{"url":"https://nivawealth.com/firms/pgp-advisors-172611","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172611","regulatoryAum":222832650,"crd":"172611","history":[{"filedOn":"2021-03-31","regulatoryAum":219800692,"clients":1,"employees":10,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":1111356124,"clients":1,"employees":9,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":173494643,"clients":1,"employees":9,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":143733650,"clients":1,"employees":9,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":166305585,"clients":1,"employees":10,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":222832650,"clients":1,"employees":10,"offices":2}],"secFileNumber":"801-110917","legalName":"PGP Advisors, LLC","displayName":"PGP Advisors","slug":"pgp-advisors-172611","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"131 Fourth Street East, Suite 215","city":"Ketchum","state":"ID","stateName":"Idaho","country":"United States","postalCode":"83340-9413"},"tradeNames":["Peninsula Pacific"],"registration":{"secApproved":"28 July 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":10,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":222832650,"discretionary":222832650,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":222832650}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"PGP Advisors has custody of $223M in client assets for 1 client.","leadership":[{"name":"Mary Kanoff","title":"General Counsel & Chief Compliance Officer","crd":"6631744"},{"name":"Martin Stevens","title":"Trustee of Stevens Living Trust Dated 12/14/2005 & Manager of Registrant","crd":"1985858"},{"name":"Marie De Frank","title":"Trustee of Stevens Living Trust Dated 12/14/2005","crd":"6397267"}],"ownership":[{"label":"Stevens Living Trust Dated 12/14/2005","detail":"Member of registrant in the 75% or more ownership band and a control person, since December 2005."},{"label":"Martin Stevens","detail":"Trustee of stevens living trust dated 12/14/2005 & manager of registrant in the 75% or more ownership band and a control person, since December 2005."},{"label":"Marie De Frank","detail":"Trustee of stevens living trust dated 12/14/2005 in the 75% or more ownership band and a control person, since December 2005."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"10250 Constellation BLVD","city":"Los Angeles"}]},{"state":"Idaho","offices":1,"addresses":[{"street":"131 Fourth Street East, Suite 215","city":"Ketchum","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"208-928-7922","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172611/PDF/172611.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PGP Advisors have?","answer":"PGP Advisors has 1 client and manages $223 million for them, as of March 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PGP Advisors offer?","answer":"PGP Advisors provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does PGP Advisors have?","answer":"PGP Advisors has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PGP Advisors?","answer":"PGP Advisors’ direct owners are Stevens Living Trust Dated 12/14/2005 (75% or more), Martin Stevens (75% or more) and Marie De Frank (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PGP Advisors get paid?","answer":"PGP Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is PGP Advisors registered with the SEC?","answer":"Yes, PGP Advisors has been registered with the SEC as an investment adviser since 28 July 2017. Its CRD number is 172611 and its SEC file number is 801-110917.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact PGP Advisors?","answer":"PGP Advisors’ main office is at 131 Fourth Street East, Suite 215, Ketchum, ID 83340-9413. Its phone number is 208-928-7922.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}