Pavlic Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Pavlic Investment Advisors reports 87 clients. They include 58 individual clients, 28 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 84.5% ($92M across 191 accounts) are managed with discretion; $16.9M across 4 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 23% |
| High-net-worth individuals | 32% | 75% |
| Pension and profit-sharing plans | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 58 | $25.6M | 23.5% | $441K |
| High-net-worth individuals | 28 | $81.5M | 74.8% | $2.91M |
| Pension and profit-sharing plans | Fewer than 5 | $1.83M | 1.7% | $1.83M |
| Total | 87 | $109M | 100% | — |
- Clients
- 58
- Regulatory AUM
- $25.6M
- AUM share
- 23.5%
- Avg. per client
- $441K
- Clients
- 28
- Regulatory AUM
- $81.5M
- AUM share
- 74.8%
- Avg. per client
- $2.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.83M
- AUM share
- 1.7%
- Avg. per client
- $1.83M
Total
- Clients
- 87
- Regulatory AUM
- $109M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Pavlic Investment Advisors charges 0.50%–1.00% a year for its Basic fee schedule. The fee is billed in advance and is negotiable.
Fee details and sources
Richard and Madelyn Schiller Revocable Living Trust owns 75% or more of Pavlic Investment Advisors. The leadership team of Pavlic Investment Advisors includes President Richard Schiller. It has 2 employees.
Leadership
Richard SchillerCCO and President
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Pavlic Investment Advisors, Inc.
Richard and Madelyn Schiller Revocable Living Trust
Control person · since December 2021
Richard Schiller
Trustee · Control person · since December 2021
Madelyn Schiller
Trustee · Control person · since December 2021
In 2026, Warnke/Nichols ($191M in its last filing) joined it.
Firms that joined
20261 joined
- Warnke/NicholsLast filed AUM $191M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Pavlic Investment Advisors has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 440 Wells Street, 203, DelafieldHQ
Contact and registration details
- Legal name
- Pavlic Investment Advisors, Inc.
- Headquarters
- 440 Wells Street, 203, Delafield, WI 53018
- Website
- pavlic.com
- Phone
- 262-646-4300
- @pavlic-investment-advisors-inc.
- SEC file
- 801-136029
- Structure
- Wisconsin corporation
- Fiscal year end
- December
Pavlic Investment Advisors uses Charles Schwab ($109M) as custodian for its separately managed accounts. Pavlic Investment Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $109M100%
At year end, Pavlic Investment Advisors’ separately managed accounts were mostly in stocks (59%) and bonds (20%).
What the accounts hold
- Stocks59%
- Funds19%
- Registered funds15%
- Pooled vehicles4%
- Bonds20%
- Investment grade corporate bonds13%
- State and local bonds7%
- Cash2%
How many clients does Pavlic Investment Advisors have?
Pavlic Investment Advisors has 87 clients and manages $109 million for them, as of May 2026. They include 58 individual clients, 28 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026
What services does Pavlic Investment Advisors offer?
Pavlic Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pavlic Investment Advisors charge?
Pavlic Investment Advisors charges 0.50%–1.00% a year for its Basic fee schedule. The fee is billed in advance and is negotiable.
Which custodians does Pavlic Investment Advisors use?
Pavlic Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $109M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026
How many financial advisors does Pavlic Investment Advisors have?
Pavlic Investment Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pavlic Investment Advisors invest in?
At the end of its last fiscal year, Pavlic Investment Advisors’ separately managed accounts held 59% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 13% investment grade corporate bonds, 7% state and local bonds, 4% pooled vehicles (private funds and similar) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pavlic Investment Advisors?
Pavlic Investment Advisors’ direct owner is Richard and Madelyn Schiller Revocable Living Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 May 2026
How does Pavlic Investment Advisors get paid?
Pavlic Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pavlic Investment Advisors?
Pavlic Investment Advisors’ main office is at 440 Wells Street, 203, Delafield, WI 53018. Its phone number is 262-646-4300. Its website is pavlic.com.