{"url":"https://nivawealth.com/firms/orix-advisers-307580","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307580","regulatoryAum":9625175717,"crd":"307580","history":[{"filedOn":"2021-06-29","regulatoryAum":5768768924,"clients":14,"employees":258,"offices":2},{"filedOn":"2022-07-28","regulatoryAum":6437535583,"clients":15,"employees":280,"offices":6},{"filedOn":"2023-06-29","regulatoryAum":8200619462,"clients":16,"employees":306,"offices":6},{"filedOn":"2024-06-27","regulatoryAum":8128446945,"clients":16,"employees":305,"offices":5},{"filedOn":"2025-06-27","regulatoryAum":8239116741,"clients":17,"employees":328,"offices":5},{"filedOn":"2026-08-05","regulatoryAum":9625175717,"clients":15,"employees":372,"offices":5}],"secFileNumber":"801-118177","legalName":"Orix Advisers, LLC","displayName":"ORIX Advisers","slug":"orix-advisers-307580","website":"https://orixcapitalpartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/307580/03fbd46d1644476e-r1.webp","tone":"light","width":172,"height":200,"sourceUrl":"https://www.orixcapitalpartners.com/","sourceLabel":"Orix Advisers, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"March","headquarters":{"street":"280 Park Avenue, 40 West","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":["Orix Advisers","Orix Capital Partners","Orix Capital Partners Pe, LLC","Signal Peak","Signal Peak Capital Management, LLC"],"registration":{"secApproved":"5 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":372,"advisory":73,"brokerDealerReps":13,"insuranceAgents":0,"promoters":6},"aum":{"regulatory":9625175717,"discretionary":7267317976,"discretionaryAccounts":16,"nonDiscretionary":2357857741,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":56,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":15,"regulatoryAum":6569429813},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":483624284},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":434483805},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":2137637815}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"ORIX Advisers has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Intagliata","title":"Deputy Chief Operating Officer","crd":"6914241"},{"name":"Michele Halickman","title":"Chief Compliance Officer","crd":"7223820"},{"name":"Jeffrey Abrams","title":"Head of Private Credit and Real Estate","crd":"2846985"},{"name":"Haley Barron","title":"Head of Accounting and Financial Reporting","crd":"8303841"},{"name":"Dan Ronnen","title":"Deputy General Counsel of Orix USA","crd":"4970528"}],"ownership":[{"label":"Oam Holdings, LLC","detail":"Majority shareholder in the 75% or more ownership band and a control person, since August 2016."},{"label":"Ocu Global Asset Management, LLC","detail":"Indirect owner: a sole owner of Oam Holdings, LLC in the 75% or more band and a control person, since September 2017.","parent":"Oam Holdings, LLC"},{"label":"Ocu Opco Holdings, LLC","detail":"Indirect owner: a sole owner of Ocu Global Asset Management, LLC in the 75% or more band and a control person, since September 2015.","parent":"Ocu Global Asset Management, LLC"},{"label":"Orix Capital Markets, LLC","detail":"Indirect owner: a sole owner of Ocu Opco Holdings, LLC in the 75% or more band and a control person, since September 2015.","parent":"Ocu Opco Holdings, LLC"},{"label":"Orix Corporation USA","detail":"Indirect owner: a sole owner of Orix Capital Markets, LLC in the 75% or more band and a control person, since March 1997.","parent":"Orix Capital Markets, LLC"},{"label":"Orix Corporation","detail":"Indirect owner: a sole owner of Orix Corporation USA in the 75% or more band and a control person, since August 1981.","parent":"Orix Corporation USA"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":null,"street":"16 BERKELEY ST.","display":{"city":"LONDON","region":null,"postalCode":null,"ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"601 California Street","city":"San Francisco"}]},{"state":"New York","offices":1,"addresses":[{"street":"280 Park Avenue, 40 West","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"2001 Ross Avenue","city":"Dallas"}]},{"state":"Washington","offices":1,"addresses":[{"street":"10900 Ne 4th Street","city":"Bellevue"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-468-5888","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Investment grade corporate bonds","percent":28},{"label":"Non-investment grade corporate bonds","percent":24},{"label":"Other","percent":46,"detail":"Loans and Preferred Equity Investment in Private Companies"}],"privateFunds":15},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307580/PDF/307580.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does ORIX Advisers have?","answer":"ORIX Advisers has 15 clients and manages $9.63 billion for them, as of August 2026. They include 15 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ORIX Advisers offer?","answer":"ORIX Advisers provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does ORIX Advisers have?","answer":"ORIX Advisers has 0 investment adviser representatives registered with state securities authorities, out of 372 employees, and 73 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ORIX Advisers invest in?","answer":"At the end of its last fiscal year, ORIX Advisers’ separately managed accounts held 46% other, 28% investment grade corporate bonds, 24% high-yield corporate bonds and 1% exchange-traded equities. The 46% other category is described as: Loans and Preferred Equity Investment in Private Companies. It advises 15 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ORIX Advisers?","answer":"ORIX Advisers is owned through a chain of holding companies by Orix Corporation. Its direct owner is Oam Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ORIX Advisers get paid?","answer":"ORIX Advisers is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact ORIX Advisers?","answer":"ORIX Advisers’ main office is at 280 Park Avenue, 40 West, New York, NY 10017. Its phone number is 212-468-5888. Its website is orixcapitalpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}