Peace of Mind Financial provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Peace of Mind Financial reports 121 clients. They include 104 individual clients and 17 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $124M across 404 accounts are not. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 44% |
| High-net-worth individuals | 14% | 51% |
| Charitable organizations | Fewer than 5 | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $54.8M | 44.4% | $527K |
| High-net-worth individuals | 17 | $63.6M | 51.5% | $3.74M |
| Charitable organizations | Fewer than 5 | $5.16M | 4.2% | — |
| Total | 121 | $124M | 100% | — |
- Clients
- 104
- Regulatory AUM
- $54.8M
- AUM share
- 44.4%
- Avg. per client
- $527K
- Clients
- 17
- Regulatory AUM
- $63.6M
- AUM share
- 51.5%
- Avg. per client
- $3.74M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.16M
- AUM share
- 4.2%
- Avg. per client
- —
Total
- Clients
- 121
- Regulatory AUM
- $124M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Peace of Mind Financial is paid through hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Hourly divorce-related consultations
- Hourly consultations on financial concerns arising from a divorce are offered at the firm's discretion at no more than $450 per hour.
- Stand-alone tax preparation
- Stand-alone tax preparation services are offered for fixed fees of up to $1,500 based on the client's needs.
Linda Leitz owns 75% or more of Peace of Mind Financial. The leadership team of Peace of Mind Financial includes President Linda Leitz. It has 5 employees, 2 of them in advisory roles.
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Peace of Mind Financial, Inc
Linda Leitz
Control person · since February 2020
- Owns 10% to 25% of Peace of Mind Financial, Inc
Danielle Parris-Exline
since January 2023
Peace of Mind Financial’s regulatory assets went from $121M (February 2022) to $124M (March 2026); clients were 121 in both filings and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $124M | 121 | 5 | 1 |
| Feb 2025February 2025 | $118M | 123 | 5 | 1 |
| Mar 2024March 2024 | $115M | 122 | 6 | 1 |
| Mar 2023March 2023 | $106M | 119 | 6 | 1 |
| Feb 2022February 2022 | $121M | 125 | 6 | 1 |
Besides its headquarters, Peace of Mind Financial has 0 offices, with 1 listed address in 1 state.
Colorado · 1 listed address
- 7222 Commerce Center Drive, Suite 175, Colorado SpringsHQ
Other business names
Peace of Mind Financial has reported 1 other business name to the SEC.
- Peace of Mind Financial Planning, Inc.
Contact and registration details
- Legal name
- Peace of Mind Financial, Inc
- Headquarters
- 7222 Commerce Center Drive, Suite 175, Colorado Springs, CO 80919
- Website
- Not reported
- Phone
- 719-836-8181
- SEC file
- 801-122428
- Structure
- Colorado corporation
- Fiscal year end
- December
Peace of Mind Financial’s named custodian for separately managed accounts is Charles Schwab ($120M). Peace of Mind Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $120M100%
At year end, Peace of Mind Financial’s separately managed accounts were mostly in funds (84%) and cash (15%).
What the accounts hold
- Stocks1%
- Funds84%
- Cash15%
How many clients does Peace of Mind Financial have?
Peace of Mind Financial has 121 clients and manages $124 million for them, as of March 2026. They include 104 individual clients and 17 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Peace of Mind Financial offer?
Peace of Mind Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Peace of Mind Financial use?
Peace of Mind Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $120M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Peace of Mind Financial have?
Peace of Mind Financial has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peace of Mind Financial invest in?
At the end of its last fiscal year, Peace of Mind Financial’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 1% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peace of Mind Financial?
Peace of Mind Financial’s direct owners are Linda Leitz (75% or more) and Danielle Parris-Exline (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Peace of Mind Financial get paid?
Peace of Mind Financial is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peace of Mind Financial?
Peace of Mind Financial’s main office is at 7222 Commerce Center Drive, Suite 175, Colorado Springs, CO 80919. Its phone number is 719-836-8181.
