Pasqua, Thomas provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 26–50 clients last fiscal year.
Pasqua, Thomas reports 53 clients. They include 30 individual clients, 15 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 39.2% ($50.8M across 45 accounts) are managed with discretion; $78.9M across 8 accounts are not. It advised 30 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 11% |
| High-net-worth individuals | 28% | 28% |
| Pension and profit-sharing plans | 15% | 61% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 30 | $14.1M | 10.9% | $469K |
| High-net-worth individuals | 15 | $36.7M | 28.3% | $2.45M |
| Pension and profit-sharing plans | 8 | $78.9M | 60.8% | $9.86M |
| Total | 53 | $130M | 100% | $2.45M |
- Clients
- 30
- Regulatory AUM
- $14.1M
- AUM share
- 10.9%
- Avg. per client
- $469K
- Clients
- 15
- Regulatory AUM
- $36.7M
- AUM share
- 28.3%
- Avg. per client
- $2.45M
- Clients
- 8
- Regulatory AUM
- $78.9M
- AUM share
- 60.8%
- Avg. per client
- $9.86M
Total
- Clients
- 53
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- $2.45M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 30
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Pasqua, Thomas is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Thomas Pasqua owns 75% or more of Pasqua, Thomas. It has 3 employees, 1 of them in advisory roles.
Leadership
- Thomas PasquaPrincipal, CCO
Staff
- 3 employees
- 1 in advisory functions
- Owns 75% or more of Pasqua, Thomas
Thomas Pasqua
Control person · since February 2006
Besides its headquarters, Pasqua, Thomas has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 1602 NW Sweetbay Cir, Palm CityHQ
Contact and registration details
- Legal name
- Pasqua, Thomas
- Headquarters
- 1602 NW Sweetbay Cir, Palm City, FL 34990
- Website
- pasquawealthsolutions.com
- Phone
- 914-461-3336
- SEC file
- 801-135275
- Structure
- Florida sole proprietorship
- Fiscal year end
- December
Pasqua, Thomas uses Fidelity ($42.3M, 83%), Fidelity ($8.47M, 17%) and Charles Schwab ($1, 0%) as custodians for its separately managed accounts. Pasqua, Thomas does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $42.3M83%
- FidelityNational Financial Services LLC · Boston, MA · $8.47M17%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $10%
At year end, Pasqua, Thomas’ separately managed accounts were mostly in stocks (80%) and bonds (10%).
What the accounts hold
- Stocks80%
- Exchange-traded equities70%
- Non-exchange-traded equities10%
- Bonds10%
- Cash10%
How many clients does Pasqua, Thomas have?
Pasqua, Thomas has 53 clients and manages $130 million for them, as of February 2026. They include 30 individual clients, 15 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Pasqua, Thomas offer?
Pasqua, Thomas provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Pasqua, Thomas use?
Pasqua, Thomas’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $42.3M, National Financial Services LLC (Boston, MA), with $8.47M and Charles Schwab & Co., Inc. (Westlake, TX), with $1. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Pasqua, Thomas have?
Pasqua, Thomas has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pasqua, Thomas invest in?
At the end of its last fiscal year, Pasqua, Thomas’ separately managed accounts held 70% exchange-traded equities, 10% non-exchange-traded equities, 10% U.S. government and agency bonds and 10% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pasqua, Thomas?
Pasqua, Thomas’ direct owner is Thomas Pasqua (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Pasqua, Thomas get paid?
Pasqua, Thomas is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pasqua, Thomas?
Pasqua, Thomas’ main office is at 1602 NW Sweetbay Cir, Palm City, FL 34990. Its phone number is 914-461-3336. Its website is pasquawealthsolutions.com.