{"url":"https://nivawealth.com/firms/pegasus-tech-ventures-164588","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164588","regulatoryAum":2581136068,"crd":"164588","history":[{"filedOn":"2024-05-03","regulatoryAum":2152219669,"clients":40,"employees":40,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":2270523404,"clients":42,"employees":43,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":2581136068,"clients":43,"employees":46,"offices":1}],"secFileNumber":"801-130162","legalName":"Pegasus Tech Ventures, Inc.","displayName":"Pegasus Tech Ventures","slug":"pegasus-tech-ventures-164588","website":"https://pegasustechventures.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/pegasus-tech-ventures","xUrl":"https://twitter.com/PegasusTech_V","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"2680 North First Street, Suite 250","city":"San Jose","state":"CA","stateName":"California","country":"United States","postalCode":"95134"},"tradeNames":[],"registration":{"secApproved":"3 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":46,"advisory":35,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2581136068,"discretionary":2581136068,"discretionaryAccounts":43,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":43,"regulatoryAum":2581136068}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Pegasus Tech Ventures has custody of $2.58B in client assets for 43 clients.","otherCustodians":[],"leadership":[{"name":"MD Anis Uzzaman","title":"Chief Executive Officer","crd":"7358916"},{"name":"Eri Ueda","title":"Chief Compliance Officer","crd":"7894357"}],"ownership":[{"label":"Pegasus Tech Holdings, K.K.","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2021."},{"label":"MD Anis Uzzaman","detail":"Indirect owner: a representative director of Pegasus Tech Holdings, K.K. in the 75% or more band and a control person, since October 2021.","parent":"Pegasus Tech Holdings, K.K."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2680 North First Street, Suite 250","city":"San Jose","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"408-645-5532","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":43},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164588/PDF/164588.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pegasus Tech Ventures have?","answer":"Pegasus Tech Ventures has 43 clients and manages $2.58 billion for them, as of March 2026. They include 43 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pegasus Tech Ventures offer?","answer":"Pegasus Tech Ventures provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pegasus Tech Ventures have?","answer":"Pegasus Tech Ventures has 0 investment adviser representatives registered with state securities authorities, out of 46 employees, and 35 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pegasus Tech Ventures?","answer":"Pegasus Tech Ventures is owned through a holding company by MD Anis Uzzaman. Its direct owner is Pegasus Tech Holdings, K.K. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pegasus Tech Ventures get paid?","answer":"Pegasus Tech Ventures is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pegasus Tech Ventures?","answer":"Pegasus Tech Ventures’ main office is at 2680 North First Street, Suite 250, San Jose, CA 95134. Its phone number is 408-645-5532. Its website is pegasustechventures.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}