{"url":"https://nivawealth.com/firms/pavlic-investment-advisors-111246","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111246","regulatoryAum":108843269,"crd":"111246","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6478044","suffix":null,"lastName":"SCHILLER","firstName":"RICHARD","middleName":"CHARLES"},{"crd":"4398470","suffix":null,"lastName":"WARNKE","firstName":"WILLIAM","middleName":"ROLAND"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"acquisitions":[{"date":"2026-06-30","datePrecision":"day","name":"Warnke/Nichols","crd":"112181","source":"adv_w","dealType":"acquisition","sellerAum":190788695,"sellerAumDate":"2025-02-14","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/112181"}],"secFileNumber":"801-136029","legalName":"Pavlic Investment Advisors, Inc.","displayName":"Pavlic Investment Advisors","slug":"pavlic-investment-advisors-111246","website":"https://pavlic.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/111246/3ac1e676bc449f91-r1.webp","tone":"dark","width":274,"height":200,"sourceUrl":"https://pavlic.com/","sourceLabel":"Pavlic Investment Advisors, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/pavlic-investment-advisors-inc.","founded":null,"organization":"Wisconsin corporation","fiscalYearEnd":"December","headquarters":{"street":"440 Wells Street, 203","city":"Delafield","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53018"},"tradeNames":[],"registration":{"secApproved":"5 May 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II_03.19.2025","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:09:30.332611+00:00","documents":[{"name":"FORM ADV PART II_03.19.2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029436","versionId":1029436,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":108843269}],"custodyNote":"Pavlic Investment Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Richard Schiller","title":"CCO and President","crd":"6478044"}],"ownership":[{"label":"Richard and Madelyn Schiller Revocable Living Trust","detail":"Owner in the 75% or more ownership band and a control person, since December 2021."},{"label":"Richard Schiller","detail":"Indirect owner: trustee of Richard and Madelyn Schiller Revocable Living Trust and a control person, since December 2021.","parent":"Richard and Madelyn Schiller Revocable Living Trust"},{"label":"Madelyn Schiller","detail":"Indirect owner: trustee of Richard and Madelyn Schiller Revocable Living Trust and a control person, since December 2021.","parent":"Richard and Madelyn Schiller Revocable Living Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"440 Wells Street, 203","city":"Delafield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"262-646-4300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"U.S. state and local bonds","percent":7},{"label":"Investment grade corporate bonds","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111246/PDF/111246.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029436","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pavlic Investment Advisors have?","answer":"Pavlic Investment Advisors has 87 clients and manages $109 million for them, as of May 2026. They include 58 individual clients, 28 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pavlic Investment Advisors offer?","answer":"Pavlic Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Pavlic Investment Advisors charge?","answer":"Pavlic Investment Advisors charges 0.50%–1.00% a year for its Basic fee schedule. The fee is billed in advance and is negotiable.","source":"FORM ADV PART II_03.19.2025, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Pavlic Investment Advisors use?","answer":"Pavlic Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $109M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pavlic Investment Advisors have?","answer":"Pavlic Investment Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pavlic Investment Advisors invest in?","answer":"At the end of its last fiscal year, Pavlic Investment Advisors’ separately managed accounts held 59% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 13% investment grade corporate bonds, 7% state and local bonds, 4% pooled vehicles (private funds and similar) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pavlic Investment Advisors?","answer":"Pavlic Investment Advisors’ direct owner is Richard and Madelyn Schiller Revocable Living Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pavlic Investment Advisors get paid?","answer":"Pavlic Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pavlic Investment Advisors?","answer":"Pavlic Investment Advisors’ main office is at 440 Wells Street, 203, Delafield, WI 53018. Its phone number is 262-646-4300. Its website is pavlic.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}