Opus Capital Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and publishing newsletters. Financial planning was provided to 251–500 clients last fiscal year.
Opus Capital Group reports 430 clients. They include 259 high-net-worth individuals, 156 individual clients, and 7 pension and profit-sharing plans. Of its assets, 67.6% ($1.02B across 424 accounts) are managed with discretion; $491M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 3% |
| High-net-worth individuals | 60% | 57% |
| Pension and profit-sharing plans | 2% | 24% |
| Charitable organizations | 1% | 15% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 156 | $51.5M | 3.4% | $330K |
| High-net-worth individuals | 259 | $855M | 56.5% | $3.3M |
| Pension and profit-sharing plans | 7 | $357M | 23.6% | $51M |
| Charitable organizations | 6 | $233M | 15.4% | $38.8M |
| Corporations and other businesses | 2 | $16.3M | 1.1% | $8.14M |
| Total | 430 | $1.51B | 100% | $3.52M |
- Clients
- 156
- Regulatory AUM
- $51.5M
- AUM share
- 3.4%
- Avg. per client
- $330K
- Clients
- 259
- Regulatory AUM
- $855M
- AUM share
- 56.5%
- Avg. per client
- $3.3M
- Clients
- 7
- Regulatory AUM
- $357M
- AUM share
- 23.6%
- Avg. per client
- $51M
- Clients
- 6
- Regulatory AUM
- $233M
- AUM share
- 15.4%
- Avg. per client
- $38.8M
- Clients
- 2
- Regulatory AUM
- $16.3M
- AUM share
- 1.1%
- Avg. per client
- $8.14M
Total
- Clients
- 430
- Regulatory AUM
- $1.51B
- AUM share
- 100%
- Avg. per client
- $3.52M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Opus Capital Group charges 1.00% a year for its Wealth Management. The whole portfolio is charged at the rate of its band. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0 and above | 1.00% |
Fee details and sources
Opus Capital Management, Inc. owns 75% or more of Opus Capital Group and is in turn owned by Kevin Whelan (25–50%) and Nathan Bishop (25–50%). The leadership team of Opus Capital Group includes Chief Operating Officer Joseph Condren. It has 7 employees, 3 of them in advisory roles.
Leadership
- Joseph CondrenPrincipal, Chief Operating Officer and Chief Compliance Officer
- Nathan BaileyPrincipal and Portfolio Manager
- Nathan BishopPrincipal and Portfolio Manager
- Kevin WhelanPrincipal and Portfolio Manager
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Nathan Michael Bailey
- Nathan Andrew Bishop
- John Thomas Gislason
- Kevin Patrick Whelan
Staff
- 7 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Opus Capital Group, LLC
Opus Capital Management, Inc.
Control person · since May 2006
- Owns 25% to 50% of Opus Capital Management, Inc.
Kevin Whelan
Control person · since January 1999
- Owns 25% to 50% of Opus Capital Management, Inc.
Nathan Bishop
Control person · since January 2016
Joseph Condren
Shareholder · Control person · since January 2016
Nathan Bailey
Shareholder · since January 2016
Opus Capital Group’s regulatory assets grew 2.0× from $753M (March 2021) to $1.51B (March 2026); clients rose from 311 to 430 and employees from 6 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.51B | 430 | 7 | 1 |
| March 2025 | $1.23B | 414 | 7 | 1 |
| March 2024 | $1.06B | 387 | 8 | 1 |
| March 2023 | $894M | 373 | 8 | 1 |
| March 2022 | $883M | 351 | 8 | 1 |
| March 2021 | $753M | 311 | 6 | 1 |
Besides its headquarters, Opus Capital Group has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 221 East 4th Street, Suite 2850, CincinnatiHQ
Contact and registration details
- Legal name
- Opus Capital Group, LLC
- Headquarters
- 221 East 4th Street, Suite 2850, Cincinnati, OH 45202
- Website
- opusinc.com
- Phone
- 513-621-6787
- @opus-capital-management
- SEC file
- 801-51533
- Structure
- Delaware LLC
- Fiscal year end
- December
Opus Capital Group uses Charles Schwab ($1.19B) as custodian for its separately managed accounts. Opus Capital Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.19B100%
At year end, Opus Capital Group’s separately managed accounts were mostly in stocks (57%) and funds (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.03M across 150 positions; the largest are Vanguard S&P 500 ETF (17.0%), iShares Core MSCI Eafe ETF (7.3%) and Vanguard Intermediate-term Treasury Index (5.2%).
What the accounts hold
- Stocks57%
- Funds41%
- Bonds1%
- Cash1%
Reported 13F holdings
- $1.03M
- Reported 13F value
- 150
- Positions
- 55.7%
- In the 10 largest
- +11.0%
- Value vs. prior quarter
- Vanguard S&P 500 ETF · S&P 500 ETF Shs17.0%
- iShares Core MSCI Eafe ETF · Core MSCI Eafe7.3%
- Vanguard Intermediate-term Treasury Index · Inter Term Treas5.2%
- iShares Core S&P Small-cap ETF · Core S&P Scp ETF5.1%
- Avantis US Large Cap Value ETF · US Large Cap Vlu4.4%
- Alpha Architect 1-3 Month Box ETF · Alpha Arch 1-33.5%
- Vanguard Short-term Treasury Index · Short Term Treas3.3%
- Dimensional Core Fixed · Core Fixed Incom3.3%
- Vanguard High Dividend Yield Index Fund · High Div Yld3.3%
- iShares Russell 1000 Index · Russell 10003.2%
Together, the ten largest are 55.7% of reported value.
How many clients does Opus Capital Group have?
Opus Capital Group has 430 clients and manages $1.51 billion for them, as of March 2026. They include 259 high-net-worth individuals, 156 individual clients, and 7 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Opus Capital Group offer?
Opus Capital Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Opus Capital Group charge?
Opus Capital Group charges 1.00% a year for its Wealth Management. The whole portfolio is charged at the rate of its band. The fee is billed in arrears and is negotiable.
Which custodians does Opus Capital Group use?
Opus Capital Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.19B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Opus Capital Group have?
Opus Capital Group has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Opus Capital Group invest in?
At the end of its last fiscal year, Opus Capital Group’s separately managed accounts held 57% exchange-traded equities, 41% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Opus Capital Group?
Opus Capital Group is owned through a holding company by Kevin Whelan and Nathan Bishop. Its direct owner is Opus Capital Management, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Opus Capital Group get paid?
Opus Capital Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Opus Capital Group registered with the SEC?
Yes, Opus Capital Group has been registered with the SEC as an investment adviser since 18 March 1996. Its CRD number is 106528 and its SEC file number is 801-51533.
Source: Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record
How do I contact Opus Capital Group?
Opus Capital Group’s main office is at 221 East 4th Street, Suite 2850, Cincinnati, OH 45202. Its phone number is 513-621-6787. Its website is opusinc.com.