Katelyn Mahon has been Director of Relationship Management of Peddock Capital Advisors since January 2021, is not listed as a control person, but directly owns between 5% and 10% of the firm. Katelyn Mahon holds a B.S. in Financial Management from Clemson University.
Peddock Capital Advisors, LLC is a Braintree, MA firm with $836M under management, 173 clients and 5 advisers across 2 offices, as of its June 2026 filing.
Katelyn Simmons Mahon is Director of Relationship Management and Wealth Advisor at Peddock Capital Advisors, and a shareholder of the firm. She is responsible for retirement, education and tax planning for the firm's clients and directs all matters related to the client experience. Before joining Peddock, she was a financial advisor with The Vanguard Group in Charlotte, NC, advising clients on portfolio construction and retirement planning.
Katelyn Mahon’s longest registration is the current one, 10 years at Peddock Capital Advisors since 2016. Before joining Peddock Capital Advisors in 2016, Katelyn Mahon was registered through Vanguard Advisers Inc.
- – present · 10 yearsBraintree, MA · Adviser representative · Firm CRD 148216
- Vanguard Advisers Inc– · under a yearCharlotte, NC · Adviser representative · Firm CRD 106715
Professional designations
Listed by Peddock Capital Advisors
- Certified Financial Planner™
Investment adviser representative registrations
Katelyn Mahon is registered as an investment adviser representative in 2 states. The first approvals date from September 2016; the most recent is New Jersey, in October 2025.
- MassachusettsSince 21 September 2016
- New JerseySince 23 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 July 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 July 2013 |
| Series 7 | General Securities Representative Examination | 8 July 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katelyn Mary Mahon
- CRD
- 6208246
- Firm
- Peddock Capital Advisors · CRD 148216
- Role
- Director of Relationship Management
- Office
- 50 Braintree Hill Office Park, Suite 207, Braintree, MA 02184
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peddock.com
Where does Katelyn Mahon work?
Katelyn Mahon has been Director of Relationship Management of Peddock Capital Advisors, LLC since January 2021.
Is Katelyn Mahon a financial advisor?
Yes. Katelyn Mahon has a current investment-adviser registration in Massachusetts and New Jersey, through Peddock Capital Advisors since September 2016.
How many years of experience does Katelyn Mahon have?
Katelyn Mahon has 10 years in the financial industry, since January 2016, across 2 adviser firms.
What exams has Katelyn Mahon passed?
Katelyn Mahon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 2013. FINRA credited Katelyn Mahon with the SIE, which began in October 2018.
Where did Katelyn Mahon work before Peddock Capital Advisors?
Before Peddock Capital Advisors, Katelyn Mahon was registered through Vanguard Advisers Inc, August 2015 to April 2016.
Where is Katelyn Mahon based?
Katelyn Mahon’s registered office is in Braintree, MA.
Is Katelyn Mahon registered with FINRA?
No. Katelyn Mahon has no current broker registration.
Is Katelyn Mahon a CFP?
Peddock Capital Advisors lists Katelyn Mahon with the CFP credential (“Certified Financial Planner™”) on its website. CFP Board confirms certification status.
How can I verify Katelyn Mahon’s record?
Search CRD 6208246 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katelyn Mahon’s full registration record.