PGP Advisors provides portfolio management for pooled vehicles. The firm advises 1 private fund.
PGP Advisors reports 1 pooled investment vehicle. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($223M across 1 account) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 1 | $223M | 100.0% | $223M |
| Total | 1 | $223M | 100% | $223M |
- Clients
- 1
- Regulatory AUM
- $223M
- AUM share
- 100.0%
- Avg. per client
- $223M
Total
- Clients
- 1
- Regulatory AUM
- $223M
- AUM share
- 100%
- Avg. per client
- $223M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
PGP Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Stevens Living Trust Dated 12/14/2005 owns 75% or more of PGP Advisors. The leadership team of PGP Advisors includes Chief Compliance Officer Mary Kanoff. It has 10 employees, 6 of them in advisory roles.
Leadership
- Mary KanoffGeneral Counsel & Chief Compliance Officer
- Martin StevensTrustee of Stevens Living Trust Dated 12/14/2005 & Manager of Registrant
- Marie De FrankTrustee of Stevens Living Trust Dated 12/14/2005
Staff
- 10 employees
- 6 in advisory functions
- Owns 75% or more of PGP Advisors, LLC
Stevens Living Trust Dated 12/14/2005
Control person · since December 2005
- Owns 75% or more of PGP Advisors, LLC
Martin Stevens
Control person · since December 2005
- Owns 75% or more of PGP Advisors, LLC
Marie De Frank
Control person · since December 2005
PGP Advisors’ regulatory assets went from $220M (March 2021) to $223M (March 2026); clients were 1 in both filings and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $223M | 1 | 10 | 2 |
| March 2025 | $166M | 1 | 10 | 2 |
| March 2024 | $144M | 1 | 9 | 2 |
| March 2023 | $173M | 1 | 9 | 2 |
| March 2022 | $1.11B | 1 | 9 | 2 |
| March 2021 | $220M | 1 | 10 | 2 |
Besides its headquarters, PGP Advisors has 1 office, with 2 listed addresses in California and Idaho.
California · 1 listed address
- 10250 Constellation BLVD, Los Angeles
Idaho · 1 listed address
- 131 Fourth Street East, Suite 215, KetchumHQ
Other business names
PGP Advisors has reported 1 other business name to the SEC.
- Peninsula Pacific
Contact and registration details
- Legal name
- PGP Advisors, LLC
- Headquarters
- 131 Fourth Street East, Suite 215, Ketchum, ID 83340-9413
- Website
- Not reported
- Phone
- 208-928-7922
- SEC file
- 801-110917
- Structure
- Delaware LLC
- Fiscal year end
- December
PGP Advisors has custody of $223M in client assets for 1 client.
How many clients does PGP Advisors have?
PGP Advisors has 1 client and manages $223 million for them, as of March 2026. They include 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does PGP Advisors offer?
PGP Advisors provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does PGP Advisors have?
PGP Advisors has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns PGP Advisors?
PGP Advisors’ direct owners are Stevens Living Trust Dated 12/14/2005 (75% or more), Martin Stevens (75% or more) and Marie De Frank (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does PGP Advisors get paid?
PGP Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is PGP Advisors registered with the SEC?
Yes, PGP Advisors has been registered with the SEC as an investment adviser since 28 July 2017. Its CRD number is 172611 and its SEC file number is 801-110917.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact PGP Advisors?
PGP Advisors’ main office is at 131 Fourth Street East, Suite 215, Ketchum, ID 83340-9413. Its phone number is 208-928-7922.