Peak Planning Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
Peak Planning Group reports 838 clients. They include 664 individual clients and 174 high-net-worth individuals. Of its assets, 99.5% ($707M across 2,360 accounts) are managed with discretion; $3.33M across 3 accounts are not. A wrap fee program the firm both sponsors and manages holds $706M. Of its clients, 1% are outside the U.S. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 29% |
| High-net-worth individuals | 21% | 71% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 664 | $203M | 28.6% | $306K |
| High-net-worth individuals | 174 | $505M | 71.1% | $2.9M |
| Pension and profit-sharing plans | Fewer than 5 | $1.51M | 0.2% | — |
| Charitable organizations | Fewer than 5 | $378K | 0.1% | — |
| Total | 838 | $710M | 100% | — |
- Clients
- 664
- Regulatory AUM
- $203M
- AUM share
- 28.6%
- Avg. per client
- $306K
- Clients
- 174
- Regulatory AUM
- $505M
- AUM share
- 71.1%
- Avg. per client
- $2.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.51M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $378K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 838
- Regulatory AUM
- $710M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Peak Planning Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Fixed engagement fee ranging from $1,000 to $5,000 per engagement; negotiable.
- Financial Planning Services
- Fixed engagement fee ranging from $1,000 to $10,000 per engagement; negotiable.
Louis Patierno owns 75% or more of Peak Planning Group. The leadership team of Peak Planning Group includes Chief Operating Officer David Wrench. It has 11 employees, 7 of them in advisory roles.
Staff
- 11 employees
- 7 in advisory functions
- 5 state-registered reps
- 5 insurance agents
- Owns 75% or more of Peak Planning Group, LLC
Louis Patierno
Control person · since February 2002
- Owns 10% to 25% of Peak Planning Group, LLC
Spencer Wynant
Control person · since December 2020
- Owns 10% to 25% of Peak Planning Group, LLC
Scott Chelootz
since January 2025
Peak Planning Group’s regulatory assets grew 3.3× from $215M (June 2021) to $710M (July 2026); clients rose from 404 to 838 and employees from 6 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $710M | 838 | 11 | 5 |
| Apr 2025April 2025 | $651M | 717 | 10 | 4 |
| Feb 2024February 2024 | $272M | 452 | 6 | 3 |
| Mar 2023March 2023 | $230M | 426 | 3 | 3 |
| Jul 2022July 2022 | $255M | 426 | 3 | 2 |
| Jun 2021June 2021 | $215M | 404 | 6 | 2 |
Besides its headquarters, Peak Planning Group has 4 offices (1 private residence, listed without an address), with 4 listed addresses across 3 states.
North Carolina · 2 listed addresses
- 1 Page Avenue, Asheville
- 210 W Millbrook RD, Raleigh
Colorado · 1 listed address
- 5975 South Quebec Street, Suite 310, CentennialHQ
Hawaii · 1 listed address
- 1036 Kilauea Ave, Hilo
Contact and registration details
- Legal name
- Peak Planning Group, LLC
- Headquarters
- 5975 South Quebec Street, Suite 310, Centennial, CO 80111
- Website
- peakplan.com
- Phone
- 303-991-0056
- @peak-planning-group-llc
- SEC file
- 801-111771
- Founded
- 2017
- Structure
- Colorado LLC
- Fiscal year end
- December
Peak Planning Group’s named custodians for separately managed accounts are Raymond James ($514M, 74%) and Charles Schwab ($185M, 26%). Peak Planning Group has custody of $99.2M for 212 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $185M26%
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $514M74%
At year end, Peak Planning Group’s separately managed accounts were mostly in funds (51%) and stocks (47%). Its reported 13F holdings for the quarter ended 30 June 2026 total $443M across 128 positions; the largest are Invesco Qqq TR (11.6%), iShares TR (11.3%) and Pgim ETF TR (8.4%).
What the accounts hold
- Stocks47%
- Funds51%
- Registered funds48%
- Pooled vehicles3%
- Cash2%
How many clients does Peak Planning Group have?
Peak Planning Group has 838 clients and manages $710 million for them, as of July 2026. They include 664 individual clients and 174 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026
What services does Peak Planning Group offer?
Peak Planning Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Peak Planning Group use?
Peak Planning Group’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $514M and Charles Schwab & Co., Inc. (San Francisco, CA), with $185M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026
How many financial advisors does Peak Planning Group have?
Peak Planning Group has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak Planning Group invest in?
At the end of its last fiscal year, Peak Planning Group’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 47% exchange-traded equities, 3% pooled vehicles (private funds and similar) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peak Planning Group?
Peak Planning Group’s direct owners are Louis Patierno (75% or more), Spencer Wynant (10% to 25%) and Scott Chelootz (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 July 2026
How does Peak Planning Group get paid?
Peak Planning Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak Planning Group?
Peak Planning Group’s main office is at 5975 South Quebec Street, Suite 310, Centennial, CO 80111. Its phone number is 303-991-0056. Its website is peakplan.com.