phillipsandcompany
- SEC file
- 801-63879
- Structure
- Delaware LLC
- Fiscal year end
- December
Phillips and Company Advisors uses Charles Schwab ($1.1B) as custodian for its separately managed accounts. Phillips and Company Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.1B100%
At year end, Phillips and Company Advisors’ separately managed accounts were mostly in stocks (56%) and funds (31%).
What the accounts hold
- Stocks56%
- Funds31%
- Registered funds26%
- Pooled vehicles5%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash10%
How many clients does Phillips and Company Advisors have?
Phillips and Company Advisors has 1,273 clients and manages $2.66 billion for them, as of March 2026. They include 934 individual clients, 176 high-net-worth individuals, and 134 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Phillips and Company Advisors offer?
Phillips and Company Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Phillips and Company Advisors use?
Phillips and Company Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.1B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Phillips and Company Advisors have?
Phillips and Company Advisors has 13 investment adviser representatives registered with state securities authorities, out of 19 employees, and 13 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Phillips and Company Advisors invest in?
At the end of its last fiscal year, Phillips and Company Advisors’ separately managed accounts held 56% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 5% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Phillips and Company Advisors?
Phillips and Company Advisors’ direct owner is Timothy Phillips (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Phillips and Company Advisors get paid?
Phillips and Company Advisors is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Phillips and Company Advisors registered with the SEC?
Yes, Phillips and Company Advisors has been registered with the SEC as an investment adviser since 31 October 2011. Its CRD number is 167214 and its SEC file number is 801-63879.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact Phillips and Company Advisors?
Phillips and Company Advisors’ main office is at 521 SW 11th Avenue, Suite 200, Portland, OR 97205. Its phone number is 503-224-0858. Its website is phillipsandco.com.