Skip to content

Pegasus Tech Ventures

Private funds

San Jose, CACRD 164588Updated

Pegasus Tech Ventures is an investment adviser based in San Jose, CA, registered with the SEC since 2024. It provides investment management. Its clients include pooled investment vehicles. Its regulatory assets under management total $2.58 billion, as filed on 31 March 2026.

43
Clients
Not reported
AUM per individual client
35
Advisory staff
1
Offices

From Form ADV filed 31 March 2026SEC record

Services and clients

Pegasus Tech Ventures provides portfolio management for pooled vehicles. The firm advises 43 private funds.

Pegasus Tech Ventures reports 43 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($2.58B across 43 accounts) are managed with discretion.

Clients and assets by client type
Clients43 clients
Assets$2.58B
Share of clients and assets by client type
Client typeClientsAssets
Pooled investment vehicles100%100%
Client breakdown and activity details
Pooled investment vehicles
Clients
43
Regulatory AUM
$2.58B
AUM share
100.0%
Avg. per client
$60M

Total

Clients
43
Regulatory AUM
$2.58B
AUM share
100%
Avg. per client
$60M
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
0
Private funds advised
43

Fees and minimums

Pegasus Tech Ventures is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

Pegasus Tech Holdings, K.K. owns 75% or more of Pegasus Tech Ventures and is in turn owned by MD Anis Uzzaman (75% or more). MD Anis Uzzaman is CEO; the leadership team includes Chief Compliance Officer Eri Ueda. It has 46 employees, 35 of them in advisory roles.

Leadership

  • MD Anis Uzzaman
    Chief Executive Officer
  • Eri Ueda
    Chief Compliance Officer

Staff

  • 46 employees
  • 35 in advisory functions
Who owns the firm
Pegasus Tech Ventures, Inc.· the adviser
  • Pegasus Tech Holdings, K.K.

    Control person · since October 2021

    Owns 75% or more of Pegasus Tech Ventures, Inc.
    • MD Anis Uzzaman

      Control person · since October 2021

      Owns 75% or more of Pegasus Tech Holdings, K.K.

Growth and acquisitions

Pegasus Tech Ventures’ regulatory assets grew from $2.15B (May 2024) to $2.58B (March 2026); clients rose from 40 to 43 and employees from 40 to 46.

By annual filing
Measure
Figures from each annual filing
Pegasus Tech Ventures figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
March 2026$2.58B43461
March 2025$2.27B42431
May 2024$2.15B40401

Offices and registration details

Besides its headquarters, Pegasus Tech Ventures has 0 offices, with 1 listed address in California.

Listed office addresses in California
San Jose

California · 1 listed address

  • 2680 North First Street, Suite 250, San JoseHQ

Contact and registration details

Legal name
Pegasus Tech Ventures, Inc.
Headquarters
2680 North First Street, Suite 250, San Jose, CA 95134
SEC file
801-130162
Structure
Delaware corporation
Fiscal year end
December

Custodians

Pegasus Tech Ventures has custody of $2.58B in client assets for 43 clients.

Common questions

How many clients does Pegasus Tech Ventures have?

Pegasus Tech Ventures has 43 clients and manages $2.58 billion for them, as of March 2026. They include 43 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026

What services does Pegasus Tech Ventures offer?

Pegasus Tech Ventures provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Pegasus Tech Ventures have?

Pegasus Tech Ventures has 0 investment adviser representatives registered with state securities authorities, out of 46 employees, and 35 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Pegasus Tech Ventures?

Pegasus Tech Ventures is owned through a holding company by MD Anis Uzzaman. Its direct owner is Pegasus Tech Holdings, K.K. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026

How does Pegasus Tech Ventures get paid?

Pegasus Tech Ventures is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact Pegasus Tech Ventures?

Pegasus Tech Ventures’ main office is at 2680 North First Street, Suite 250, San Jose, CA 95134. Its phone number is 408-645-5532. Its website is pegasustechventures.com.

Source: Form ADV Part 1A, Item 1.F, filed 31 March 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 31 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 164588.
  3. SEC registered adviser data, annual Form ADV amendments filed 3 May 2024 to 31 March 2026. Items 1.F and 5.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Download source data (JSON)How this directory is compiledReport a correction