{"url":"https://nivawealth.com/firms/pasqua-thomas-139618","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139618","regulatoryAum":129719815,"crd":"139618","secFileNumber":"801-135275","legalName":"Pasqua, Thomas","displayName":"Pasqua, Thomas","slug":"pasqua-thomas-139618","website":"https://pasquawealthsolutions.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Florida sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"1602 NW Sweetbay Cir","city":"Palm City","state":"FL","stateName":"Florida","country":"United States","postalCode":"34990"},"tradeNames":[],"registration":{"secApproved":"11 February 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1129152.4444444445,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":129719815,"discretionary":50811860,"discretionaryAccounts":45,"nonDiscretionary":78907955,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":30},"clientTypes":[{"label":"Individuals (other than HNW)","clients":30,"regulatoryAum":14076356},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":36735504},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":78907955}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":42337990},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":1},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":8473870}],"custodyNote":"Pasqua, Thomas does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Pasqua","title":"Principal, CCO","crd":"1541395"}],"ownership":[{"label":"Thomas Pasqua","detail":"Principal, cco in the 75% or more ownership band and a control person, since February 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1602 NW Sweetbay Cir","city":"Palm City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-461-3336","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"Non-exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":10},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"10 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139618/PDF/139618.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pasqua, Thomas have?","answer":"Pasqua, Thomas has 53 clients and manages $130 million for them, as of February 2026. They include 30 individual clients, 15 high-net-worth individuals, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pasqua, Thomas offer?","answer":"Pasqua, Thomas provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pasqua, Thomas use?","answer":"Pasqua, Thomas’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $42.3M, National Financial Services LLC (Boston, MA), with $8.47M and Charles Schwab & Co., Inc. (Westlake, TX), with $1. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pasqua, Thomas have?","answer":"Pasqua, Thomas has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pasqua, Thomas invest in?","answer":"At the end of its last fiscal year, Pasqua, Thomas’ separately managed accounts held 70% exchange-traded equities, 10% non-exchange-traded equities, 10% U.S. government and agency bonds and 10% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pasqua, Thomas?","answer":"Pasqua, Thomas’ direct owner is Thomas Pasqua (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pasqua, Thomas get paid?","answer":"Pasqua, Thomas is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pasqua, Thomas?","answer":"Pasqua, Thomas’ main office is at 1602 NW Sweetbay Cir, Palm City, FL 34990. Its phone number is 914-461-3336. Its website is pasquawealthsolutions.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}