ORIX Advisers provides portfolio management for pooled vehicles and portfolio management for institutions. The firm advises 15 private funds.
ORIX Advisers reports 15 clients. They include 15 pooled investment vehicles. Of its assets, 75.5% ($7.27B across 16 accounts) are managed with discretion; $2.36B across 5 accounts are not. Of its clients, 56% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 68% |
| Insurance companies | Fewer than 5 | 5% |
| Corporations and other businesses | Fewer than 5 | 5% |
| Other | Fewer than 5 | 22% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 15 | $6.57B | 68.3% | $438M |
| Insurance companies | Fewer than 5 | $484M | 5.0% | — |
| Corporations and other businesses | Fewer than 5 | $434M | 4.5% | — |
| Other | Fewer than 5 | $2.14B | 22.2% | — |
| Total | 15 | $9.63B | 100% | — |
- Clients
- 15
- Regulatory AUM
- $6.57B
- AUM share
- 68.3%
- Avg. per client
- $438M
- Clients
- Fewer than 5
- Regulatory AUM
- $484M
- AUM share
- 5.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $434M
- AUM share
- 4.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.14B
- AUM share
- 22.2%
- Avg. per client
- —
Total
- Clients
- 15
- Regulatory AUM
- $9.63B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 56%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 15
ORIX Advisers is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Oam Holdings, LLC owns 75% or more of ORIX Advisers and is in turn owned by Ocu Global Asset Management, LLC (75% or more). The leadership team of ORIX Advisers includes Chief Operating Officer Joseph Intagliata and Chief Compliance Officer Michele Halickman. It has 372 employees, 73 of them in advisory roles.
Leadership
Joseph IntagliataDeputy Chief Operating Officer- Michele HalickmanChief Compliance Officer
Jeffrey AbramsHead of Private Credit and Real Estate
Haley BarronHead of Accounting and Financial Reporting
Dan RonnenDeputy General Counsel of Orix USA
Staff
- 372 employees
- 73 in advisory functions
- 13 broker-dealer reps
- 6 soliciting firms
- Owns 75% or more of Orix Advisers, LLC
Oam Holdings, LLC
Control person · since August 2016
- Owns 75% or more of Oam Holdings, LLC
Ocu Global Asset Management, LLC
Control person · since September 2017
- Owns 75% or more of Ocu Global Asset Management, LLC
Ocu Opco Holdings, LLC
Control person · since September 2015
- Owns 75% or more of Ocu Opco Holdings, LLC
Orix Capital Markets, LLC
Control person · since September 2015
- Owns 75% or more of Orix Capital Markets, LLC
Orix Corporation USA
Control person · since March 1997
- Owns 75% or more of Orix Corporation USA
Orix Corporation
Control person · since August 1981
ORIX Advisers’ regulatory assets grew 1.7× from $5.77B (June 2021) to $9.63B (August 2026); clients rose from 14 to 15 and employees from 258 to 372.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $9.63B | 15 | 372 | 5 |
| June 2025 | $8.24B | 17 | 328 | 5 |
| June 2024 | $8.13B | 16 | 305 | 5 |
| June 2023 | $8.2B | 16 | 306 | 6 |
| July 2022 | $6.44B | 15 | 280 | 6 |
| June 2021 | $5.77B | 14 | 258 | 2 |
Besides its headquarters, ORIX Advisers has 4 offices, with 5 listed addresses in the U.S. and abroad.
California · 1 listed address
- 601 California Street, San Francisco
New York · 1 listed address
- 280 Park Avenue, 40 West, New YorkHQ
Texas · 1 listed address
- 2001 Ross Avenue, Dallas
Washington · 1 listed address
- 10900 Ne 4th Street, Bellevue
International offices
- 16 BERKELEY ST., LONDON, United Kingdom
Other business names
ORIX Advisers has reported 5 other business names to the SEC.
- Orix Advisers
- Orix Capital Partners
- Orix Capital Partners Pe, LLC
- Signal Peak
- Signal Peak Capital Management, LLC
Contact and registration details
- Legal name
- Orix Advisers, LLC
- Headquarters
- 280 Park Avenue, 40 West, New York, NY 10017
- Website
- orixcapitalpartners.com
- Phone
- 212-468-5888
- SEC file
- 801-118177
- Structure
- Delaware LLC
- Fiscal year end
- March
ORIX Advisers has custody of client assets.
At year end, ORIX Advisers’ separately managed accounts were mostly in bonds (52%).
What the accounts hold
- Stocks1%
- Bonds52%
- Investment grade corporate bonds28%
- High-yield corporate bonds24%
- Other46%
- Loans and preferred equity investment in private companies46%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does ORIX Advisers have?
ORIX Advisers has 15 clients and manages $9.63 billion for them, as of August 2026. They include 15 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026
What services does ORIX Advisers offer?
ORIX Advisers provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does ORIX Advisers have?
ORIX Advisers has 0 investment adviser representatives registered with state securities authorities, out of 372 employees, and 73 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does ORIX Advisers invest in?
At the end of its last fiscal year, ORIX Advisers’ separately managed accounts held 46% other, 28% investment grade corporate bonds, 24% high-yield corporate bonds and 1% exchange-traded equities. The 46% other category is described as: Loans and Preferred Equity Investment in Private Companies. It advises 15 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns ORIX Advisers?
ORIX Advisers is owned through a chain of holding companies by Orix Corporation. Its direct owner is Oam Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 August 2026
How does ORIX Advisers get paid?
ORIX Advisers is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact ORIX Advisers?
ORIX Advisers’ main office is at 280 Park Avenue, 40 West, New York, NY 10017. Its phone number is 212-468-5888. Its website is orixcapitalpartners.com.