{"url":"https://nivawealth.com/firms/peace-of-mind-financial-289067","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289067","regulatoryAum":123633619,"crd":"289067","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2311643","suffix":null,"lastName":"LEITZ","firstName":"LINDA","middleName":"YOWS"},{"crd":"7285794","suffix":null,"lastName":"Parris-Exline","firstName":"Danielle","middleName":"Renee"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-22","regulatoryAum":120749411,"clients":125,"employees":6,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":105787239,"clients":119,"employees":6,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":115313714,"clients":122,"employees":6,"offices":1},{"filedOn":"2025-02-28","regulatoryAum":118127180,"clients":123,"employees":5,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":123633619,"clients":121,"employees":5,"offices":1}],"secFileNumber":"801-122428","legalName":"Peace of Mind Financial, Inc","displayName":"Peace of Mind Financial","slug":"peace-of-mind-financial-289067","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado corporation","fiscalYearEnd":"December","headquarters":{"street":"7222 Commerce Center Drive, Suite 175","city":"Colorado Springs","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80919"},"tradeNames":["Peace of Mind Financial Planning, Inc."],"registration":{"secApproved":"30 September 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hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028616","versionId":1028616,"submittedOn":"2026-03-27","documentName":"PEACE OF MIND FINANCIAL PLANNING FORM ADV PART 2A"},{"role":"other","program":"Stand-alone tax preparation","summary":"Stand-alone tax preparation services are offered for fixed fees of up to $1,500 based on the client's needs.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028616","versionId":1028616,"submittedOn":"2026-03-27","documentName":"PEACE OF MIND FINANCIAL PLANNING FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:50:03.025369+00:00","documents":[{"name":"PEACE OF MIND FINANCIAL PLANNING FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028616","versionId":1028616,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":120338974}],"custodyNote":"Peace of Mind Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Linda Leitz","title":"President and Chief Compliance Officer","crd":"2311643"},{"name":"Danielle Parris-Exline","title":"Shareholder","crd":"7285794"}],"ownership":[{"label":"Linda Leitz","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since February 2020."},{"label":"Danielle Parris-Exline","detail":"Shareholder in the 10% to 25% ownership band, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"7222 Commerce Center Drive, Suite 175","city":"Colorado Springs","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"719-836-8181","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":84},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289067/PDF/289067.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028616","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Peace of Mind Financial have?","answer":"Peace of Mind Financial has 121 clients and manages $124 million for them, as of March 2026. They include 104 individual clients and 17 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Peace of Mind Financial offer?","answer":"Peace of Mind Financial provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Peace of Mind Financial use?","answer":"Peace of Mind Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $120M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Peace of Mind Financial have?","answer":"Peace of Mind Financial has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Peace of Mind Financial invest in?","answer":"At the end of its last fiscal year, Peace of Mind Financial’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Peace of Mind Financial?","answer":"Peace of Mind Financial’s direct owners are Linda Leitz (75% or more) and Danielle Parris-Exline (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Peace of Mind Financial get paid?","answer":"Peace of Mind Financial is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Peace of Mind Financial?","answer":"Peace of Mind Financial’s main office is at 7222 Commerce Center Drive, Suite 175, Colorado Springs, CO 80919. Its phone number is 719-836-8181.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}