Peddock Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, family office services, insurance, and philanthropic planning. Financial planning was provided to 11–25 clients last fiscal year.
Peddock Capital Advisors reports 173 clients. They include 99 high-net-worth individuals and 74 individual clients. Of its assets, 95.8% ($801M across 496 accounts) are managed with discretion; $35M across 4 accounts are not. It advised 23 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 3% |
| High-net-worth individuals | 57% | 89% |
| Pension and profit-sharing plans | Fewer than 5 | 3% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 74 | $28.4M | 3.4% | $384K |
| High-net-worth individuals | 99 | $742M | 88.8% | $7.5M |
| Pension and profit-sharing plans | Fewer than 5 | $27.4M | 3.3% | — |
| Charitable organizations | Fewer than 5 | $482K | 0.1% | — |
| Corporations and other businesses | Fewer than 5 | $37.7M | 4.5% | — |
| Total | 173 | $836M | 100% | — |
- Clients
- 74
- Regulatory AUM
- $28.4M
- AUM share
- 3.4%
- Avg. per client
- $384K
- Clients
- 99
- Regulatory AUM
- $742M
- AUM share
- 88.8%
- Avg. per client
- $7.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $27.4M
- AUM share
- 3.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $482K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $37.7M
- AUM share
- 4.5%
- Avg. per client
- —
Total
- Clients
- 173
- Regulatory AUM
- $836M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 23
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Peddock Capital Advisors charges up to 1.00% a year for its Wealth Management Services. The fee is billed in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting is generally included in the wealth management fee; where billed separately it is charged hourly at rates from $150 to $500 per hour.
Peter Simmons owns 75% or more of Peddock Capital Advisors. Peter Simmons is CEO; the leadership team includes President John Desimone. It has 6 employees, 5 of them in advisory roles.
Leadership
- Peter SimmonsChief Executive Officer
- John DesimoneChief Compliance Officer, President
- Ian BrowningPartner, Director of Investment Strategy
- Matthew SimmonsChief Operations Officer, Wealth Advisor
- Katelyn SimmonsDirector of Relationship Management
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Peddock Capital Advisors, LLC
Peter Simmons
Control person · since August 2008
- Owns 5% to 10% of Peddock Capital Advisors, LLC
Matthew Simmons
Control person · since January 2017
- Owns 5% to 10% of Peddock Capital Advisors, LLC
Ian Browning
since November 2017
- Owns 5% to 10% of Peddock Capital Advisors, LLC
Katelyn Simmons
since January 2021
Peddock Capital Advisors’ regulatory assets grew 2.1× from $405M (March 2021) to $836M (June 2026); clients rose from 108 to 173 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $836M | 173 | 6 | 2 |
| July 2025 | $732M | 153 | 6 | 2 |
| July 2024 | $614M | 147 | 6 | 2 |
| March 2023 | $496M | 118 | 7 | 2 |
| March 2022 | $474M | 115 | 6 | 2 |
| March 2021 | $405M | 108 | 6 | 1 |
Besides its headquarters, Peddock Capital Advisors has 1 office, with 2 listed addresses in Massachusetts.
Massachusetts · 2 listed addresses
- 50 Braintree Hill Office Park, Suite 207, BraintreeHQ
- 40 Salem Street, Lynnfield
Contact and registration details
- Legal name
- Peddock Capital Advisors, LLC
- Headquarters
- 50 Braintree Hill Office Park, Suite 207, Braintree, MA 02184
- Website
- peddockcapitaladvisors.com
- Phone
- 781-848-0288
- @peddock-capital-advisors-llc
- SEC file
- 801-69611
- Founded
- 2008
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Peddock Capital Advisors uses Fidelity ($829M) as custodian for its separately managed accounts. Peddock Capital Advisors has custody of $420M in client assets for 58 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $829M100%
At year end, Peddock Capital Advisors’ separately managed accounts were mostly in stocks (59%) and bonds (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $501M across 165 positions; the largest are Nvidia Corporation (13.0%), iShares TR (6.3%) and Apple Inc. (5.8%).
What the accounts hold
- Stocks59%
- Funds3%
- Bonds28%
- U.S. government and agency bonds13%
- State and local bonds8%
- Investment grade corporate bonds7%
- Cash10%
Reported 13F holdings
- $501M
- Reported 13F value
- 165
- Positions
- 44.5%
- In the 10 largest
- +10.5%
- Value vs. prior quarter
- Nvidia Corporation13.0%
- iShares TR · Core S&P500 ETF6.3%
- Apple Inc.5.8%
- iShares TR · Core US Aggbd ET3.5%
- Vanguard Index Fds · Small CP ETF3.0%
- State Str SPDR S&P Midcap 40 · Utser1 S&pdcrp2.9%
- Exxon Mobil Corp.2.9%
- State Str SPDR S&P 500 ETF T · TR Unit2.5%
- Vanguard Scottsdale Fds · Shrt Trm Corp. BD2.3%
- Quanta Svcs Inc.2.2%
Together, the ten largest are 44.5% of reported value.
How many clients does Peddock Capital Advisors have?
Peddock Capital Advisors has 173 clients and manages $836 million for them, as of June 2026. They include 99 high-net-worth individuals and 74 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 June 2026
What services does Peddock Capital Advisors offer?
Peddock Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, family office services, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Peddock Capital Advisors charge?
Peddock Capital Advisors charges up to 1.00% a year for its Wealth Management Services. The fee is billed in arrears.
Source: PEDDOCK CAPITAL ADVISORS, LLC DISCLOSURE BROCHURE, filed 18 February 2026
Which custodians does Peddock Capital Advisors use?
Peddock Capital Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $829M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 June 2026
How many financial advisors does Peddock Capital Advisors have?
Peddock Capital Advisors has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peddock Capital Advisors invest in?
At the end of its last fiscal year, Peddock Capital Advisors’ separately managed accounts held 59% exchange-traded equities, 13% U.S. government and agency bonds, 10% cash and equivalents, 8% state and local bonds, 7% investment grade corporate bonds and 3% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peddock Capital Advisors?
Peddock Capital Advisors’ direct owners are Peter Simmons (75% or more), Matthew Simmons (5% to 10%), Ian Browning (5% to 10%) and Katelyn Simmons (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 June 2026
How does Peddock Capital Advisors get paid?
Peddock Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peddock Capital Advisors?
Peddock Capital Advisors’ main office is at 50 Braintree Hill Office Park, Suite 207, Braintree, MA 02184. Its phone number is 781-848-0288. Its website is peddockcapitaladvisors.com.